DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
S•••••• S••••• C••• I••••••••• P••••••••• I• C•• L•
Gross asset value
$27,500
as of Nov 30, 2023; not a fund size
Peak GAV
$747M
highest filing
Owners
18
beneficial owners reported
Minimum investment
$2.0M
as reported
Adviser and related own
12%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
76%
Reported
35 filings
Aug 8, 2014 to Nov 30, 2023
Reporting history
one row per Form ADV filing
Gross asset value$27,500 as of Nov 30, 2023
Aug 8, 2014$63.9M then
Owners18 as of Nov 30, 2023
Aug 8, 201445 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Cibc Bank USAChicago, Illinois
- Jpmorgan Chase Bank, N.A.Newark, Delaware
- Maplesfs LimitedGrand Cayman, Cayman Islands
- UBS Financial Services Inc.New York, New York
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons