DFX Intelligence

RIA Intelligence

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SEC-registered adviser

O•••••••••

Independent wealth managerSan Francisco, CaliforniaCRD 170975SEC 801-79758website IAPD

Legal name Q••••• I••

Latest filing Mar 26, 2026

First filing on the tape May 12, 2014 · 17 filings

SEC status approved since May 27, 2014

RAUM

$30.0M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

100%

$30.0M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$15.0M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

17 filings and snapshots on the tape

RAUM$30.0M as of Mar 26, 2026

Mar 31, 2015$0 then

HNW client RAUM: no history

State-registered IARs (5.B.3)2 as of Mar 26, 2026

Mar 31, 20150 then

Employees (5.A)2 as of Mar 26, 2026

Mar 31, 20152 then

Private funds: no history

RAUM +36% over the last fiscal year+28% a year over threeIARs 2 to 2

Practice profile

derived from the filing of Mar 26, 2026; every figure names its basis

Archetypes, each a printed rule

Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office

RAUM per advisor: $15.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $3,572derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +36%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed feesreportedItem 5.E
Advisory activities: portfolio management for individuals, pension consultingreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

has discretionary authority over which securities are bought or sold (8.C.1)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$30.0M100%

Individual clients: 8,400reported
HNW clients: n/areported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 8,400reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixedreported
Class basis: private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
J••••• J•••••• L•Chartered Financial Analyst	San Francisco, Ca	Dec 2, 2025	17 y	1
R•••• S•••	San Francisco, Ca	Dec 2, 2025	15 y	2

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

L•• J•••••• J•••••• · Coocontrol
since 07/2017 · owns 5% to 10%
M••••• D••••••• · Board Membercontrol
since 07/2017 · owns 50% to 75%
S•••• R•••• · Ceo, Ccocontrol
since 03/2016 · owns 50% to 75%
G•••••• P••• · Founder
since 03/2005 · owns 25% to 50% of Y• C••••••••• L••

Entity owners

Y• C••••••••• L•• · Owner
direct · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
San Francisco, Ca · principal	2	2	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 7,700 to 8,400
Apr 1, 2025 to Mar 26, 2026
Individual clients · 7,700 to 8,400
Apr 1, 2025 to Mar 26, 2026
Discretionary RAUM · $22.1M to $30.0M
Apr 1, 2025 to Mar 26, 2026
Individual RAUM · $22.1M to $30.0M
Apr 1, 2025 to Mar 26, 2026
RAUM · $22.1M to $30.0M
Apr 1, 2025 to Mar 26, 2026
Accounts · 4,030 to 7,700
Mar 31, 2024 to Apr 1, 2025
Individual clients · 4,030 to 7,700
Mar 31, 2024 to Apr 1, 2025
Financial planning clients · 0 to 0
Mar 31, 2024 to Apr 1, 2025
Discretionary RAUM · $16.5M to $22.1M
Mar 31, 2024 to Apr 1, 2025
Individual RAUM · $16.5M to $22.1M
Mar 31, 2024 to Apr 1, 2025
RAUM · $16.5M to $22.1M
Mar 31, 2024 to Apr 1, 2025
Accounts · 3,510 to 4,030
Mar 29, 2023 to Mar 31, 2024
Individual clients · 3,510 to 4,030
Mar 29, 2023 to Mar 31, 2024
Discretionary RAUM · $14.3M to $16.5M
Mar 29, 2023 to Mar 31, 2024
Individual RAUM · $14.3M to $16.5M
Mar 29, 2023 to Mar 31, 2024
RAUM · $14.3M to $16.5M
Mar 29, 2023 to Mar 31, 2024
Accounts · 3,158 to 3,510
Mar 16, 2022 to Mar 29, 2023
Individual clients · 3,158 to 3,510
Mar 16, 2022 to Mar 29, 2023
State-registered IARs · 0 to 2
Mar 16, 2022 to Mar 29, 2023
Discretionary RAUM · $14.3M to $14.3M
Mar 16, 2022 to Mar 29, 2023
Individual RAUM · $14.3M to $14.3M
Mar 16, 2022 to Mar 29, 2023
RAUM · $14.3M to $14.3M
Mar 16, 2022 to Mar 29, 2023
Accounts · 2,737 to 3,158
May 25, 2021 to Mar 16, 2022
Individual clients · 2,737 to 3,158
May 25, 2021 to Mar 16, 2022
Discretionary RAUM · $13.5M to $14.3M
May 25, 2021 to Mar 16, 2022
Individual RAUM · $13.5M to $14.3M
May 25, 2021 to Mar 16, 2022
RAUM · $13.5M to $14.3M
May 25, 2021 to Mar 16, 2022
Accounts · 3,085 to 2,737
May 5, 2020 to Mar 31, 2021
Individual clients · 3,085 to 2,737
May 5, 2020 to Mar 31, 2021
Discretionary RAUM · $18.6M to $13.5M
May 5, 2020 to Mar 31, 2021
Individual RAUM · $18.6M to $13.5M
May 5, 2020 to Mar 31, 2021
RAUM · $18.6M to $13.5M
May 5, 2020 to Mar 31, 2021
Accounts · 2,298 to 3,085
Mar 29, 2019 to May 5, 2020
Individual clients · 2,298 to 3,085
Mar 29, 2019 to May 5, 2020
Discretionary RAUM · $11.8M to $18.6M
Mar 29, 2019 to May 5, 2020
Individual RAUM · $11.8M to $18.6M
Mar 29, 2019 to May 5, 2020
RAUM · $11.8M to $18.6M
Mar 29, 2019 to May 5, 2020
Accounts · 67 to 2,298
Feb 13, 2018 to Mar 29, 2019
Advisory activities · 1 to 2
Feb 13, 2018 to Mar 29, 2019
Individual clients · unset to 2298.0
Feb 13, 2018 to Mar 29, 2019

Signals

1 dated events

Bigcalc filed its initial SEC registration (Form ADV)
May 12, 2014 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: O•••••••••.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (855) 962-8283reportedpublic record, Form ADV, Mar 26, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $15.0Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026