DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Life Line Wealth Management LLC
Latest filing Mar 23, 2026
First filing on the tape Dec 14, 2018 · 22 filings
SEC status approved since Jan 28, 2019
RAUM
$558M
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
100%
$558M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
22 filings and snapshots on the tape
RAUM$558M as of Mar 23, 2026
Mar 12, 2019$121M then
HNW client RAUM$539M as of Mar 23, 2026
Mar 12, 2019$116M then
State-registered IARs (5.B.3)5 as of Mar 23, 2026
Mar 12, 20192 then
Employees (5.A)6 as of Mar 23, 2026
Mar 12, 20192 then
Private funds: no history
RAUM +17% over the last fiscal year+12% a year over threeIARs 3 to 5
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
Archetypes, each a printed rule
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 19derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $10.8MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +67%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -3.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$539M97%
- Individuals$18.9M3.4%
- Individual clients
- 47reported
- HNW clients
- 50reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 398reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Lameck Humble LukangaCertified Financial Planner | Los Angeles, Ca | Jul 3, 2017 | 15 y | 0 |
| Aaron Jerome StephensChartered Financial Analyst | Beverly Hills, Ca | Aug 27, 2018 | 11 y | 0 |
| Cristian Enrique Mundy | Beverly Hills, Ca | Dec 13, 2023 | 16 y | 1 |
| Sebastian Earl EcclesCertified Financial Planner | Houston, Tx | Oct 27, 2025 | 10 y | 2 |
| Palmer Elias WhiteCertified Financial Planner | Beverly Hills, Ca | Nov 25, 2025 | 13 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Timothy Robert Ziemba to Iron Financial LLCDec 31, 2018 · Other
Joined, latest
- Sebastian Earl Eccles from Spire Wealth Management, LLCOct 27, 2025 · RIA to RIA
- Cristian Enrique Mundy from J.P. Morgan Securities LLCDec 13, 2023 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Humble Lameck Lukanga · Chief Executive Officercontrolsince 01/2015 · owns less than 5%
- Jerome Aaron Stephens · Chief Investment Officer, Chief Compliance Officercontrolsince 01/2019 · owns less than 5%
- Humble Lameck Lukanga · Shareholdercontrolsince 05/2019 · owns 75% or more of Life Line Holdings, Inc.
Entity owners
- Life Line Holdings, Inc. · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Life Line Family Heritage Fund Management, LLCinvestment adviserpooled vehicle sponsorn
- Life Line Financial Group LLCinsurancen
- Lifeline Torch Management LLCpooled vehicle sponsory
- New Territory Advisorsinvestment adviserpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Beverly Hills, Ca · principal | 5 | 2 | 0 | ||
| Houston, Tx | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Houston, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 399 to 398Nov 28, 2025 to Mar 23, 2026
- Advisory employees · 4 to 5Nov 28, 2025 to Mar 23, 2026
- HNW clients · 51 to 50Nov 28, 2025 to Mar 23, 2026
- Individual clients · 49 to 47Nov 28, 2025 to Mar 23, 2026
- Employees · 5 to 6Nov 28, 2025 to Mar 23, 2026
- State-registered IARs · 4 to 5Nov 28, 2025 to Mar 23, 2026
- Discretionary RAUM · $446M to $536MNov 28, 2025 to Mar 23, 2026
- HNW RAUM · $461M to $539MNov 28, 2025 to Mar 23, 2026
- Individual RAUM · $15.4M to $18.9MNov 28, 2025 to Mar 23, 2026
- Non-discretionary RAUM · $30.5M to $21.2MNov 28, 2025 to Mar 23, 2026
- RAUM · $476M to $558MNov 28, 2025 to Mar 23, 2026
- Advisory employees · 3 to 4Mar 26, 2025 to May 6, 2025
- Employees · 4 to 5Mar 26, 2025 to May 6, 2025
- Financial planning clients · 1-10 to 1-10Mar 26, 2025 to May 6, 2025
- State-registered IARs · 3 to 4Mar 26, 2025 to May 6, 2025
- Accounts · 354 to 399Mar 22, 2024 to Mar 26, 2025
- HNW clients · 45 to 51Mar 22, 2024 to Mar 26, 2025
- Individual clients · 48 to 49Mar 22, 2024 to Mar 26, 2025
- Discretionary RAUM · $409M to $446MMar 22, 2024 to Mar 26, 2025
- HNW RAUM · $423M to $461MMar 22, 2024 to Mar 26, 2025
- Individual RAUM · $15.4M to $15.4MMar 22, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $29.6M to $30.5MMar 22, 2024 to Mar 26, 2025
- RAUM · $439M to $476MMar 22, 2024 to Mar 26, 2025
- Accounts · 306 to 354Jan 9, 2024 to Mar 22, 2024
- HNW clients · 37 to 45Jan 9, 2024 to Mar 22, 2024
- Individual clients · 46 to 48Jan 9, 2024 to Mar 22, 2024
- Assets in custody · $368M to $0Jan 9, 2024 to Mar 22, 2024
- Financial planning clients · 0 to 1-10Jan 9, 2024 to Mar 22, 2024
- Discretionary RAUM · $374M to $409MJan 9, 2024 to Mar 22, 2024
- HNW RAUM · $377M to $423MJan 9, 2024 to Mar 22, 2024
- Individual RAUM · $17.5M to $15.4MJan 9, 2024 to Mar 22, 2024
- Non-discretionary RAUM · $20.9M to $29.6MJan 9, 2024 to Mar 22, 2024
- RAUM · $395M to $439MJan 9, 2024 to Mar 22, 2024
- Advisory employees · 2 to 3Sep 10, 2023 to Jan 9, 2024
- Employees · 3 to 4Sep 10, 2023 to Jan 9, 2024
- State-registered IARs · 2 to 3Sep 10, 2023 to Jan 9, 2024
- Accounts · 261 to 306Nov 21, 2022 to Mar 24, 2023
- HNW clients · 31 to 37Nov 21, 2022 to Mar 24, 2023
- Individual clients · 39 to 46Nov 21, 2022 to Mar 24, 2023
- Assets in custody · $0 to $368MNov 21, 2022 to Mar 24, 2023
Signals
4 dated events
- Life Line Wealth Management Llc reported RAUM $380.4M, up 57% from $241.6M (2022-02-07 to 2022-03-27)Mar 27, 2022 · RAUM change · derived
- Life Line Wealth Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Mar 12, 2019 · Succession (Item 4) · fact
- Edward Paul Ziemba (Member Manager, Owner, Chief Compliance Officer) no longer on Schedule A of Life Line Wealth Management Llc (listed 2018-12-14, absent 2019-03-12)Mar 12, 2019 · Control person left · inference
- Life Line Wealth Management Llc filed its initial SEC registration (Form ADV)Dec 14, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 323-452-9548reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026