DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T•• P•• A•••••••• L••

Former SEC-registered adviserFort Worth, TexasCRD 171288SEC 801-79795websiteIAPD
Latest filing Mar 28, 2025
First filing on the tape May 16, 2014 · 27 filings
SEC status approved since Jun 30, 2014
RAUM
$2.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
7 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
3
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$2.9B as of Mar 28, 2025
Mar 31, 2015$571M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 28, 2025
Mar 31, 20150 then
Employees (5.A)9 as of Mar 28, 2025
Mar 31, 20156 then
Private funds3 as of Mar 28, 2025
Mar 31, 20172 then
RAUM -41% over the last fiscal year-21% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 28, 2025; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$421MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-41%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$2.9B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 days2 left over 36 months
Every departureEvery arrival
Private funds
3 reported on Schedule D 7.B.(1)
FundTypeGross assetsOwnersFirst reported
T•• P••••• E••••• P••••••• M••••• F•••• L•••Hedge Fund$2.7B279Sep 11, 2014
T•• P••••• E••••• P••••••• L••• O••••••••• M••••• F•••• L•••Hedge Fund$1.9B92Aug 29, 2019
T•• P••••• E••••• P•••••••• L•••Hedge Fund$440M101Sep 11, 2014
Owners and control persons
Schedule A and B, latest filing
  • D•••••••• M•••••• L•••• · Chief Accounting Officercontrol
    since 09/2014 · owns less than 5%
  • H•••••• R••••••• J•••• · Chief Compliance Officercontrol
    since 04/2016 · owns less than 5%
  • K••••• J••••• · Vice Presidentcontrol
    since 01/2023 · owns less than 5%
  • W•••••••• S•••••• A••••• · Treasurercontrol
    since 07/2016 · owns less than 5%
Entity owners
  • T•• H••••••• I• S••• L••• · Managing M•••••
    direct · owns 75% or more
  • T•• G•••• H••••••• ••••• L••• · L•••••• Partner
    indirect · owns 50% to 75% of T•• O•••••••• G•••• I•• L•••
  • T•• O•••••••• G•••• I•• L••• · General Partner
    indirect · owns 75% or more of T•• H••••••• I• S••• L•••
  • T•• N•• H•••••••• L•• · L•••••• Partner
    indirect · owns 75% or more of T•• G•••• H••••••• ••••• L•••
  • T•• P•••••• H•••••••• L••• · Shareholder
    indirect · owns 75% or more of T•• N•• H•••••••• L••
Related persons
Schedule D 7.A
  • A• A•••• G• L••
    bankpooled vehicle sponsorn
  • A• A•• L••
    bankpooled vehicle sponsorn
  • A• A•••••• G• L••
    bankpooled vehicle sponsorn
  • A• A••• C••••• G•• L••
    bankpooled vehicle sponsorn
  • A• A••• I• L••
    bankpooled vehicle sponsorn
  • A• A••• I•• L••
    bankpooled vehicle sponsorn
  • A• A••• I• L••
    bankpooled vehicle sponsorn
  • A• A••• L••
    bankpooled vehicle sponsorn
  • A• A••• V• L••
    bankpooled vehicle sponsorn
  • A• A•••• B•••• C••••• G•• L••
    bankpooled vehicle sponsorn
  • A• C•••••• R••••••• V••• L••
    bankpooled vehicle sponsorn
  • A• C•••••• S•••••••• G•• L••
    bankpooled vehicle sponsorn
  • A• C••••• S••••• G• L••
    bankpooled vehicle sponsorn
  • A• C•• E••••• F••• G•• L••
    bankpooled vehicle sponsorn
  • A• C•••••••• C••••• O••••••••• G• L••
    pooled vehicle sponsorn
  • A• C••••• S•••••••• F••• G•• L••
    bankpooled vehicle sponsorn
  • A• C••••• S•••••••• F••• I• G•• L••
    bankpooled vehicle sponsorn
  • A• C•••• G• L••
    bankpooled vehicle sponsorn
  • A• C•••• I• G• L••
    bankpooled vehicle sponsorn
  • A• C•••• I•• G• L••
    bankpooled vehicle sponsorn
  • A• C•••• •••••• D••••••••• F••• G•• L••
    bankpooled vehicle sponsorn
  • A• D••••• L•••••• E•••••••• F••• G•• L••
    bankpooled vehicle sponsorn
  • A• D••••• L•••••• F••• ••• G•• L••
    pooled vehicle sponsorn
  • A• D••••• L•••••• F••• ••• G•• L••
    bankpooled vehicle sponsorn
  • A• D••••• L•••••• F••• G•• L••
    bankpooled vehicle sponsorn
  • A• D••••• L•••••• F••• I• G•• L••
    bankpooled vehicle sponsorn
  • A• D••••• L•••••• F••• I•• G•• L••
    bankpooled vehicle sponsorn
  • A• D••••• L•••••• F••• I• A•••• G•• L••
    bankpooled vehicle sponsorn
  • A• D••••• L•••••• F••• I• G•• L••
    bankpooled vehicle sponsorn
  • A• D••••• L•••••• F••• V• G•• L••
    bankpooled vehicle sponsorn
Advisers that list T•• P•• A•••••••• L•• as a related person
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Fort Worth, Tx · principal002
Offices
Schedule D 1.F, the 25 largest
  • San Francisco, CA5 employees
  • New York, NY3 employees
What changed
consecutive filings, newest first
  • Advisory employees · 8 to 7
    Sep 27, 2024 to Mar 28, 2025
  • BD registered reps · 1 to 0
    Sep 27, 2024 to Mar 28, 2025
  • Employees · 10 to 9
    Sep 27, 2024 to Mar 28, 2025
  • Financial planning clients · unset to
    Sep 27, 2024 to Mar 28, 2025
  • Discretionary RAUM · $5.0B to $2.9B
    Sep 27, 2024 to Mar 28, 2025
  • Pooled vehicle RAUM · $5.0B to $2.9B
    Sep 27, 2024 to Mar 28, 2025
  • RAUM · $5.0B to $2.9B
    Sep 27, 2024 to Mar 28, 2025
  • Related insurance company · true to false
    Sep 27, 2024 to Mar 28, 2025
  • Discretionary RAUM · $4.8B to $5.0B
    Dec 1, 2023 to Mar 28, 2024
  • Pooled vehicle RAUM · $4.8B to $5.0B
    Dec 1, 2023 to Mar 28, 2024
  • RAUM · $4.8B to $5.0B
    Dec 1, 2023 to Mar 28, 2024
  • Accounts · 5 to 7
    Jun 28, 2022 to Mar 30, 2023
  • Pooled vehicle clients · 5 to 7
    Jun 28, 2022 to Mar 30, 2023
  • Discretionary RAUM · $6.0B to $4.8B
    Jun 28, 2022 to Mar 30, 2023
  • Pooled vehicle RAUM · $6.0B to $4.8B
    Jun 28, 2022 to Mar 30, 2023
  • RAUM · $6.0B to $4.8B
    Jun 28, 2022 to Mar 30, 2023
  • Related insurance company · false to true
    Jun 28, 2022 to Mar 30, 2023
  • Discretionary RAUM · $6.1B to $6.0B
    Feb 11, 2022 to Mar 30, 2022
  • Pooled vehicle RAUM · $6.1B to $6.0B
    Feb 11, 2022 to Mar 30, 2022
  • RAUM · $6.1B to $6.0B
    Feb 11, 2022 to Mar 30, 2022
  • Accounts · 3 to 5
    May 15, 2020 to Mar 30, 2021
  • Advisory employees · 6 to 8
    May 15, 2020 to Mar 30, 2021
  • BD registered reps · 0 to 1
    May 15, 2020 to Mar 30, 2021
  • Pooled vehicle clients · 3 to 5
    May 15, 2020 to Mar 30, 2021
  • Employees · 9 to 10
    May 15, 2020 to Mar 30, 2021
  • Other offices · 1 to 2
    May 15, 2020 to Mar 30, 2021
  • Discretionary RAUM · $5.5B to $6.1B
    May 15, 2020 to Mar 30, 2021
  • Pooled vehicle RAUM · $5.5B to $6.1B
    May 15, 2020 to Mar 30, 2021
  • RAUM · $5.5B to $6.1B
    May 15, 2020 to Mar 30, 2021
  • Accounts · 4 to 3
    Aug 29, 2019 to Mar 30, 2020
  • Advisory employees · 8 to 6
    Aug 29, 2019 to Mar 30, 2020
  • Pooled vehicle clients · 4 to 3
    Aug 29, 2019 to Mar 30, 2020
  • Employees · 8 to 9
    Aug 29, 2019 to Mar 30, 2020
  • Other offices · 2 to 1
    Aug 29, 2019 to Mar 30, 2020
  • Discretionary RAUM · $2.8B to $5.5B
    Aug 29, 2019 to Mar 30, 2020
  • Pooled vehicle RAUM · $2.8B to $5.5B
    Aug 29, 2019 to Mar 30, 2020
  • RAUM · $2.8B to $5.5B
    Aug 29, 2019 to Mar 30, 2020
  • Private funds · 2 to 3
    Mar 29, 2019 to Aug 29, 2019
  • Advisory employees · 6 to 8
    Mar 30, 2018 to Mar 29, 2019
  • Employees · 9 to 8
    Mar 30, 2018 to Mar 29, 2019
Signals
16 dated events
  • T•• P•• A•••••••• L•• no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $2.9B)
    Dec 20, 2025 · Left the SEC roster · derived
  • D•••• N•• B•••••••• left T•• P•• A•••••••• L•• for T•• A••••• G••••• (registered 2024-05-08)
    Nov 4, 2025 · Advisor changed firm · fact
  • J•••• G••••• C•••••• left T•• P•• A•••••••• L•• for T•• S•••••••• A••••••• (registered 2022-07-12)
    Nov 4, 2025 · Advisor changed firm · fact
  • T•• P•• A•••••••• L•• reported RAUM $2.9B, down 41% from $5.0B (2024-09-27 to 2025-03-28)
    Mar 28, 2025 · RAUM change · derived
  • Nmn David Bonderman (Shareholder) no longer on Schedule A of T•• P•• A•••••••• L•• (listed 2024-03-28, absent 2024-09-27)
    Sep 27, 2024 · Control person left · inference
  • George James Coulter (Shareholder) no longer on Schedule A of T•• P•• A•••••••• L•• (listed 2024-03-28, absent 2024-09-27)
    Sep 27, 2024 · Control person left · inference
  • Jerry Neugebauer (Vice President) no longer on Schedule A of T•• P•• A•••••••• L•• (listed 2023-12-01, absent 2024-03-28)
    Mar 28, 2024 · Control person left · inference
  • B••••••• B••••••• (General Counsel) no longer on Schedule A of T•• P•• A•••••••• L•• (listed 2023-12-01, absent 2024-03-28)
    Mar 28, 2024 · Control person left · inference
  • Nolan Ken Murphy (Chief Operating Officer) no longer on Schedule A of T•• P•• A•••••••• L•• (listed 2023-03-30, absent 2023-12-01)
    Dec 1, 2023 · Control person left · inference
  • Jordan Kolar (Vice President) appeared on Schedule A of T•• P•• A•••••••• L••
    Mar 30, 2023 · Control person joined · fact
  • Andrew Michael Lagatta (Vice President) no longer on Schedule A of T•• P•• A•••••••• L•• (listed 2022-02-11, absent 2022-03-30)
    Mar 30, 2022 · Control person left · inference
  • B••••••• B••••••• (General Counsel) appeared on Schedule A of T•• P•• A•••••••• L••
    Mar 30, 2022 · Control person joined · fact
  • T•• P•• A•••••••• L•• reported RAUM $5.5B, up 94% from $2.8B (2019-08-29 to 2020-03-30)
    Mar 30, 2020 · RAUM change · derived
  • Stephen Rose (Assistant Treasurer) no longer on Schedule A of T•• P•• A•••••••• L•• (listed 2019-08-29, absent 2020-03-30)
    Mar 30, 2020 · Control person left · inference
  • T•• P•• A•••••••• L•• reported RAUM $3.0B, up 45% from $2.1B (2017-07-19 to 2018-03-30)
    Mar 30, 2018 · RAUM change · derived
  • T•• P•• A•••••••• L•• filed its initial SEC registration (Form ADV)
    May 16, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026