DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Private fund
T•• P••••• E••••• P•••••••• L•••
Gross asset value
$440M
as of Sep 27, 2024; not a fund size
Peak GAV
$440M
highest filing
Owners
101
beneficial owners reported
Minimum investment
$15,000
as reported
Adviser and related own
100%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
7%
Reported
29 filings
Sep 11, 2014 to Sep 27, 2024
Reporting history
one row per Form ADV filing
Gross asset value$440M as of Sep 27, 2024
Sep 11, 2014$224M then
Owners101 as of Sep 27, 2024
Sep 11, 201496 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-203368reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America Merrill LynchNew York, New York
- Bank Of New York MellonNew York, New York
- CitibankNew York, New York
- Goldman Sachs & Co. LLCSan Francisco, California
- JP Morgan Private BankHouston, Texas
- Morgan Stanley & Co. LLCSan Francisco, California
- National Finance Services, LLCBoston, Massachusetts
- Northern Trust International Banking CorporationJersey City, New Jersey
- State Street Bank And Trust CompanyBoston, Massachusetts
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 100%reportedadviser and related persons