DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Portland Private Wealth Management, Inc.
Latest filing Jun 4, 2026
First filing on the tape Mar 3, 2020 · 14 filings
SEC status approved since Apr 3, 2020
RAUM
$235M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
99%
$232M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$78.5M
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$235M as of Jun 4, 2026
Feb 22, 2021$189M then
HNW client RAUM$125M as of Jun 4, 2026
Feb 22, 2021$79.8M then
State-registered IARs (5.B.3)3 as of Jun 4, 2026
Feb 22, 20215 then
Employees (5.A)5 as of Jun 4, 2026
Feb 22, 20217 then
Private funds: no history
RAUM +6.0% over the last fiscal year+1.1% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Jun 4, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $78.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 146derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $257,025derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +6.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.2%derived
- Compensation
- percentage of assets, hourly, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Custody
- $1.3M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$125M53%
- Individuals$107M46%
- Pension and profit-sharing plans$2.2M1.0%
- Corporations and businesses$705,0220.3%
- Individual clients
- 379reported
- HNW clients
- 60reported
- Pension plan clients
- 11reported
- Charitable clients
- n/areported
- Accounts
- 916reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3M for 2 clientsreported
- Compensation
- % of AUM, hourly, performancereported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jacob Isaac BeckerCertified Financial Planner | Portland, Or | Aug 12, 2014 | 24 y | 2 |
| Jason Shamus Mcmillen | Bend, Or | Aug 26, 2014 | 28 y | 3 |
| Kibwe Omari Cuffie | Portland, Or | Jun 26, 2019 | 23 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Todd Patrick Pizzuti to Clear Creek Financial Management, LLCOct 6, 2023 · RIA to RIA
- Miles Panako Lewis to Tru Independence Asset Management, LLCNov 22, 2017 · RIA to RIA
Joined, latest
- Todd Patrick Pizzuti from First Allied Advisory Services, Inc.Aug 28, 2014 · Other
- Jason Shamus Mcmillen from First Allied Advisory Services, Inc.Aug 26, 2014 · Other
- Jacob Isaac Becker from First Allied Advisory Services, Inc.Aug 12, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Isaac Jacob Becker · President, Coo, And Co-Cio (Past Corporate Secretary)controlsince 12/2010 · owns 25% to 50%
- Shamus Jason Mcmillen · Corporate Secretary, Co-Cio & Cco (Past President)controlsince 02/2007 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Bend, OR1 employees
- Eugene, OR1 employees
What changed
consecutive filings, newest first
- Accounts · 872 to 916Dec 3, 2025 to Feb 4, 2026
- HNW clients · 49 to 60Dec 3, 2025 to Feb 4, 2026
- Individual clients · 400 to 379Dec 3, 2025 to Feb 4, 2026
- Pension plan clients · 9 to 11Dec 3, 2025 to Feb 4, 2026
- Assets in custody · $1.1M to $1.3MDec 3, 2025 to Feb 4, 2026
- Employees · 6 to 5Dec 3, 2025 to Feb 4, 2026
- Discretionary RAUM · $215M to $227MDec 3, 2025 to Feb 4, 2026
- HNW RAUM · $111M to $125MDec 3, 2025 to Feb 4, 2026
- Individual RAUM · $109M to $107MDec 3, 2025 to Feb 4, 2026
- Non-discretionary RAUM · $7.4M to $8.2MDec 3, 2025 to Feb 4, 2026
- Pension RAUM · $1.8M to $2.2MDec 3, 2025 to Feb 4, 2026
- RAUM · $222M to $235MDec 3, 2025 to Feb 4, 2026
- Accounts · 870 to 872Jan 9, 2025 to Feb 12, 2025
- HNW clients · 45 to 49Jan 9, 2025 to Feb 12, 2025
- Individual clients · 399 to 400Jan 9, 2025 to Feb 12, 2025
- Pension plan clients · 7 to 9Jan 9, 2025 to Feb 12, 2025
- Assets in custody · $1.0M to $1.1MJan 9, 2025 to Feb 12, 2025
- Financial planning clients · 1-10 to 1-10Jan 9, 2025 to Feb 12, 2025
- Discretionary RAUM · $194M to $215MJan 9, 2025 to Feb 12, 2025
- HNW RAUM · $93.5M to $111MJan 9, 2025 to Feb 12, 2025
- Individual RAUM · $105M to $109MJan 9, 2025 to Feb 12, 2025
- Non-discretionary RAUM · $6.2M to $7.4MJan 9, 2025 to Feb 12, 2025
- Pension RAUM · $1.6M to $1.8MJan 9, 2025 to Feb 12, 2025
- RAUM · $200M to $222MJan 9, 2025 to Feb 12, 2025
- Accounts · 956 to 870Oct 31, 2023 to Mar 12, 2024
- Advisory employees · 4 to 3Oct 31, 2023 to Mar 12, 2024
- Charity clients · 0.0 to unsetOct 31, 2023 to Mar 12, 2024
- Corporate clients · 4 to 5Oct 31, 2023 to Mar 12, 2024
- HNW clients · 49 to 45Oct 31, 2023 to Mar 12, 2024
- Individual clients · 458 to 399Oct 31, 2023 to Mar 12, 2024
- Pension plan clients · 11 to 7Oct 31, 2023 to Mar 12, 2024
- Pooled vehicle clients · 0.0 to unsetOct 31, 2023 to Mar 12, 2024
- Assets in custody · $2.1M to $1.0MOct 31, 2023 to Mar 12, 2024
- Employees · 7 to 6Oct 31, 2023 to Mar 12, 2024
- State-registered IARs · 4 to 3Oct 31, 2023 to Mar 12, 2024
- Discretionary RAUM · $220M to $194MOct 31, 2023 to Mar 12, 2024
- HNW RAUM · $114M to $93.5MOct 31, 2023 to Mar 12, 2024
- Individual RAUM · $111M to $105MOct 31, 2023 to Mar 12, 2024
- Non-discretionary RAUM · $7.3M to $6.2MOct 31, 2023 to Mar 12, 2024
- Pension RAUM · $2.9M to $1.6MOct 31, 2023 to Mar 12, 2024
Signals
2 dated events
- Todd Patrick Pizzuti left Portland Private Wealth Management, Inc. for Clear Creek Financial Management, Llc (registered 2023-10-06)Oct 6, 2023 · Advisor changed firm · fact
- Portland Private Wealth Management, Inc. filed its initial SEC registration (Form ADV)Mar 3, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- PORTLANDPRIVATEWM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-405-9472reportedpublic record, Form ADV, Jun 4, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026