DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••• C•••• F•••••••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Apr 4, 2014 · 56 filings
SEC status approved since Sep 29, 2017
RAUM
$1.9B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$1.8B individuals and HNW
Advisors
43
registered through the firm on IAPD
RAUM per advisor
$43.2M
derived; firm RAUM over IAPD count
Employees
91
48 advisory (5.B.1)
Offices
25
beyond the principal office
Private funds
0
reported on Schedule D
History
56 filings and snapshots on the tape
RAUM$1.9B as of Mar 26, 2026
Mar 15, 2018$191M then
HNW client RAUM$961M as of Mar 26, 2026
Mar 15, 2018$20.0M then
State-registered IARs (5.B.3)43 as of Mar 26, 2026
Mar 15, 201813 then
Employees (5.A)91 as of Mar 26, 2026
Mar 15, 201813 then
Private funds: no history
RAUM +26% over the last fiscal year+27% a year over threeIARs 46 to 43offices 30 to 25
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $43.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 92derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $197,212derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.1derivedItem 5.A over advisors
- Advisors per office
- 1.7derived26 offices incl. principal (1.F.5)
- RAUM growth, one year
- +26%derivedbetween the last two annual amendments
- Advisor growth, one year
- -6.5%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Custody
- $181M, 789 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$961M52%
- Individuals$844M45%
- Pension and profit-sharing plans$31.0M1.7%
- Corporations and businesses$23.2M1.3%
- Individual clients
- 3,483reported
- HNW clients
- 481reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 9,428reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $181M for 789 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
43 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B••••••• J•••• W•••••Certified Financial Planner | S•••••Dale, Wa | Apr 25, 2014 | 21 y | 2 |
| J•••• B•••• R•••• | Meridian, Id | Jun 23, 2015 | 15 y | 1 |
| B•••• M••• M••••••Certified Financial Planner | S•••••Dale, Wa | Aug 12, 2016 | 22 y | 1 |
| D•••• L•••• S•••••• | Twin Falls, Id | May 20, 2017 | 22 y | 4 |
| C••••••••• M•••••• S•••• | Loomis, Ca | Sep 8, 2017 | 26 y | 1 |
| B•••• S••••• D•••• | S•••••Dale, Wa | Sep 21, 2017 | 19 y | 2 |
| J••••• J••• G•••• | Boise, Id | Sep 22, 2017 | 18 y | 2 |
| J•••• T••• C••••••• | Eagle, Id | Oct 2, 2017 | 22 y | 1 |
| T••••••• E••••• O•••• | S•••••Dale, Wa | May 25, 2018 | 26 y | 6 |
| S•••••• R•••••• C•••• | Silverdale, Wa | Oct 2, 2018 | 36 y | 4 |
| K•••• W•••• | S•••••Dale, Wa | Mar 8, 2019 | 15 y | 4 |
| S••• C•••••• W•••Certified Financial Planner | S•••••Dale, Wa | Apr 13, 2019 | 18 y | 2 |
| L••••••• H• S••••••••Certified Financial Planner | S•••••Dale, Wa | Jul 31, 2019 | 20 y | 1 |
| J••••• L•• G••• | S•••••Dale, Wa | Sep 23, 2019 | 22 y | 4 |
| S•••••• D•••• D••••Certified Financial Planner | S•••••Dale, Wa | Dec 21, 2019 | 27 y | 3 |
| S••••• J•• S•••••Certified Financial Planner | Lake Oswego, Or | Apr 1, 2020 | 39 y | 8 |
| J•••• E••••• S••••••• | S•••••Dale, Wa | May 18, 2020 | 26 y | 2 |
| J•••• N••••••• K••••• | Santa Rosa, Ca | Apr 26, 2021 | 11 y | 0 |
| E••• M••••• K•••• | S•••••Dale, Wa | Sep 24, 2021 | 10 y | 0 |
| P•••••• E• H••••• | Meridian, Id | Oct 22, 2021 | 25 y | 4 |
| K••••••• D•••• H••••• | Meridian, Id | Oct 22, 2021 | 25 y | 4 |
| G••• A••• T•••••••Certified Financial Planner, Chartered Financial Consultant | S•••••Dale, Wa | Nov 29, 2021 | 38 y | 2 |
| O••••• G•••••• | Fort Lauderdale, Fl | Jul 22, 2022 | 16 y | 0 |
| S•••• M••••• | S•••••Dale, Wa | Oct 3, 2022 | 30 y | 2 |
| K••• L•• O••••• | Meridian, Id | Oct 27, 2022 | 12 y | 2 |
| J••• T••••• | Boise, Id | Nov 1, 2022 | 29 y | 2 |
| D••••• R••• M••••••••• | S•••••Dale, Wa | Mar 6, 2023 | 13 y | 2 |
| E••• A•••• W••••••••Chartered Financial Analyst | S•••••Dale, Wa | Aug 15, 2023 | 10 y | 0 |
| E••• F•••• D•••• | S•••••Dale, Wa | Aug 18, 2023 | 14 y | 0 |
| T••• P•••••• P•••••• | S•••••Dale, Wa | Oct 6, 2023 | 25 y | 3 |
| C•••••• S••••••• | Meridian, Id | Jan 22, 2024 | 12 y | 0 |
| J•••• N•• | Meridian, Id | Mar 11, 2024 | 12 y | 0 |
| W•••••• T• H•••••Certified Financial Planner | Poulsbo, Wa | Nov 1, 2024 | 18 y | 3 |
| M••••• B•••• | S•••••Dale, Wa | Dec 2, 2024 | 13 y | 0 |
| A•••••• M•••••• H•••••• | S•••••Dale, Wa | Jan 16, 2025 | 25 y | 1 |
| M••• A•••• | S•••••Dale, Wa | Feb 21, 2025 | 10 y | 1 |
| J••••• S••••••• | S•••••Dale, Wa | Jul 21, 2025 | 10 y | 0 |
| B•••• D••••• D••••••• | S•••••Dale, Wa | Aug 26, 2025 | 31 y | 1 |
| D••••• G••••• F••••••••Certified Financial Planner | S•••••Dale, Wa | Jan 1, 2026 | 49 y | 2 |
| E•••••••• K• W••••••• | S•••••Dale, Wa | Jan 27, 2026 | 11 y | 1 |
Advisor movement
7 left, 3 joined in 12 months
net -4 in 12 months7 left in 90 days0 joined in 90 daysdeparture rate 16% of current headcount10 left over 36 months
Left, latest
- E••••• A••••• D••••••• to T••••••• V••••• F•••••••• P•••••••Aug 10, 2026 · RIA to a newly registered adviser
- D•••• B•••• M••••••• to T••••••• V••••• F•••••••• P•••••••Aug 10, 2026 · RIA to a newly registered adviser
- J••••••• T•••• B••••• to T••••••• V••••• F•••••••• P•••••••Aug 10, 2026 · RIA to a newly registered adviser
- P•••••• D• C•••••• to T••••••• V••••• F•••••••• P•••••••Aug 10, 2026 · RIA to a newly registered adviser
- K•••••• W••••• F••• to T••••••• V••••• F•••••••• P•••••••Aug 10, 2026 · RIA to a newly registered adviser
- J••••• D••••• E••••• to T••••••• V••••• F•••••••• P•••••••Aug 10, 2026 · RIA to a newly registered adviser
- M•••••• C••••• J•••• to T••••••• V••••• F•••••••• P•••••••Aug 10, 2026 · RIA to a newly registered adviser
- J•••• D•••• V•• T•••• to G••••••Feb 28, 2025 · RIA to a state-registered adviser
- K••••••• K••• S••••••••• to S••••• F•••••••• G••••Feb 13, 2025 · RIA to RIA
- C••• J•••• S•••• to D••••••••• I•••Oct 20, 2023 · RIA to a state-registered adviser
- J••••• M•••••• M••••• to M•••••••Jun 19, 2023 · RIA to a state-registered adviser
- R••••• H••••• F•••••• to H••••••• W••••• M•••••••••Nov 18, 2022 · RIA to RIA
- J••••• S••••• G••••• to L•• F•••••••• L••Jul 18, 2022 · RIA to RIA
- M•••••• D•••••• W•••••• to D••••• R••• C•••••• M••••••••• I•••May 10, 2022 · Other
- Z•••••• K•• A•••••• to T••• F••••••••Feb 2, 2022 · RIA to RIA
Joined, latest
- M•••••• H• K•••••• from M•••••• S••• F••••••••May 8, 2026 · Other
- E•••••••• K• W••••••• from U•• F•••••••• S••••••••• L••Jan 27, 2026 · RIA to RIA
- D••••• G••••• F•••••••• from H•••••• I••••••••• S•••••••• L••Jan 1, 2026 · RIA to RIA
- B•••• D••••• D••••••• from W•••••• • R•••Aug 26, 2025 · Affiliated broker-dealer or bank to independent RIA
- M••• A•••• from M•• I•••••••• S•••••••• L••Feb 21, 2025 · Affiliated broker-dealer or bank to independent RIA
- A•••••• M•••••• H•••••• from R• I••••••••• M••••••••• L••Jan 16, 2025 · RIA to RIA
- W•••••• T• H••••• from F•••••••• A•••••••• I••••••••• M•••••••••Nov 1, 2024 · RIA to RIA
- K•••••• W••••• F••• from F••••• W••••• P•••••••• I•••Jul 24, 2024 · RIA to RIA
- T••• P•••••• P•••••• from P••••••• P•••••• W••••• M••••••••• I•••Oct 6, 2023 · RIA to RIA
- D••••• R••• M••••••••• from T••••••• I••••••••• M••••••••• I•••Mar 6, 2023 · Affiliated broker-dealer or bank to independent RIA
- J••• T••••• from I••••••••• F•••••••• G••••• L••Nov 1, 2022 · Affiliated broker-dealer or bank to independent RIA
- K••• L•• O••••• from T••• C••• A•••••••• L••Oct 27, 2022 · RIA to RIA
- S•••• M••••• from K•• F•••••••• S•••••••• I••Oct 3, 2022 · Other
- G••• A••• T••••••• from S••••••••• A•••••• A•••••••• I•••Nov 29, 2021 · Affiliated broker-dealer or bank to independent RIA
- K••••••• D•••• H••••• from A•••• P•••• A•••••••Oct 22, 2021 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for T••••••• V••••• F•••••••• P•••••••Aug 10, 2026 · S•••••Dale, Wa
- 5 left for T••••••• V••••• F•••••••• P•••••••Aug 10, 2026 · Meridian, Id
- 2 left for T••• F••••••••Jan 4, 2022 · Tacoma, Wa
- 2 joined from A•••• P•••• A•••••••Oct 28, 2021 · Meridian, Id
- 2 joined from E•••••••• W••••• M••••••••• S•••••••• I•••May 22, 2018 · Mill C••••, Wa
- 2 joined from A••••••••• F•••••••• S•••••••• L••Aug 11, 2017 · Boise, Id
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••• B••••• S••••• · Managing Membercontrolsince 04/2014 · owns 25% to 50%
- G••••• J•••••• J••• · Managing Member & Chief Compliance Officercontrolsince 04/2014 · owns 10% to 25%
- W•••••• B•••••••• J•••• · Managing Membercontrolsince 04/2014 · owns 25% to 50%
- K•••••• J••••• N••••••• · Managing Membersince 11/2024 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| S•••••Dale, Wa · principal | 40 | 5 | 2 | 1 | |
| Meridian, Id | 12 | 1 | 5 | 1 | |
| Boise, Id | 5 | 1 | 0 | ||
| Eagle, Id | 3 | 0 | 0 | ||
| P•••••••, Or | 2 | 1 | 0 | ||
| Poulsbo, Wa | 2 | 0 | 0 | ||
| Minneapolis, Mn | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Meridian, ID5 employees
- S•••••Dale, WA2 employees
- Boise, ID2 employees
- Twin Falls, ID2 employees
- Meridian, ID2 employees
- Lakewood, CO1 employees
- Langley, WA1 employees
- Meridian, ID1 employees
- Meridian, ID1 employees
- Minneapolis, MN1 employees
- Redmond, WA1 employees
- S•••••Dale, WA1 employees
- Swartz C••••, MI1 employees
- Boise, ID1 employees
- , 1 employees
- Boise, ID1 employees
- Coeur D'Alene, ID1 employees
- Granite Bay, CO1 employees
- Lake Oswego, OH1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- employee count surgeChange between filings · filing Mar 26, 2026employees (Item 5.A) moved from 46.0 to 91.0 (+98.0%) between the annual amendments of 2025-02-26 and 2026-03-26; the peer median change was +4.0% (1050 comparable advisers, 99.0th percentile of changes)peers: WEALTH_I•••••••••, $1B to $5B (1,050) · 99% percentile
What changed
consecutive filings, newest first
- Accounts · 8,596 to 9,428Feb 26, 2025 to Mar 26, 2026
- Advisory employees · 46 to 48Feb 26, 2025 to Mar 26, 2026
- Corporate clients · 35 to 39Feb 26, 2025 to Mar 26, 2026
- HNW clients · 431 to 481Feb 26, 2025 to Mar 26, 2026
- Individual clients · 3,317 to 3,483Feb 26, 2025 to Mar 26, 2026
- Employees · 46 to 91Feb 26, 2025 to Mar 26, 2026
- Financial planning clients · 11-25 to 1-10Feb 26, 2025 to Mar 26, 2026
- State-registered IARs · 46 to 43Feb 26, 2025 to Mar 26, 2026
- Other offices · 30 to 25Feb 26, 2025 to Mar 26, 2026
- Discretionary RAUM · $1.4B to $1.9BFeb 26, 2025 to Mar 26, 2026
- HNW RAUM · $789M to $961MFeb 26, 2025 to Mar 26, 2026
- Individual RAUM · $676M to $844MFeb 26, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $36.6M to $4.9MFeb 26, 2025 to Mar 26, 2026
- Pension RAUM · unset to 31041489.0Feb 26, 2025 to Mar 26, 2026
- RAUM · $1.5B to $1.9BFeb 26, 2025 to Mar 26, 2026
- Accounts · 7,901 to 8,596Apr 1, 2024 to Feb 26, 2025
- Advisory employees · 35 to 46Apr 1, 2024 to Feb 26, 2025
- Corporate clients · 1 to 35Apr 1, 2024 to Feb 26, 2025
- HNW clients · 414 to 431Apr 1, 2024 to Feb 26, 2025
- Individual clients · 7,485 to 3,317Apr 1, 2024 to Feb 26, 2025
- Employees · 35 to 46Apr 1, 2024 to Feb 26, 2025
- Financial planning clients · 11-25 to 11-25Apr 1, 2024 to Feb 26, 2025
- State-registered IARs · 35 to 46Apr 1, 2024 to Feb 26, 2025
- Other offices · 24 to 30Apr 1, 2024 to Feb 26, 2025
- Discretionary RAUM · $1.2B to $1.4BApr 1, 2024 to Feb 26, 2025
- HNW RAUM · $662M to $789MApr 1, 2024 to Feb 26, 2025
- Individual RAUM · $497M to $676MApr 1, 2024 to Feb 26, 2025
- Non-discretionary RAUM · $3.7M to $36.6MApr 1, 2024 to Feb 26, 2025
- RAUM · $1.2B to $1.5BApr 1, 2024 to Feb 26, 2025
- Accounts · 4,682 to 7,901Dec 14, 2023 to Mar 27, 2024
- Advisory employees · 37 to 35Dec 14, 2023 to Mar 27, 2024
- Corporate clients · 51 to 1Dec 14, 2023 to Mar 27, 2024
- HNW clients · 1,227 to 414Dec 14, 2023 to Mar 27, 2024
- Individual clients · 2,303 to 7,485Dec 14, 2023 to Mar 27, 2024
- Employees · 37 to 35Dec 14, 2023 to Mar 27, 2024
- State-registered IARs · 37 to 35Dec 14, 2023 to Mar 27, 2024
- Other offices · 20 to 24Dec 14, 2023 to Mar 27, 2024
- Discretionary RAUM · $875M to $1.2BDec 14, 2023 to Mar 27, 2024
- HNW RAUM · $317M to $662MDec 14, 2023 to Mar 27, 2024
- Individual RAUM · $553M to $497MDec 14, 2023 to Mar 27, 2024
Signals
30 dated events
- J••••••• T•••• B••••• left C•••• C•••• F•••••••• M••••••••• L•• for T••••••• V••••• F•••••••• P••••••• (registered 2026-05-27)Aug 10, 2026 · Advisor changed firm · fact
- J••••• D••••• E••••• left C•••• C•••• F•••••••• M••••••••• L•• for T••••••• V••••• F•••••••• P••••••• (registered 2026-05-27)Aug 10, 2026 · Advisor changed firm · fact
- K•••••• W••••• F••• left C•••• C•••• F•••••••• M••••••••• L•• for T••••••• V••••• F•••••••• P••••••• (registered 2026-05-27)Aug 10, 2026 · Advisor changed firm · fact
- M•••••• C••••• J•••• left C•••• C•••• F•••••••• M••••••••• L•• for T••••••• V••••• F•••••••• P••••••• (registered 2026-05-27)Aug 10, 2026 · Advisor changed firm · fact
- 2 advisors left C•••• C•••• F•••••••• M••••••••• L•• (Silverdale, WA) for T••••••• V••••• F•••••••• P••••••• on the same dayAug 10, 2026 · Team lift-out · derived
- D•••• B•••• M••••••• left C•••• C•••• F•••••••• M••••••••• L•• for T••••••• V••••• F•••••••• P••••••• (registered 2026-05-27)Aug 10, 2026 · Advisor changed firm · fact
- E••••• A••••• D••••••• left C•••• C•••• F•••••••• M••••••••• L•• for T••••••• V••••• F•••••••• P••••••• (registered 2026-05-27)Aug 10, 2026 · Advisor changed firm · fact
- 5 advisors left C•••• C•••• F•••••••• M••••••••• L•• (Meridian, ID) for T••••••• V••••• F•••••••• P••••••• on the same dayAug 10, 2026 · Team lift-out · derived
- P•••••• D• C•••••• left C•••• C•••• F•••••••• M••••••••• L•• for T••••••• V••••• F•••••••• P••••••• (registered 2026-05-27)Aug 10, 2026 · Advisor changed firm · fact
- C•••• C•••• F•••••••• M••••••••• L•• reported RAUM $1.9B, up 26% from $1.5B (2025-02-26 to 2026-03-26)Mar 26, 2026 · RAUM change · derived
- C•••• C•••• F•••••••• M••••••••• L•• reported 25 offices beyond its principal office, down from 30 (2025-02-26 to 2026-03-26)Mar 26, 2026 · Office count change · derived
- J•••• D•••• V•• T•••• left C•••• C•••• F•••••••• M••••••••• L•• for Glacier (registered 2025-06-24)Feb 28, 2025 · Advisor changed firm · fact
- C•••• C•••• F•••••••• M••••••••• L•• reported 30 offices beyond its principal office, up from 24 (2024-04-01 to 2025-02-26)Feb 26, 2025 · Office count change · derived
- C•••• C•••• F•••••••• M••••••••• L•• reported 46 state-registered advisory representatives, up from 35 (2024-04-01 to 2025-02-26)Feb 26, 2025 · Advisor headcount change · derived
- K••••••• K••• S••••••••• left C•••• C•••• F•••••••• M••••••••• L•• for S••••• F•••••••• G•••• (registered 2025-02-13)Feb 13, 2025 · Advisor changed firm · fact
- C•••• C•••• F•••••••• M••••••••• L•• reported RAUM $1.2B, up 31% from $901.2M (2023-12-14 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- C••• J•••• S•••• left C•••• C•••• F•••••••• M••••••••• L•• for D••••••••• I••• (registered 2025-10-03)Oct 20, 2023 · Advisor changed firm · fact
- J••••• M•••••• M••••• left C•••• C•••• F•••••••• M••••••••• L•• for Modelist (registered 2023-11-09)Jun 19, 2023 · Advisor changed firm · fact
- R••••• H••••• F•••••• left C•••• C•••• F•••••••• M••••••••• L•• for H••••••• W••••• M••••••••• (registered 2022-12-02)Nov 18, 2022 · Advisor changed firm · fact
- J••••• S••••• G••••• left C•••• C•••• F•••••••• M••••••••• L•• for L•• F•••••••• L•• (registered 2022-08-15)Jul 18, 2022 · Advisor changed firm · fact
- M•••••• D•••••• W•••••• left C•••• C•••• F•••••••• M••••••••• L•• for D••••• R••• C•••••• M••••••••• I••• (registered 2022-06-30)May 10, 2022 · Advisor changed firm · fact
- C•••• C•••• F•••••••• M••••••••• L•• reported RAUM $1.1B, up 28% from $858.9M (2021-06-21 to 2022-03-21)Mar 21, 2022 · RAUM change · derived
- Z•••••• K•• A•••••• left C•••• C•••• F•••••••• M••••••••• L•• for T••• F•••••••• (registered 2022-01-11)Feb 2, 2022 · Advisor changed firm · fact
- C••• J•••• J•••••• left C•••• C•••• F•••••••• M••••••••• L•• for T••• F•••••••• (registered 2022-01-05)Jan 4, 2022 · Advisor changed firm · fact
- H• J••••• A•••••••• left C•••• C•••• F•••••••• M••••••••• L•• for T••• F•••••••• (registered 2022-01-05)Jan 4, 2022 · Advisor changed firm · fact
- 2 advisors left C•••• C•••• F•••••••• M••••••••• L•• (Tacoma, WA) for T••• F•••••••• on the same dayJan 4, 2022 · Team lift-out · derived
- C•••• C•••• F•••••••• M••••••••• L•• reported RAUM $858.9M, up 48% from $581.5M (2021-02-10 to 2021-03-08)Mar 8, 2021 · RAUM change · derived
- C•••• C•••• F•••••••• M••••••••• L•• reported 33 state-registered advisory representatives, up from 21 (2021-02-10 to 2021-03-08)Mar 8, 2021 · Advisor headcount change · derived
- C•••• C•••• F•••••••• M••••••••• L•• reported RAUM $581.5M, up 126% from $257.4M (2019-10-11 to 2020-03-10)Mar 10, 2020 · RAUM change · derived
- W••••••••• F•••••••• A••••••• filed its initial SEC registration (Form ADV)Apr 4, 2014 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- awjohnson@copperfm.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 253-391-3015reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 360-271-8564reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 360-698-6546reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/traverse-planningreportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- linkedin.com/company/heliosdrivenreportedpublic record, Form ADV, Sep 19, 2026
- Website
- copperfm.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (360) 308-8239reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- copperfm.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- copperfm.com/our-team-25reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026