DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

V•••• A••••••• L••

Independent wealth managerMiami, FloridaCRD 171358SEC 801-79691websiteIAPD
Latest filing Sep 1, 2026
First filing on the tape Apr 25, 2014 · 25 filings
SEC status approved since May 19, 2014
RAUM
$4.0B
reported, Item 5.F
Discretionary
8.9%
of RAUM
Private clients
93%
$3.7B individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$1.3B
derived; firm RAUM over IAPD count
Employees
16
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$4.0B as of Jun 9, 2026
Mar 30, 2015$451M then
HNW client RAUM$3.7B as of Jun 9, 2026
Mar 31, 2018$1.7B then
State-registered IARs (5.B.3)3 as of Jun 9, 2026
Mar 30, 20152 then
Employees (5.A)16 as of Jun 9, 2026
Mar 30, 20154 then
Private funds: no history
RAUM +28% over the last fiscal year+15% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
  • UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
RAUM per advisor
$1.3BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$56.4MderivedHNW RAUM over HNW clients
Average account
$58.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
8.9%derivedof RAUM
Institutional
1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
5.3derivedItem 5.A over advisors
Advisors per office
3.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+28%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$3.7B93%
  • Corporations and businesses$213M5.3%
  • Charitable organizations$66.9M1.7%
Individual clients
n/areported
HNW clients
66reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
69reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.93 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
F•••••••• O••••• S•••••Miami, FlOct 24, 202217 y1
C•••••• I••••• T••••Miami, FlOct 24, 202213 y2
G•••••• A••••• M••••••Miami, FlDec 2, 202520 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • M••••••• G••••••• A••••• · Manager; Chief Financial Officercontrol
    since 04/2014 · owns less than 5%
  • N••••••• F••••••••• I••• · Manager; Chief Executive Officercontrol
    since 04/2014 · owns less than 5%
  • S••••• T•••••• F••••••••• O••••• · Manager; Chief Compliance Officer; Chief Investment Officercontrol
    since 04/2014 · owns less than 5%
  • M••••••• G••••••• A••••• · Member; Managercontrol
    since 01/2020 · owns F of V•••• C•••••• M••••••••• L••
  • N••••••• F••••••••• I••• · Member; Managercontrol
    since 01/2020 · owns 50% to 75% of V•••• C•••••• M••••••••• L••
  • S••••• T•••••• F••••••••• O••••• · Member; Managercontrol
    since 01/2020 · owns 25% to 50% of V•••• C•••••• M••••••••• L••
Entity owners
  • V•••• C•••••• M••••••••• L•• · Member
    direct · owns 75% or more
Related persons
Schedule D 7.A
  • V•••• I••• L••
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Miami, Fl · principal310
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
  • unusually large average accountStatic outlier · filing Sep 1, 2026
    RAUM per account of $58,053,074 against a peer median of $813,262 (1333 comparable advisers, 100.0th percentile, 38.6 robust deviations)
    peers: independent wealth managers, $1B to $5B (1,333) · 100% percentile
  • unusually large average HNW clientStatic outlier · filing Sep 1, 2026
    HNW RAUM per HNW client of $56,449,156 against a peer median of $3,646,459 (1309 comparable advisers, 99.0th percentile, 26.2 robust deviations)
    peers: independent wealth managers, $1B to $5B (1,309) · 99% percentile
  • very high RAUM per advisorStatic outlier · filing Sep 1, 2026
    RAUM per registered advisor of $1,335,220,713 against a peer median of $146,690,280 (1222 comparable advisers, 100.0th percentile, 12.0 robust deviations)
    peers: independent wealth managers, $1B to $5B (1,222) · 100% percentile
What changed
consecutive filings, newest first
  • Financial planning clients · to unset
    Jun 9, 2026 to Sep 1, 2026
  • Succession · false to unset
    Jun 9, 2026 to Sep 1, 2026
  • Other offices · 1 to 0
    Mar 31, 2026 to Jun 9, 2026
  • Accounts · 64 to 69
    Mar 31, 2025 to Mar 31, 2026
  • HNW clients · 61 to 66
    Mar 31, 2025 to Mar 31, 2026
  • Other offices · 0 to 1
    Mar 31, 2025 to Mar 31, 2026
  • Discretionary RAUM · $317M to $356M
    Mar 31, 2025 to Mar 31, 2026
  • HNW RAUM · $2.9B to $3.7B
    Mar 31, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $2.8B to $3.6B
    Mar 31, 2025 to Mar 31, 2026
  • RAUM · $3.1B to $4.0B
    Mar 31, 2025 to Mar 31, 2026
  • Advisory employees · 9 to 8
    Mar 26, 2024 to Mar 31, 2025
  • Financial planning clients · unset to
    Mar 26, 2024 to Mar 31, 2025
  • Discretionary RAUM · $230M to $317M
    Mar 26, 2024 to Mar 31, 2025
  • HNW RAUM · $2.9B to $2.9B
    Mar 26, 2024 to Mar 31, 2025
  • Non-discretionary RAUM · $2.9B to $2.8B
    Mar 26, 2024 to Mar 31, 2025
  • RAUM · $3.1B to $3.1B
    Mar 26, 2024 to Mar 31, 2025
  • Accounts · 59 to 64
    Mar 31, 2023 to Mar 26, 2024
  • HNW clients · 58 to 61
    Mar 31, 2023 to Mar 26, 2024
  • Discretionary RAUM · $213M to $230M
    Mar 31, 2023 to Mar 26, 2024
  • HNW RAUM · $2.6B to $2.9B
    Mar 31, 2023 to Mar 26, 2024
  • Non-discretionary RAUM · $2.4B to $2.9B
    Mar 31, 2023 to Mar 26, 2024
  • RAUM · $2.7B to $3.1B
    Mar 31, 2023 to Mar 26, 2024
  • Accounts · 54 to 59
    Oct 20, 2022 to Mar 31, 2023
  • Advisory employees · 8 to 9
    Oct 20, 2022 to Mar 31, 2023
  • HNW clients · 53 to 58
    Oct 20, 2022 to Mar 31, 2023
  • Employees · 15 to 16
    Oct 20, 2022 to Mar 31, 2023
  • Discretionary RAUM · $232M to $213M
    Oct 20, 2022 to Mar 31, 2023
  • HNW RAUM · $2.6B to $2.6B
    Oct 20, 2022 to Mar 31, 2023
  • Non-discretionary RAUM · $2.4B to $2.4B
    Oct 20, 2022 to Mar 31, 2023
  • RAUM · $2.7B to $2.7B
    Oct 20, 2022 to Mar 31, 2023
  • Accounts · 41 to 54
    Mar 30, 2021 to Mar 30, 2022
  • Advisory employees · 9 to 8
    Mar 30, 2021 to Mar 30, 2022
  • HNW clients · 40 to 53
    Mar 30, 2021 to Mar 30, 2022
  • Employees · 14 to 15
    Mar 30, 2021 to Mar 30, 2022
  • Discretionary RAUM · $188M to $232M
    Mar 30, 2021 to Mar 30, 2022
  • HNW RAUM · $2.3B to $2.6B
    Mar 30, 2021 to Mar 30, 2022
  • Non-discretionary RAUM · $2.1B to $2.4B
    Mar 30, 2021 to Mar 30, 2022
  • RAUM · $2.3B to $2.7B
    Mar 30, 2021 to Mar 30, 2022
  • Accounts · 39 to 41
    Sep 23, 2020 to Mar 30, 2021
  • Advisory employees · 8 to 9
    Sep 23, 2020 to Mar 30, 2021
Signals
4 dated events
  • V•••• A••••••• L•• reported RAUM $4.0B, up 28% from $3.1B (2025-03-31 to 2026-03-31)
    Mar 31, 2026 · RAUM change · derived
  • V•••• A••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)
    Jan 31, 2020 · Succession (Item 4) · fact
  • V•••• A••••••• L•• reported RAUM $1.7B, up 54% from $1.1B (2017-09-15 to 2018-03-31)
    Mar 31, 2018 · RAUM change · derived
  • V•••• A••••••• L•• filed its initial SEC registration (Form ADV)
    Apr 25, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
Business email
info@valorad.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone
305-424-1432reportedpublished by the firm, firm site, Sep 16, 2026
Website
H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
305-424-1432reportedpublic record, Form ADV, Sep 1, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$1.3Bderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026