DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
E•••••••• C•••••• A•••••••
Legal name E•••••••• C•••••• A•••••••• L••
Latest filing Feb 19, 2026
First filing on the tape Apr 16, 2020 · 9 filings
SEC status approved since May 18, 2020
RAUM
$253M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$252M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$126M
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$253M as of Feb 19, 2026
Mar 30, 2021$164M then
HNW client RAUM$92.8M as of Feb 19, 2026
Mar 30, 2021$26.5M then
State-registered IARs (5.B.3)2 as of Feb 19, 2026
Mar 30, 20212 then
Employees (5.A)8 as of Feb 19, 2026
Mar 30, 20212 then
Private funds: no history
RAUM +4.9% over the last fiscal year+9.7% a year over threeIARs 3 to 2
Practice profile
derived from the filing of Feb 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $126MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 316derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $171,923derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- -33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -33%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $6.6M, 20 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$159M63%
- High-net-worth individuals$92.8M37%
- Corporations and businesses$989,2260.4%
- Individual clients
- 570reported
- HNW clients
- 61reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,471reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $6.6M for 20 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• R••••• S•••••• | Bend, Or | Aug 20, 2024 | 12 y | 3 |
| M•••••• J•• J••• A•••• | Bend, Or | Aug 20, 2024 | 14 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- D•••••• J••• H••••• to O•••• W••••• L••Jun 26, 2025 · RIA to a state-registered adviser
- P•••• C•••• M•••••• to B••••••••• W••••• A•••••••• L••Apr 4, 2018 · Other
Joined, latest
- M•••••• J•• J••• A•••• from M•••• W••••• M••••••••• L••Jan 11, 2022 · Other
- R••• R••••• S•••••• from G••••• F•••••••• P•••••• C••••••• I•••Apr 21, 2016 · Other
- P•••• C•••• M•••••• from G••••• F•••••••• P•••••• C••••••• I•••Dec 16, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from G••••• F•••••••• P•••••• C••••••• I•••Jul 21, 2017 · Sarasota, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••• R•••• R••••• · President And Chief Compliance Officersince 04/2018 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bend, Or · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Medford, OR3 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Feb 19, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $241,169,331 to $252,899,443, advisors 3 to 2, private clients 945 to 631, offices 1 to 1 (2025-02-20 to 2026-02-19)peers: independent wealth managers, $100M to $500M (5,676)
- HNW share shiftChange between filings · filing Feb 19, 2026HNW share of RAUM moved from 17.0% to 37.0% between the annual amendments of 2025-02-20 and 2026-02-19peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,733 to 1,471Feb 20, 2025 to Feb 19, 2026
- Advisory employees · 3 to 2Feb 20, 2025 to Feb 19, 2026
- HNW clients · 27 to 61Feb 20, 2025 to Feb 19, 2026
- Individual clients · 918 to 570Feb 20, 2025 to Feb 19, 2026
- State-registered IARs · 3 to 2Feb 20, 2025 to Feb 19, 2026
- Discretionary RAUM · $241M to $253MFeb 20, 2025 to Feb 19, 2026
- HNW RAUM · $40.1M to $92.8MFeb 20, 2025 to Feb 19, 2026
- Individual RAUM · $200M to $159MFeb 20, 2025 to Feb 19, 2026
- Pension RAUM · 383627.0 to unsetFeb 20, 2025 to Feb 19, 2026
- RAUM · $241M to $253MFeb 20, 2025 to Feb 19, 2026
- Accounts · 2,085 to 1,733Mar 27, 2024 to Feb 20, 2025
- HNW clients · 17 to 27Mar 27, 2024 to Feb 20, 2025
- Individual clients · 1,143 to 918Mar 27, 2024 to Feb 20, 2025
- Financial planning clients · 51-100 to 51-100Mar 27, 2024 to Feb 20, 2025
- Discretionary RAUM · $200M to $241MMar 27, 2024 to Feb 20, 2025
- HNW RAUM · $25.3M to $40.1MMar 27, 2024 to Feb 20, 2025
- Individual RAUM · $173M to $200MMar 27, 2024 to Feb 20, 2025
- Pension RAUM · $1.4M to $383,627Mar 27, 2024 to Feb 20, 2025
- RAUM · $200M to $241MMar 27, 2024 to Feb 20, 2025
- Accounts · 2,052 to 2,085Feb 6, 2024 to Mar 27, 2024
- HNW clients · 25 to 17Feb 6, 2024 to Mar 27, 2024
- Individual clients · 1,051 to 1,143Feb 6, 2024 to Mar 27, 2024
- Assets in custody · $2.3M to $6.6MFeb 6, 2024 to Mar 27, 2024
- Discretionary RAUM · $192M to $200MFeb 6, 2024 to Mar 27, 2024
- HNW RAUM · $25.0M to $25.3MFeb 6, 2024 to Mar 27, 2024
- Individual RAUM · $165M to $173MFeb 6, 2024 to Mar 27, 2024
- Pension RAUM · $1.3M to $1.4MFeb 6, 2024 to Mar 27, 2024
- RAUM · $192M to $200MFeb 6, 2024 to Mar 27, 2024
- Accounts · 1,195 to 2,052Mar 30, 2022 to Mar 31, 2023
- Individual clients · 909 to 1,051Mar 30, 2022 to Mar 31, 2023
- Employees · 10 to 8Mar 30, 2022 to Mar 31, 2023
- Discretionary RAUM · $217M to $192MMar 30, 2022 to Mar 31, 2023
- HNW RAUM · $37.6M to $25.0MMar 30, 2022 to Mar 31, 2023
- Individual RAUM · $188M to $165MMar 30, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $10.3M to $0Mar 30, 2022 to Mar 31, 2023
- Pension RAUM · $1.1M to $1.3MMar 30, 2022 to Mar 31, 2023
- RAUM · $227M to $192MMar 30, 2022 to Mar 31, 2023
- Accounts · 1,374 to 1,195Mar 30, 2021 to Mar 30, 2022
- Advisory employees · 2 to 3Mar 30, 2021 to Mar 30, 2022
- Advisory activities · 5 to 4Mar 30, 2021 to Mar 30, 2022
Signals
2 dated events
- D•••••• J••• H••••• left E•••••••• C•••••• A••••••• for O•••• W••••• L•• (registered 2025-06-27)Jun 26, 2025 · Advisor changed firm · fact
- E•••••••• C•••••• A••••••• filed its initial SEC registration (Form ADV)Apr 16, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@e•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 541-639-3456reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 541-728-0321reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/elevation-capital-strategies/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- e•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (541) 728-0321reportedpublic record, Form ADV, Feb 19, 2026
- Team page
- e•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $126Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026