DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C••••••• I••••••••• S••••• V••••••• F••• I••• L•
Gross asset value
$162M
as of Mar 22, 2024; not a fund size
Peak GAV
$192M
highest filing
Owners
132
beneficial owners reported
Minimum investment
$25,000
as reported
Adviser and related own
7%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
20 filings
Jan 4, 2016 to Mar 22, 2024
Reporting history
one row per Form ADV filing
Gross asset value$162M as of Mar 22, 2024
Jan 4, 2016$81.4M then
Owners132 as of Mar 22, 2024
Jan 4, 201676 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-243783reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Asia Securities (Private) LimitedColombo, Sri Lanka · LEI 254900HQ486DQUHO7A59
- Hatton National BankColombo, Sri Lanka · LEI 2549005Q9UPJZP9QN894
- Inteligo SabLima, Peru · LEI 894500KTUNSMU3H11R53
- Jpmorgan ChaseChicago, Illinois · LEI 7H6GLXDRUGQFU57RNE97
- Kallpa SecuritiesLima, Peru
- Merrill Lynch Global CustodyNew York, New York · LEI 8NAV47T0Y26Q87Y0QP81
- Orbis FinancialGurgaon, India · LEI 335800J1ILMSBCCPKE83
- Silicon Valley BankChicago, Illinois · LEI 0K2D5AK28E3O5CC06E35
Across DFX
shared identifiers only
- C••••••• I••••••••• S••••• V••••••• F••• I••• L• · peshared adv fund id
- C••••••• I••••••••• S••••• V••••••• F••• I••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 7.0%reportedadviser and related persons