DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

G•••••••• W••••• A•••••••• L••

Independent wealth managerCRD 171670SEC 801-112016websiteIAPD
Latest filing Sep 1, 2026
First filing on the tape Oct 11, 2017 · 38 filings
SEC status approved since Nov 8, 2017
RAUM
$1.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$1.3B individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$121M
derived; firm RAUM over IAPD count
Employees
32
9 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
38 filings and snapshots on the tape
RAUM$1.3B as of May 18, 2026
Mar 10, 2018$118M then
HNW client RAUM$1.3B as of May 18, 2026
Mar 10, 2018$101M then
State-registered IARs (5.B.3)10 as of May 18, 2026
Mar 10, 20182 then
Employees (5.A)32 as of May 18, 2026
Mar 10, 20183 then
Private funds: no history
RAUM +37% over the last fiscal year+35% a year over threeIARs 7 to 10offices 6 to 9
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
RAUM per advisor
$121MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
23derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.5MderivedHNW RAUM over HNW clients
Average account
$639,313derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.9derivedItem 5.A over advisors
Advisors per office
1.1derived10 offices incl. principal (1.F.5)
RAUM growth, one year
+37%derivedbetween the last two annual amendments
Advisor growth, one year
+29%derivedItem 5.B.3 between annual amendments
Client growth, one year
+8.0%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
Custody
$786M, 248 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.3B99%
  • Individuals$10.7M0.8%
Individual clients
17reported
HNW clients
239reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
2,081reported
Financial planning clients
251-500reported
Wrap fee programs
noreported
Custody of client assets
$786M for 248 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A••••• S•••• L••••••Certified Financial PlannerWashington, DcJan 6, 201520 y1
P•••••• S••• M••••••Chartered Financial AnalystWashington, Dc Mar 15, 201610 y0
T••••• W••••• M••••••••Chartered Financial AnalystDenver, Co May 31, 201812 y0
T•••• L••• J••••••Certified Financial PlannerMinneapolis, Mn Apr 11, 202110 y0
T••••• S•••••••••New York, NyApr 11, 202210 y0
J••• A• M•••••••Chartered Financial AnalystNew York, Ny Sep 26, 202211 y0
M••••••• N•••• P•••••••Certified Financial PlannerWashington, Dc Nov 22, 202311 y0
F••••••• J•••Certified Financial PlannerCharlotte, NcMay 16, 202410 y0
D••••• A••• S••••••Washington, Dc Jun 20, 202510 y0
A••• B••••••Oxnard, Ca May 4, 202610 y0
J•••••• B••••••• F••••••Chartered Financial AnalystSeattle, Wa May 14, 202618 y1
Advisor movement
0 left, 1 joined in 12 months
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • D••••••• M•••• E••••• · Member & Chief Compliance Officercontrol
    since 01/2025 · owns less than 5%
  • H••••••• J••••• C•••••• · Manager & Chief Operating Officercontrol
    since 05/2022 · owns less than 5%
  • J••••••• T••••• L••• · Managercontrol
    since 01/2024 · owns 10% to 25%
  • L••••••• A•••••• S•••• · Managercontrol
    since 01/2015 · owns less than 5%
  • M••••••••• T•••••• W••••• · Managercontrol
    since 07/2020 · owns less than 5%
  • K••••••• A•••••• N• · Member
    since 01/2025 · owns less than 5%
  • K•••••• J•••••••• F• · Member
    since 01/2025 · owns less than 5%
  • L••••• E••••• C• · Member
    since 01/2026 · owns less than 5%
  • M••••••• P••••••• S••• · Member
    since 01/2025 · owns less than 5%
  • M•••••••• J•••• A• · Chief Investment Officer
    since 10/2025 · owns less than 5%
  • P•••••••• M•••••••• N•••• · Member
    since 01/2025 · owns less than 5%
  • S••••••••• T••••• · Member
    since 01/2026 · owns less than 5%
Entity owners
  • G•••••••• H•••••••• I•• · Member
    direct · owns 75% or more
  • T•• J•••• H•••••• T••••• U•• D•••• · Member
    direct · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Washington, Dc930
Offices
Schedule D 1.F, the 25 largest
  • , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Sep 1, 2026
    D••••••• M•••• E••••• (MEMBER & CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2024-03-15 and 2026-09-01
    peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
  • Financial planning clients · 251-500 to 251-500
    May 18, 2026 to Sep 1, 2026
  • HQ city · to unset
    May 18, 2026 to Sep 1, 2026
  • HQ state · to unset
    May 18, 2026 to Sep 1, 2026
  • Related adviser · false to unset
    May 18, 2026 to Sep 1, 2026
  • Related bank · false to unset
    May 18, 2026 to Sep 1, 2026
  • Related broker-dealer · false to unset
    May 18, 2026 to Sep 1, 2026
  • Related insurance company · false to unset
    May 18, 2026 to Sep 1, 2026
  • Succession · false to unset
    May 18, 2026 to Sep 1, 2026
  • State-registered IARs · 9 to 10
    Mar 19, 2026 to May 18, 2026
  • Other offices · 8 to 9
    Mar 19, 2026 to May 18, 2026
  • Accounts · 1,854 to 2,081
    Dec 9, 2025 to Mar 19, 2026
  • Advisory activities · 2 to 3
    Dec 9, 2025 to Mar 19, 2026
  • HNW clients · 207 to 239
    Dec 9, 2025 to Mar 19, 2026
  • Individual clients · 30 to 17
    Dec 9, 2025 to Mar 19, 2026
  • Assets in custody · $522M to $786M
    Dec 9, 2025 to Mar 19, 2026
  • Financial planning clients · 101-250 to 251-500
    Dec 9, 2025 to Mar 19, 2026
  • Discretionary RAUM · $972M to $1.3B
    Dec 9, 2025 to Mar 19, 2026
  • HNW RAUM · $950M to $1.3B
    Dec 9, 2025 to Mar 19, 2026
  • Individual RAUM · $21.9M to $10.7M
    Dec 9, 2025 to Mar 19, 2026
  • RAUM · $972M to $1.3B
    Dec 9, 2025 to Mar 19, 2026
  • Advisory employees · 8 to 9
    Aug 8, 2025 to Oct 17, 2025
  • Employees · 30 to 32
    Aug 8, 2025 to Oct 17, 2025
  • Insurance-licensed employees · 0 to 1
    Aug 8, 2025 to Oct 17, 2025
  • State-registered IARs · 8 to 9
    Aug 8, 2025 to Oct 17, 2025
  • Other offices · 7 to 8
    Aug 8, 2025 to Oct 17, 2025
  • Employees · 29 to 30
    Mar 10, 2025 to Jun 24, 2025
  • Financial planning clients · 101-250 to 101-250
    Mar 10, 2025 to Jun 24, 2025
  • State-registered IARs · 7 to 8
    Mar 10, 2025 to Jun 24, 2025
  • Other offices · 6 to 7
    Mar 10, 2025 to Jun 24, 2025
  • Accounts · 1,650 to 1,854
    Jul 9, 2024 to Mar 10, 2025
  • Advisory employees · 7 to 8
    Jul 9, 2024 to Mar 10, 2025
  • HNW clients · 213 to 207
    Jul 9, 2024 to Mar 10, 2025
  • Individual clients · 0 to 30
    Jul 9, 2024 to Mar 10, 2025
  • Assets in custody · $543M to $522M
    Jul 9, 2024 to Mar 10, 2025
  • Employees · 24 to 29
    Jul 9, 2024 to Mar 10, 2025
  • HQ city · unset to
    Jul 9, 2024 to Mar 10, 2025
  • HQ state · unset to
    Jul 9, 2024 to Mar 10, 2025
  • State-registered IARs · 6 to 7
    Jul 9, 2024 to Mar 10, 2025
  • Discretionary RAUM · $844M to $972M
    Jul 9, 2024 to Mar 10, 2025
  • HNW RAUM · $844M to $950M
    Jul 9, 2024 to Mar 10, 2025
Signals
4 dated events
  • G•••••••• W••••• A•••••••• L•• reported RAUM $1.3B, up 37% from $971.6M (2025-12-09 to 2026-03-19)
    Mar 19, 2026 · RAUM change · derived
  • L••• T•••• J•••••• (Partner) appeared on Schedule A of G•••••••• W••••• A•••••••• L••
    Mar 15, 2024 · Control person joined · fact
  • C•••••• J•••• H•••••• (Partner & Chief Operating Officer) appeared on Schedule A of G•••••••• W••••• A•••••••• L••
    Mar 15, 2024 · Control person joined · fact
  • G•••••••• W••••• A•••••••• L•• filed its initial SEC registration (Form ADV)
    Oct 11, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
hello@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
akennedy@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
amoore@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
apedroza@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
aschoeneborn@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
ataylor@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
awellington@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
bwise@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
cnugent@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
elundy@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
gcurell@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Business email
isears@geometricadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$121Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026