DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•••••• F•••••••• G••••
Legal name B•••••• F•••••••• G••••• I•••
Latest filing Feb 6, 2026
First filing on the tape Dec 18, 2020 · 8 filings
SEC status approved since Jan 19, 2021
RAUM
$393M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$393M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$78.6M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$393M as of Feb 6, 2026
Mar 30, 2022$215M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Feb 6, 2026
Mar 30, 20220 then
Employees (5.A)4 as of Feb 6, 2026
Mar 30, 20224 then
Private funds: no history
RAUM +22% over the last fiscal year+35% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
- RAUM per advisor
- $78.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $525,793derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$393M100%
- Individual clients
- 470reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 747reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $393M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••••• J•••• G•••••Certified Financial Planner | Downers Grove, Il | Nov 12, 2014 | 23 y | 0 |
| M•••••• J••• G•••••Certified Financial Planner | Durango, Co | Nov 12, 2014 | 23 y | 0 |
| J••• R••••• G••••• | Downers Grove, Il | Nov 12, 2014 | 50 y | 1 |
| S••••• M•••••• S•••••• | Downers Grove, Il | Jan 4, 2017 | 29 y | 1 |
| M••••••• L•••• P••••••Certified Financial Planner | Downers Grove, Il | Aug 17, 2023 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S••••• M•••••• S•••••• from A••••••••• F•••••••• S•••••••• L••Jan 4, 2017 · Affiliated broker-dealer or bank to independent RIA
- J••• R••••• G••••• from W••••••••• F•••••••• G••••• I•••Nov 12, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- G•••••• J••••••• J•••• · Secretary, Treasurer, Chief Compliance Officercontrolsince 09/2005 · owns 25% to 50%
- G•••••• J•••• R••••• · Presidentcontrolsince 10/2002 · owns 50% to 75%
Related persons
Schedule D 7.A
- G••••• • A••••••••• L•••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Downers Grove, Il · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Durango, CO1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 920 to 747Feb 12, 2025 to Feb 6, 2026
- Individual clients · 493 to 470Feb 12, 2025 to Feb 6, 2026
- Discretionary RAUM · $321M to $393MFeb 12, 2025 to Feb 6, 2026
- Individual RAUM · $321M to $393MFeb 12, 2025 to Feb 6, 2026
- RAUM · $321M to $393MFeb 12, 2025 to Feb 6, 2026
- Wrap assets (manager) · $321M to $393MFeb 12, 2025 to Feb 6, 2026
- Accounts · 692 to 920Mar 21, 2024 to Feb 12, 2025
- Advisory employees · 4 to 3Mar 21, 2024 to Feb 12, 2025
- Individual clients · 430 to 493Mar 21, 2024 to Feb 12, 2025
- Financial planning clients · 1-10 to 1-10Mar 21, 2024 to Feb 12, 2025
- Discretionary RAUM · $240M to $321MMar 21, 2024 to Feb 12, 2025
- Individual RAUM · $240M to $321MMar 21, 2024 to Feb 12, 2025
- RAUM · $240M to $321MMar 21, 2024 to Feb 12, 2025
- Wrap assets (manager) · $240M to $321MMar 21, 2024 to Feb 12, 2025
- Accounts · 636 to 692Mar 1, 2024 to Mar 21, 2024
- BD registered reps · 2 to 3Mar 1, 2024 to Mar 21, 2024
- Individual clients · 386 to 430Mar 1, 2024 to Mar 21, 2024
- Discretionary RAUM · $161M to $240MMar 1, 2024 to Mar 21, 2024
- Individual RAUM · $161M to $240MMar 1, 2024 to Mar 21, 2024
- RAUM · $161M to $240MMar 1, 2024 to Mar 21, 2024
- Wrap assets (manager) · $161M to $240MMar 1, 2024 to Mar 21, 2024
- Accounts · 280 to 636Mar 30, 2022 to Mar 24, 2023
- Advisory employees · 3 to 4Mar 30, 2022 to Mar 24, 2023
- Individual clients · 280 to 386Mar 30, 2022 to Mar 24, 2023
- Discretionary RAUM · $215M to $161MMar 30, 2022 to Mar 24, 2023
- Individual RAUM · $215M to $161MMar 30, 2022 to Mar 24, 2023
- RAUM · $215M to $161MMar 30, 2022 to Mar 24, 2023
- Wrap assets (manager) · $215M to $161MMar 30, 2022 to Mar 24, 2023
- Accounts · 220 to 280Nov 10, 2021 to Mar 30, 2022
- BD registered reps · 3 to 2Nov 10, 2021 to Mar 30, 2022
- Individual clients · 220 to 280Nov 10, 2021 to Mar 30, 2022
- Employees · 3 to 4Nov 10, 2021 to Mar 30, 2022
- State-registered IARs · 3 to 0Nov 10, 2021 to Mar 30, 2022
- Discretionary RAUM · $130M to $215MNov 10, 2021 to Mar 30, 2022
- Individual RAUM · $130M to $215MNov 10, 2021 to Mar 30, 2022
- RAUM · $130M to $215MNov 10, 2021 to Mar 30, 2022
- Wrap assets (manager) · $130M to $215MNov 10, 2021 to Mar 30, 2022
Signals
1 dated events
- B•••••• F•••••••• G•••• filed its initial SEC registration (Form ADV)Dec 18, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 623-466-0804reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 630-541-5229reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 630-541-6363reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- B••••••FINANCIALGROUP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 630-541-6363reportedpublic record, Form ADV, Feb 6, 2026
- Contact form
- b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- b•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $78.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026