DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bentley Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Robert Gritis | Waterstone Financial Group, Inc. unclassified | Bentley Financial Group independent RIA | Other | Sep 8, 2009 | Nov 12, 2014 (1891 d) |
| Steven Michael Salerno | Ameriprise Financial Services, LLC national BD | Bentley Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 22, 2005 | Jan 4, 2017 (4184 d) |
Page 1 of 1
2 moves match.