DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••• G••••••• F••••••••• L••
Latest filing Mar 11, 2026
First filing on the tape May 10, 2023 · 8 filings
SEC status approved since Jun 8, 2023
RAUM
$198M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$195M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$198M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$198M as of Mar 11, 2026
Mar 28, 2024$128M then
HNW client RAUM$137M as of Mar 11, 2026
Mar 28, 2024$78.8M then
State-registered IARs (5.B.3)1 as of Mar 11, 2026
Mar 28, 20241 then
Employees (5.A)1 as of Mar 11, 2026
Mar 28, 20241 then
Private funds: no history
RAUM +20% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $198MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 239derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $313,746derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$137M69%
- Individuals$57.7M29%
- Corporations and businesses$3.3M1.7%
- Individual clients
- 164reported
- HNW clients
- 75reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 631reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••••• Z••••Certified Financial Planner | North Attleboro, Ma | Oct 1, 2014 | 28 y | 4 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••••• Z•••• from A••••• P•••••• I••••••••• A•••• M••••••••• I•••Oct 1, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Z••••• M••••••• · Managing Partner And Ccocontrolsince 07/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 598 to 631Mar 20, 2025 to Mar 11, 2026
- HNW clients · 63 to 75Mar 20, 2025 to Mar 11, 2026
- Individual clients · 182 to 164Mar 20, 2025 to Mar 11, 2026
- Discretionary RAUM · $165M to $198MMar 20, 2025 to Mar 11, 2026
- HNW RAUM · $103M to $137MMar 20, 2025 to Mar 11, 2026
- Individual RAUM · $59.4M to $57.7MMar 20, 2025 to Mar 11, 2026
- RAUM · $165M to $198MMar 20, 2025 to Mar 11, 2026
- Accounts · 565 to 598Nov 5, 2024 to Mar 20, 2025
- HNW clients · 64 to 63Nov 5, 2024 to Mar 20, 2025
- Individual clients · 179 to 182Nov 5, 2024 to Mar 20, 2025
- Financial planning clients · 101-250 to 101-250Nov 5, 2024 to Mar 20, 2025
- Discretionary RAUM · $128M to $165MNov 5, 2024 to Mar 20, 2025
- HNW RAUM · $78.8M to $103MNov 5, 2024 to Mar 20, 2025
- Individual RAUM · $46.2M to $59.4MNov 5, 2024 to Mar 20, 2025
- RAUM · $128M to $165MNov 5, 2024 to Mar 20, 2025
- Accounts · 561 to 565Oct 2, 2023 to Mar 28, 2024
- HNW clients · 72 to 64Oct 2, 2023 to Mar 28, 2024
- Individual clients · 158 to 179Oct 2, 2023 to Mar 28, 2024
- Financial planning clients · 1-10 to 101-250Oct 2, 2023 to Mar 28, 2024
- Discretionary RAUM · $114M to $128MOct 2, 2023 to Mar 28, 2024
- HNW RAUM · $73.0M to $78.8MOct 2, 2023 to Mar 28, 2024
- Individual RAUM · $37.9M to $46.2MOct 2, 2023 to Mar 28, 2024
- RAUM · $114M to $128MOct 2, 2023 to Mar 28, 2024
Signals
1 dated events
- C••••••• G••••••• F••••••••• L•• filed its initial SEC registration (Form ADV)May 10, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- cgfadvisor.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 508-207-8049reportedpublic record, Form ADV, Mar 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $198Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026