DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

J.P. Morgan In-Dx LLC

Former SEC-registered adviserNew York, New YorkCRD 172939SEC 801-80762IAPD
Latest filing Oct 27, 2017
First filing on the tape Dec 12, 2014 · 13 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM: $10.7M
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2017
Mar 30, 20150 then
Employees (5.A)4 as of Mar 29, 2017
Mar 30, 201510 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Oct 27, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Lloyd Matthew Evans · Chief Executive Officer/Directorcontrol
        since 10/2017 · owns less than 5%
      • John Matthew Connolly · Chief Compliance Officer
        since 09/2015 · owns less than 5%
      Entity owners
      • Jpmorgan Chase Holdings LLC · Shareholder
        direct · owns 75% or more
      • J.P. Morgan Chase & Co. · Shareholder
        indirect · owns 75% or more of Jpmorgan Chase Holdings LLC · public reporting company
      Related persons
      Schedule D 7.A
      • J.P. Morgan Securities LLC
        broker-dealerinvestment advisertrust companyCPO or CTAreal estatenRAUM $430B
      • Jpmorgan Chase Bank N.A.
        investment adviserbankpooled vehicle sponsorCPO or CTAn
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Other offices · unset to 0.0
        Mar 29, 2017 to Oct 27, 2017
      • Accounts · 2.0 to unset
        Feb 9, 2017 to Mar 29, 2017
      • Discretionary RAUM · 10717953.0 to unset
        Feb 9, 2017 to Mar 29, 2017
      • Non-discretionary RAUM · 0.0 to unset
        Feb 9, 2017 to Mar 29, 2017
      • RAUM · 10717953.0 to unset
        Feb 9, 2017 to Mar 29, 2017
      • Accounts · unset to 2.0
        Sep 30, 2015 to Mar 23, 2016
      • BD registered reps · 4 to 3
        Sep 30, 2015 to Mar 23, 2016
      • Employees · 10 to 4
        Sep 30, 2015 to Mar 23, 2016
      • Discretionary RAUM · unset to 10717953.0
        Sep 30, 2015 to Mar 23, 2016
      • Non-discretionary RAUM · unset to 0.0
        Sep 30, 2015 to Mar 23, 2016
      • RAUM · unset to 10717953.0
        Sep 30, 2015 to Mar 23, 2016
      • Business name · J.P. MORGAN IN-DX ADVISERS LLC to J.P. MORGAN IN-DX LLC
        Mar 30, 2015 to May 20, 2015
      • Legal name · J.P. MORGAN IN-DX ADVISERS LLC to J.P. MORGAN IN-DX LLC
        Dec 12, 2014 to Dec 18, 2014
      Signals
      1 dated events
      • J.P. Morgan In-Dx Advisers Llc filed its initial SEC registration (Form ADV)
        Dec 12, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026