DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
C•••• P•••••••• L••
Latest filing Jul 2, 2026
First filing on the tape Jun 16, 2022 · 15 filings
SEC status approved since Jul 15, 2022
RAUM
$387M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$387M as of Jul 2, 2026
Mar 28, 2023$153M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 2, 2026
Mar 28, 20230 then
Employees (5.A)2 as of Jul 2, 2026
Mar 28, 20232 then
Private funds2 as of Jul 2, 2026
Mar 28, 20232 then
RAUM +54% over the last fiscal year+36% a year over threeIARs 0 to 0offices 1 to 0
Practice profile
derived from the filing of Jul 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $193MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +54%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$387M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C•••• F•••• L• | Hedge Fund | $185M | 62 | Sep 29, 2014 |
| C•••• F••• I•• L• | Hedge Fund | $20.1M | 17 | Mar 24, 2020 |
| C•••• F••• I•• L•no longer reported | Hedge Fund | $6.7M | 5 | Sep 29, 2014 |
Owners and control persons
Schedule A and B, latest filing
- R•••••••• C••••• I•• · Coo And Ccocontrolsince 01/2022 · owns less than 5%
- S••••••••• E••• · Managing Membercontrolsince 02/2011 · owns 75% or more
- S••••••••• E••• · Managing Membercontrolsince 02/2011 · owns 75% or more of C•••• C••••••• L••
Entity owners
- C•••• C••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- C•••• C••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $250,810,801 to $386,594,898 (+54.0%) between the annual amendments of 2025-03-28 and 2026-03-30; the peer median change was +4.0% (1147 comparable advisers, 92.0th percentile of changes)peers: asset managers, $100M to $500M (1,147) · 92% percentile
What changed
consecutive filings, newest first
- Other offices · 1 to 0Jul 1, 2025 to Mar 30, 2026
- Discretionary RAUM · $251M to $387MJul 1, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $251M to $387MJul 1, 2025 to Mar 30, 2026
- RAUM · $251M to $387MJul 1, 2025 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jul 1, 2025
- HQ city · unset to Oct 29, 2024 to Mar 28, 2025
- HQ state · unset to Oct 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $205M to $251MOct 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $205M to $251MOct 29, 2024 to Mar 28, 2025
- RAUM · $205M to $251MOct 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $173M to $205MSep 22, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $173M to $205MSep 22, 2023 to Mar 19, 2024
- RAUM · $173M to $205MSep 22, 2023 to Mar 19, 2024
- Discretionary RAUM · $153M to $173MMay 10, 2023 to Sep 22, 2023
- Pooled vehicle RAUM · $153M to $173MMay 10, 2023 to Sep 22, 2023
- RAUM · $153M to $173MMay 10, 2023 to Sep 22, 2023
- Discretionary RAUM · $153M to $153MFeb 6, 2023 to Mar 28, 2023
- Pooled vehicle RAUM · $153M to $153MFeb 6, 2023 to Mar 28, 2023
- RAUM · $153M to $153MFeb 6, 2023 to Mar 28, 2023
- Advisory activities · 2 to 1Jun 16, 2022 to Jun 22, 2022
- Private funds · 4 to 2Jun 16, 2022 to Jun 22, 2022
- Discretionary RAUM · $113M to $153MJun 22, 2022 to Jun 22, 2022
- Pooled vehicle RAUM · $113M to $153MJun 22, 2022 to Jun 22, 2022
- RAUM · $113M to $153MJun 22, 2022 to Jun 22, 2022
Signals
2 dated events
- C•••• P•••••••• L•• reported RAUM $386.6M, up 54% from $250.8M (2025-07-01 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- C•••• P•••••••• L•• filed its initial SEC registration (Form ADV)Jun 16, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C•••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- C••••PARTNERS.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 9176921844reportedpublic record, Form ADV, Jul 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026