DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
C•••• F•••• L•
Gross asset value
$185M
as of Oct 29, 2024; not a fund size
Peak GAV
$185M
highest filing
Owners
62
beneficial owners reported
Minimum investment
$1.0M
as reported
Adviser and related own
16%
of the fund
Owned by funds
36%
fund-of-funds interests
Non-US owners
1%
Reported
24 filings
Sep 29, 2014 to Oct 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$185M as of Oct 29, 2024
Sep 29, 2014$11.1M then
Owners62 as of Oct 29, 2024
Sep 29, 201421 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-158011reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- 4axBryanston, South Africa · LEI 378900628E65FE051735
- American Stock Transfer & Trust Company, LLCBrookyln, New York · LEI 254900TS5EWP83BEOU02
- Clear Street LLCNew York, New York
- Computershare Securities CorporationCanton, Maine
- First Republic BankSan Francisco, California · LEI YWC0TIKBQM2JV8L4IV0
- Interactive Brokers LLCGreenwich, Connecticut
- Issuer Direct CorporationRaleigh, North Carolina · LEI 894500M5FGGV3CFQ8F
- Kt ZmicoBangkok, Thailand
- Pershing LLCJersey City, New Jersey
- Southey Capital, Ltd.Admirals Way, United Kingdom · LEI 391200I7WXKQ8VP5OZ49
Across DFX
shared identifiers only
- C•••• F•••• L• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 16%reportedadviser and related persons