DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A• I••••••••• P•••••••• L•
Latest filing Mar 31, 2026
First filing on the tape Apr 14, 2015 · 21 filings
SEC status approved since Apr 21, 2015
RAUM
$7.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
90
49 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
36
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$7.7B as of Mar 31, 2026
Mar 29, 2016$678M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 29, 20160 then
Employees (5.A)90 as of Mar 31, 2026
Mar 29, 201614 then
Private funds36 as of Mar 31, 2026
Mar 29, 20166 then
RAUM +21% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $215MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $7.7B, 36 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$7.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 36reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $7.7B for 36 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
31 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| A• I••••••••• P••••••• F••• I•• L• | Private Equity Fund | $1.2B | 79 | Mar 30, 2018 |
| A• I••••••••• P••••••• E••••••• V•••• F••• L• | Private Equity Fund | $971M | 58 | Mar 31, 2022 |
| A• I••••••••• P••••••• F••• I••• L• | Private Equity Fund | $923M | 74 | Mar 31, 2022 |
| A• I••••••••• P••••••• F••• I•••• L• | Private Equity Fund | $765M | 39 | Mar 30, 2018 |
| A• I••••••••• P••••••• F••• I• L••• | Private Equity Fund | $393M | 34 | Apr 14, 2015 |
| A• I••••••••• P••••••• A•••••••• O••••••••• L• • S••••• A• | Private Equity Fund | $275M | 2 | Mar 29, 2020 |
| A• I••••••••• H••••••• V•••••• F••• I• L• | Private Equity Fund | $231M | 3 | Mar 31, 2022 |
| A• I••••••••• P••••••• S••••••••• S•••••••• I• L• | Private Equity Fund | $228M | 8 | Mar 29, 2020 |
| A• I••••••••• P••••••• A•••••••• L•••••• F••• I•• L• | Private Equity Fund | $226M | 3 | Mar 29, 2024 |
| A• I••••••••• P••••••• F••• I••••• L• | Private Equity Fund | $207M | 17 | Mar 31, 2022 |
| A• I••••••••• I••••••••• A••••••••• L• • S••••• 2• | Private Equity Fund | $149M | 4 | Mar 29, 2024 |
| A• C••••••••• P••••••• F••• I•••• | Private Equity Fund | $135M | 7 | Mar 31, 2023 |
| A• I••••••••• H••••••• V•••••• F••• I•• L• | Private Equity Fund | $83.6M | 2 | Mar 31, 2023 |
| K•••••••• C••••••••• P•••••••• L••• | Private Equity Fund | $77.3M | 21 | Apr 14, 2015 |
| A••••• F••••••• L• | Private Equity Fund | $72.4M | 1 | Mar 29, 2016 |
| A• I••••••••• P••••••• F••• I• U• A••• L• | Private Equity Fund | $47.0M | 95 | Mar 29, 2020 |
| A• I••••••••• P••••••• F••• I• O•• A••• L• | Private Equity Fund | $42.7M | 48 | Mar 29, 2020 |
| C• 2•• L•••••• L•• | Private Equity Fund | $42.5M | 3 | Mar 29, 2024 |
| M•••••• A• C••••••••• P•••••••• L• | Private Equity Fund | $40.0M | 14 | Mar 30, 2017 |
| A• I••••••••• I••••••••• A••••••••• L• • S••••• 1• | Private Equity Fund | $34.8M | 4 | Mar 29, 2024 |
| D••••••••• A• C••••••••• P•••••••• L• | Private Equity Fund | $27.2M | 4 | Mar 31, 2022 |
| A• I••••••••• P••••••• F••• I••• L••• | Private Equity Fund | $22.3M | 26 | Apr 14, 2015 |
| A• I••••••••• P••••••• F••• I••• L••• | Private Equity Fund | $18.1M | 14 | Apr 14, 2015 |
| S•••••••• C• C••••••••• F•••• L••• | Private Equity Fund | $12.2M | 10 | Mar 29, 2020 |
| A• I••••••••• H••••••• V•••••• C••••••••• F••• I• L• | Private Equity Fund | $10.0M | 1 | Mar 29, 2024 |
| A• I••••••••• P••••••• F••• I•••• L• | Private Equity Fund | $3.0M | 9 | Mar 30, 2018 |
| E•••••• A• C••••••••• P•••••••• L• | Private Equity Fund | $666,080 | 6 | Mar 26, 2021 |
| S•••••• A• C••••••••• P•••••••• L• | Private Equity Fund | $77,250 | 2 | Mar 31, 2022 |
| H• A• C••••••••• P•••••••• L• | Private Equity Fund | $53,558 | 2 | Mar 31, 2022 |
| B••••• A• C••••••••• P•••••••• L•no longer reported | Private Equity Fund | $39,900 | 28 | Mar 29, 2016 |
| A• I••••••••• P••••••• A•••••••• L•••••• F••• I•••• L• | Private Equity Fund | $0 | 0 | Mar 29, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• C•••••• · Managing Partnercontrolsince 01/2024 · owns less than 5%
- E•••••••• L•••••• E•••• · Chief Compliance Officercontrolsince 03/2020 · owns less than 5%
- G•••••• M••••••• R••••• · Managing Partnercontrolsince 08/2014 · owns less than 5%
- K•••• K••••• · Managing Partnercontrolsince 01/2024 · owns less than 5%
- K••••••• M••••••• R•• · Chief Financial Officercontrolsince 07/2021 · owns less than 5%
- N•••• J•• · Managing Partnercontrolsince 01/2024 · owns less than 5%
- R•••• D••••• H•••• · Managing Partnercontrolsince 08/2014 · owns less than 5%
- G•••••• M••••••• R••••• · Managing Membercontrolsince 12/2017 · owns 50% to 75% of A••••••••• G•• L••
- G•••••• M••••••• R••••• · Limited Partnercontrolsince 08/2019 · owns 50% to 75% of A• I••••••••• F•••••• L•
- R•••• D••••• H•••• · Limited Partnercontrolsince 08/2019 · owns 50% to 75% of A• I••••••••• F•••••• L•
- R•••• D••••• H•••• · Managing Membercontrolsince 12/2017 · owns 50% to 75% of A••••••••• G•• L••
Entity owners
- A• I••••••••• H•••••••• L••• · Limited Partnerdirect · owns 75% or more
- A••••••••• G•• L•• · General Partnerdirect · owns less than 5%
- A• I••••••••• F•••••• L• · Limited Partnerindirect · owns 75% or more of A• I••••••••• W• H••••••• S••• L•••
- A• I••••••••• W• H••••••• S••• L••• · Limited Partnerindirect · owns 75% or more of A• I••••••••• H•••••••• L•••
- A••••••••• G•• L•• · General Partnerindirect · owns F of A• I••••••••• F•••••• L•
Related persons
Schedule D 7.A
- A• I••••••••• H••••••• V•••••• F••• I• G•• L•pooled vehicle sponsorn
- A• I••••••••• H••••••• V•••••• F••• I•• G•• L•pooled vehicle sponsorn
- A• I••••••••• I••••••••• A••••••••• G•• L•pooled vehicle sponsorn
- A• I••••••••• P••••••• A•••••••• L•••••• F••• I• G•• L•pooled vehicle sponsorn
- A• I••••••••• P••••••• A•••••••• O••••••••• S••••• A• G•• L•pooled vehicle sponsorn
- A• I••••••••• P••••••• E••••••• V•••• F••• G•• L•pooled vehicle sponsorn
- A• I••••••••• P••••••• F••• I• G•• L•pooled vehicle sponsorn
- A• I••••••••• P••••••• F••• I• G•• L•pooled vehicle sponsorn
- A• I••••••••• P••••••• F••• I•• G•• L•pooled vehicle sponsorn
- A• I••••••••• P••••••• S••••••••• S•••••••• I• G•• L•pooled vehicle sponsorn
- A••••• C•••••••• F•••••• G•• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 35 to 36Mar 31, 2025 to Mar 31, 2026
- Advisory employees · 46 to 49Mar 31, 2025 to Mar 31, 2026
- Pooled vehicle clients · 35 to 36Mar 31, 2025 to Mar 31, 2026
- Assets in custody · $6.4B to $7.7BMar 31, 2025 to Mar 31, 2026
- Employees · 74 to 90Mar 31, 2025 to Mar 31, 2026
- Financial planning clients · to 0Mar 31, 2025 to Mar 31, 2026
- Private funds · 35 to 36Mar 31, 2025 to Mar 31, 2026
- Discretionary RAUM · $6.4B to $7.7BMar 31, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $6.4B to $7.7BMar 31, 2025 to Mar 31, 2026
- RAUM · $6.4B to $7.7BMar 31, 2025 to Mar 31, 2026
- Accounts · 30 to 35Apr 25, 2024 to Mar 31, 2025
- Advisory employees · 37 to 46Apr 25, 2024 to Mar 31, 2025
- Pooled vehicle clients · 30 to 35Apr 25, 2024 to Mar 31, 2025
- Assets in custody · $6.2B to $6.4BApr 25, 2024 to Mar 31, 2025
- Employees · 52 to 74Apr 25, 2024 to Mar 31, 2025
- Financial planning clients · unset to Apr 25, 2024 to Mar 31, 2025
- Other offices · 0 to 1Apr 25, 2024 to Mar 31, 2025
- Private funds · 30 to 35Apr 25, 2024 to Mar 31, 2025
- Discretionary RAUM · $6.2B to $6.4BApr 25, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $6.2B to $6.4BApr 25, 2024 to Mar 31, 2025
- RAUM · $6.2B to $6.4BApr 25, 2024 to Mar 31, 2025
- Related bank · false to trueApr 25, 2024 to Mar 31, 2025
- Accounts · 24 to 30Jan 6, 2024 to Mar 29, 2024
- Pooled vehicle clients · 24 to 30Jan 6, 2024 to Mar 29, 2024
- Assets in custody · $5.6B to $6.2BJan 6, 2024 to Mar 29, 2024
- Other offices · 1 to 0Jan 6, 2024 to Mar 29, 2024
- Private funds · 24 to 30Jan 6, 2024 to Mar 29, 2024
- Discretionary RAUM · $5.6B to $6.2BJan 6, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $5.6B to $6.2BJan 6, 2024 to Mar 29, 2024
- RAUM · $5.6B to $6.2BJan 6, 2024 to Mar 29, 2024
- Accounts · 23 to 24Dec 19, 2022 to Mar 31, 2023
- Pooled vehicle clients · 23 to 24Dec 19, 2022 to Mar 31, 2023
- Assets in custody · $4.9B to $5.6BDec 19, 2022 to Mar 31, 2023
- Private funds · 23 to 24Dec 19, 2022 to Mar 31, 2023
- Discretionary RAUM · $4.9B to $5.6BDec 19, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $4.9B to $5.6BDec 19, 2022 to Mar 31, 2023
- RAUM · $4.9B to $5.6BDec 19, 2022 to Mar 31, 2023
- Accounts · 16 to 23Jul 21, 2021 to Mar 31, 2022
- Advisory employees · 24 to 37Jul 21, 2021 to Mar 31, 2022
- Pooled vehicle clients · 16 to 23Jul 21, 2021 to Mar 31, 2022
Signals
12 dated events
- Charles Compton (Managing Partner) appeared on Schedule A of A• I••••••••• P•••••••• L•Jan 6, 2024 · Control person joined · fact
- Jon Nemo (Managing Partner) appeared on Schedule A of A• I••••••••• P•••••••• L•Jan 6, 2024 · Control person joined · fact
- Konert Kirk (Managing Partner) appeared on Schedule A of A• I••••••••• P•••••••• L•Jan 6, 2024 · Control person joined · fact
- A• I••••••••• P•••••••• L• reported RAUM $4.9B, up 49% from $3.3B (2021-07-21 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Rae Melissa Klafter (Chief Financial Officer) appeared on Schedule A of A• I••••••••• P•••••••• L•Jul 21, 2021 · Control person joined · fact
- Paul Wayne Garrett (Chief Financial Officer) no longer on Schedule A of A• I••••••••• P•••••••• L• (listed 2021-03-26, absent 2021-07-21)Jul 21, 2021 · Control person left · inference
- Ellen Leanne Erickson (Chief Compliance Officer) appeared on Schedule A of A• I••••••••• P•••••••• L•Mar 29, 2020 · Control person joined · fact
- Kimball Thomas Churbuck (Managing Partner) no longer on Schedule A of A• I••••••••• P•••••••• L• (listed 2019-08-27, absent 2020-03-29)Mar 29, 2020 · Control person left · inference
- A• I••••••••• P•••••••• L• reported RAUM $2.9B, up 53% from $1.9B (2018-03-30 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- A• I••••••••• P•••••••• L• reported RAUM $1.9B, up 81% from $1.0B (2018-01-19 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- A• I••••••••• P•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 19, 2018 · Succession (Item 4) · fact
- A• I••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Apr 14, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- A• I••••••••• P•••••••• L• · Independent Sponsorsshared crd · capital_provider
- A• I••••••••• P•••••••• L• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/9222910reportedpublic record, Form ADV, Sep 18, 2026
- Website
- A•••••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 203-521-4466reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026