DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
A• I••••••••• P••••••• F••• I• U• A••• L•
Gross asset value
$47.0M
as of Apr 25, 2024; not a fund size
Peak GAV
$184M
highest filing
Owners
95
beneficial owners reported
Minimum investment
$10.0M
as reported
Adviser and related own
3%
of the fund
Owned by funds
44%
fund-of-funds interests
Non-US owners
0%
Reported
9 filings
Mar 29, 2020 to Apr 25, 2024
Reporting history
one row per Form ADV filing
Gross asset value$47.0M as of Apr 25, 2024
Mar 29, 2020$135M then
Owners95 as of Apr 25, 2024
Mar 29, 202087 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- none reportedreported
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bmo Harris Bank NaChicago, Illinois · LEI 3Y4U8VZURTYWI1W2K376
- Continental Stock Transfer & Trust CoNew York, New York
- Goldman Sachs Bank USANew York, New York · LEI KD3XUN7C6T14HNAYLU02
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- A• I••••••••• P••••••• F••• I• U• A••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 3.0%reportedadviser and related persons