DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• F•••••••• P••••••• L••
Latest filing Sep 3, 2026
First filing on the tape Apr 5, 2022 · 20 filings
SEC status approved since May 5, 2022
RAUM
$298M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$298M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$49.7M
derived; firm RAUM over IAPD count
Employees
11
6 advisory (5.B.1)
Offices
6
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$298M as of Jul 23, 2026
Mar 24, 2023$98.1M then
HNW client RAUM$210M as of Jul 23, 2026
Mar 24, 2023$40.3M then
State-registered IARs (5.B.3)6 as of Jul 23, 2026
Mar 24, 20234 then
Employees (5.A)11 as of Jul 23, 2026
Mar 24, 20238 then
Private funds: no history
RAUM +29% over the last fiscal year+45% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $49.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 71derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.1MderivedHNW RAUM over HNW clients
- Average account
- $126,718derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 0.9derived7 offices incl. principal (1.F.5)
- RAUM growth, one year
- +29%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +5.9%derived
- Compensation
- fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$210M70%
- Individuals$88.1M30%
- Individual clients
- 329reported
- HNW clients
- 99reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2,351reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• B•••• W•••••Certified Financial Planner | Lexington, Ky | Nov 3, 2014 | 20 y | 1 |
| J••••••• D•••••• Q••••Certified Financial Planner | Lexington, Ky | May 30, 2018 | 15 y | 1 |
| J•••••• E••• W•••••Certified Financial Planner | Lexington, Ky | May 24, 2021 | 16 y | 0 |
| H••• B•••••• B••••Certified Financial Planner | Gulf Breeze, Fl | Jun 2, 2022 | 11 y | 1 |
| J••••••••• C••••• S•••••Certified Financial Planner | Denver, Co | Apr 20, 2023 | 10 y | 0 |
| H•••••• J•• L••••••Certified Financial Planner | Lexington, Ky | Feb 28, 2024 | 17 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- H•••••• J•• L•••••• from F•••• C•••••• F•••••••• P•••••••• I•••Feb 28, 2024 · Other
- H••• B•••••• B•••• from A•••••••• I•••••••••Jun 2, 2022 · RIA to RIA
- J••••••• D•••••• Q•••• from N••••••••• M••••• I••••••••• S•••••••••May 30, 2018 · Other
- D••••• B•••• W••••• from N••••••••• M••••• I••••••••• S•••••••••Nov 3, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Q••••• J•••••••• D•••••• · Chief Financial Officer And Chief Compliance Officercontrolsince 12/2021 · owns 10% to 25%
- W•••••• D•••••• B•••• · Chief Executive Officer And Chief Operating Officercontrolsince 08/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lexington, Ky | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Financial planning clients · 251-500 to 251-500Jul 23, 2026 to Sep 3, 2026
- HQ city · to unsetJul 23, 2026 to Sep 3, 2026
- HQ state · to unsetJul 23, 2026 to Sep 3, 2026
- Related adviser · false to unsetJul 23, 2026 to Sep 3, 2026
- Related bank · false to unsetJul 23, 2026 to Sep 3, 2026
- Related broker-dealer · false to unsetJul 23, 2026 to Sep 3, 2026
- Related insurance company · false to unsetJul 23, 2026 to Sep 3, 2026
- Succession · false to unsetJul 23, 2026 to Sep 3, 2026
- HQ city · LEXINGTON to Mar 27, 2026 to Apr 23, 2026
- HQ state · KY to Mar 27, 2026 to Apr 23, 2026
- Accounts · 2,137 to 2,351Feb 2, 2026 to Mar 27, 2026
- Advisory activities · 2 to 3Feb 2, 2026 to Mar 27, 2026
- HNW clients · 68 to 99Feb 2, 2026 to Mar 27, 2026
- Individual clients · 336 to 329Feb 2, 2026 to Mar 27, 2026
- Financial planning clients · 26-50 to 251-500Feb 2, 2026 to Mar 27, 2026
- Discretionary RAUM · $231M to $298MFeb 2, 2026 to Mar 27, 2026
- HNW RAUM · $140M to $210MFeb 2, 2026 to Mar 27, 2026
- Individual RAUM · $91.3M to $88.1MFeb 2, 2026 to Mar 27, 2026
- RAUM · $231M to $298MFeb 2, 2026 to Mar 27, 2026
- Financial planning clients · 26-50 to 26-50Apr 16, 2025 to Jul 2, 2025
- Accounts · 1,827 to 2,137May 17, 2024 to Apr 16, 2025
- HNW clients · 36 to 68May 17, 2024 to Apr 16, 2025
- Individual clients · 349 to 336May 17, 2024 to Apr 16, 2025
- Employees · 9 to 11May 17, 2024 to Apr 16, 2025
- Other offices · 5 to 6May 17, 2024 to Apr 16, 2025
- Discretionary RAUM · $140M to $231MMay 17, 2024 to Apr 16, 2025
- HNW RAUM · $75.2M to $140MMay 17, 2024 to Apr 16, 2025
- Individual RAUM · $64.7M to $91.3MMay 17, 2024 to Apr 16, 2025
- RAUM · $140M to $231MMay 17, 2024 to Apr 16, 2025
- Advisory employees · 5 to 6Mar 22, 2024 to May 17, 2024
- Insurance-licensed employees · 1 to 0Mar 22, 2024 to May 17, 2024
- State-registered IARs · 5 to 6Mar 22, 2024 to May 17, 2024
- Other offices · 0 to 5Mar 22, 2024 to May 17, 2024
- Accounts · 1,707 to 1,827Oct 13, 2023 to Mar 22, 2024
- HNW clients · 24 to 36Oct 13, 2023 to Mar 22, 2024
- Individual clients · 351 to 349Oct 13, 2023 to Mar 22, 2024
- Discretionary RAUM · $113M to $140MOct 13, 2023 to Mar 22, 2024
- HNW RAUM · $48.0M to $75.2MOct 13, 2023 to Mar 22, 2024
- Individual RAUM · $65.0M to $64.7MOct 13, 2023 to Mar 22, 2024
- RAUM · $113M to $140MOct 13, 2023 to Mar 22, 2024
Signals
2 dated events
- W••••• F•••••••• P••••••• L•• reported 5 offices beyond its principal office, up from 0 (2024-03-22 to 2024-05-17)May 17, 2024 · Office count change · derived
- W••••• F•••••••• P••••••• L•• filed its initial SEC registration (Form ADV)Apr 5, 2022 · ria f•••• adv filing · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 859-538-6044reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/wrenne-financial-planning-llc/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- W•••••FINANCIAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 859-538-6044reportedpublic record, Form ADV, Sep 3, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $49.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026