DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
I••••••••• P•••••••• L••
Latest filing Aug 1, 2026
First filing on the tape Sep 19, 2014 · 37 filings
SEC status approved since Apr 21, 2015
RAUM
$1.6B
reported, Item 5.F
Discretionary
82%
of RAUM
Private clients
96%
$1.5B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$262M
derived; firm RAUM over IAPD count
Employees
13
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
7
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$1.6B as of Aug 1, 2026
Mar 30, 2016$405M then
HNW client RAUM$1.5B as of Aug 1, 2026
Mar 29, 2018$716M then
State-registered IARs (5.B.3)6 as of Aug 1, 2026
Mar 30, 20164 then
Employees (5.A)13 as of Aug 1, 2026
Mar 30, 20166 then
Private funds7 as of Aug 1, 2026
Mar 29, 20185 then
RAUM +23% over the last fiscal year+15% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Aug 1, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with heavy alternatives · a wealth manager whose private fund gross assets are at least 25 percent of RAUM, or five or more private funds
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $262MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.4MderivedHNW RAUM over HNW clients
- Average account
- $1.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 82%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $597M, 103 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B96%
- Pooled investment vehicles$59.5M3.8%
- Individual clients
- n/areported
- HNW clients
- 179reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 905reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $597M for 103 clientsreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.96 fund_share=0.04 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D•••• J••••• L• P•••• | San Francisco, Ca | Jun 26, 2015 | 32 y | 1 |
| T••••• E•••• C•••• | San Francisco, Ca | Jun 26, 2015 | 25 y | 2 |
| T••• C•••• C••• | San Francisco, Ca | Jun 29, 2015 | 23 y | 1 |
| K•••• P••• M••••• | San Francisco, Ca | Jun 29, 2015 | 15 y | 1 |
| J•••••• N••••••• T•• | San Francisco, Ca | Nov 23, 2020 | 16 y | 0 |
| M••••••••• T••••• O••••••••• | San Francisco, Ca | May 16, 2025 | 12 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Q•••••• G••••• M•••••••• to D••••••••• W••••• M•••••••••Mar 17, 2025 · RIA to RIA
- Y•• W• to 1• C••••••• L••Aug 28, 2020 · RIA to a newly registered adviser
- B•• E•••• to N•• E••• W•••••Nov 28, 2018 · RIA to affiliated broker-dealer or bank
Joined, latest
- M••••••••• T••••• O••••••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••May 16, 2025 · Wirehouse to independent RIA
- Q•••••• G••••• M•••••••• from S•• A••••••• L••Feb 7, 2024 · RIA to RIA
- Y•• W• from R•••••••• S••••••• A•••••••Jun 7, 2017 · Other
- T••• C•••• C••• from D••••••• B••• S••••••••• I•••Jun 29, 2015 · Other
- K•••• P••• M••••• from D••••••• B••• S••••••••• I•••Jun 29, 2015 · Other
- D•••• J••••• L• P•••• from D••••••• B••• S••••••••• I•••Jun 26, 2015 · Other
- T••••• E•••• C•••• from D••••••• B••• S••••••••• I•••Jun 26, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from D••••••• B••• S••••••••• I•••Jul 9, 2015 · San Francisco, Ca
Private funds
14 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M•• S••• F••• A• S••••• O• M•••• V•••••• P••••••• O••••••••• L••no longer reported | Other Private Fund | $49.0M | 13 | Mar 31, 2023 |
| I••••••••• C••••••• L••• S••••• 1• | Venture Capital Fund | $36.8M | 77 | Mar 31, 2021 |
| I••••••••• V•••••••• L••• S••••• 1• | $9.0M | 47 | Aug 1, 2026 | |
| I••••••••• V•••••••• L••• S••••• 1• | Other Private Fund | $7.9M | 23 | Mar 28, 2024 |
| I••••••••• V•••••••• L••• S••••• 6•no longer reported | Private Equity Fund | $6.0M | 35 | Mar 29, 2018 |
| I••••••••• V•••••••• L••• S••••• 9• | Other Private Fund | $2.2M | 35 | Mar 31, 2021 |
| I••••••••• C•••••• L•• S••••• 2• | $1.6M | 27 | Aug 1, 2026 | |
| I••••••••• V•••••••• L••• S••••• 7• | Other Private Fund | $1.4M | 43 | Mar 30, 2020 |
| I••••••••• V••••••• L•• S••••• 1• | $1.3M | 15 | Aug 1, 2026 | |
| I••••••••• V•••••••• L••• S••••• 5•no longer reported | Other Private Fund | $335,000 | 7 | Mar 29, 2018 |
| I••••••••• V•••••••• L••• S••••• 8•no longer reported | Other Private Fund | $100,480 | 35 | Mar 31, 2021 |
| I••••••••• V•••••••• L••• S••••• 3•no longer reported | Other Private Fund | $7,438 | 18 | Mar 29, 2018 |
| I••••••••• V•••••••• L••• S••••• 1•no longer reported | Other Private Fund | $0 | 0 | Mar 29, 2018 |
| I••••••••• V•••••••• L••• S••••• 4•no longer reported | Other Private Fund | $0 | 5 | Mar 29, 2018 |
Owners and control persons
Schedule A and B, latest filing
- C••••• T•••••• E•••• · Managing Membercontrolsince 06/2015 · owns 25% to 50%
- C•••• T•••• C•••• · Chief Compliance Officercontrolsince 06/2015 · owns less than 5%
- L••••••• D••••• J••••• · Managing Membercontrolsince 06/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Francisco, Ca · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC1 employees
What changed
consecutive filings, newest first
- Accounts · 881 to 905May 29, 2025 to Mar 30, 2026
- HNW clients · 185 to 179May 29, 2025 to Mar 30, 2026
- Assets in custody · $685M to $597MMay 29, 2025 to Mar 30, 2026
- Employees · 14 to 13May 29, 2025 to Mar 30, 2026
- Private funds · 8 to 7May 29, 2025 to Mar 30, 2026
- Discretionary RAUM · $1.0B to $1.3BMay 29, 2025 to Mar 30, 2026
- HNW RAUM · $1.2B to $1.5BMay 29, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $244M to $277MMay 29, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $52.0M to $59.5MMay 29, 2025 to Mar 30, 2026
- RAUM · $1.3B to $1.6BMay 29, 2025 to Mar 30, 2026
- Financial planning clients · 11-25 to 11-25Apr 29, 2025 to May 29, 2025
- Accounts · 902 to 881Jul 2, 2024 to Apr 29, 2025
- HNW clients · 159 to 185Jul 2, 2024 to Apr 29, 2025
- Assets in custody · $659M to $685MJul 2, 2024 to Apr 29, 2025
- Employees · 13 to 14Jul 2, 2024 to Apr 29, 2025
- Financial planning clients · 1-10 to 11-25Jul 2, 2024 to Apr 29, 2025
- Private funds · 7 to 8Jul 2, 2024 to Apr 29, 2025
- Discretionary RAUM · $853M to $1.0BJul 2, 2024 to Apr 29, 2025
- HNW RAUM · $1.1B to $1.2BJul 2, 2024 to Apr 29, 2025
- Non-discretionary RAUM · $316M to $244MJul 2, 2024 to Apr 29, 2025
- Pooled vehicle RAUM · $94.9M to $52.0MJul 2, 2024 to Apr 29, 2025
- RAUM · $1.2B to $1.3BJul 2, 2024 to Apr 29, 2025
- Discretionary RAUM · $852M to $853MMar 28, 2024 to Apr 30, 2024
- Pooled vehicle RAUM · $94.6M to $94.9MMar 28, 2024 to Apr 30, 2024
- RAUM · $1.2B to $1.2BMar 28, 2024 to Apr 30, 2024
- Accounts · 766 to 902Jul 24, 2023 to Mar 28, 2024
- Advisory employees · 5 to 6Jul 24, 2023 to Mar 28, 2024
- HNW clients · 166 to 159Jul 24, 2023 to Mar 28, 2024
- Assets in custody · $490M to $659MJul 24, 2023 to Mar 28, 2024
- State-registered IARs · 5 to 6Jul 24, 2023 to Mar 28, 2024
- Discretionary RAUM · $802M to $852MJul 24, 2023 to Mar 28, 2024
- HNW RAUM · $932M to $1.1BJul 24, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $223M to $316MJul 24, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $92.7M to $94.6MJul 24, 2023 to Mar 28, 2024
- RAUM · $1.0B to $1.2BJul 24, 2023 to Mar 28, 2024
- Accounts · 719 to 766Mar 31, 2022 to Mar 31, 2023
- Advisory employees · 6 to 5Mar 31, 2022 to Mar 31, 2023
- HNW clients · 167 to 166Mar 31, 2022 to Mar 31, 2023
- Pooled vehicle clients · 6 to 7Mar 31, 2022 to Mar 31, 2023
- Assets in custody · $608M to $490MMar 31, 2022 to Mar 31, 2023
Signals
4 dated events
- Q•••••• G••••• M•••••••• left I••••••••• P•••••••• L•• for D••••••••• W••••• M••••••••• (registered 2025-04-04)Mar 17, 2025 · advisor firm c•••ge · fact
- I••••••••• P•••••••• L•• reported RAUM $1.2B, up 29% from $908.5M (2020-09-30 to 2021-03-31)Mar 31, 2021 · ria raum c•••ge · derived
- I••••••••• P•••••••• L•• reported RAUM $908.5M, up 37% from $661.8M (2019-09-30 to 2020-03-30)Mar 30, 2020 · ria raum c•••ge · derived
- A••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 19, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- I••••••••• P•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- I••••••••• P•••••••• L•• · Private Equityshared crd · organization
- I••••••••• P•••••••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/intellectus-partners-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- intellebox.aireportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 415-795-7830reportedpublic record, Form ADV, Aug 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $262Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026