DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

B• I••••••••• S•••••••• L••

Former SEC-registered adviserLos Angeles, CaliforniaCRD 173267SEC 801-80549IAPD
Latest filing Mar 23, 2021
First filing on the tape Oct 28, 2014 · 11 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 8, 2021
Mar 9, 20155 then
Employees (5.A)3 as of Mar 8, 2021
Mar 9, 20156 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2021; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • S••••••••• A•• · Chief Compliance Officercontrol
    since 12/2016 · owns less than 5%
  • S•••••• J•••••••• P••• · Membercontrol
    since 12/2015 · owns less than 5%
  • L•••••••• S•••••• D•••• · Managercontrol
    since 09/2014 · owns 75% or more of O••••••••• L••
  • R••••••• M•••• L•• · Member
    since 12/2015 · owns 10% to 25%
Entity owners
  • O••••••••• L•• · Member
    direct · owns 50% to 75%
Related persons
Schedule D 7.A
Advisers that list B• I••••••••• S•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Other offices · unset to 0.0
    May 12, 2017 to Mar 27, 2018
  • Employees · 4 to 3
    Apr 29, 2016 to May 12, 2017
  • Advisory employees · 4 to 2
    Mar 9, 2015 to Jan 5, 2016
  • BD registered reps · 5 to 0
    Mar 9, 2015 to Jan 5, 2016
  • Business name · B••••••••• I••••••••• to B• I••••••••• S•••••••• L••
    Mar 9, 2015 to Jan 5, 2016
  • Employees · 6 to 4
    Mar 9, 2015 to Jan 5, 2016
  • Insurance-licensed employees · 5 to 2
    Mar 9, 2015 to Jan 5, 2016
  • HQ city · LEAWOOD to LOS ANGELES
    Mar 9, 2015 to Jan 5, 2016
  • HQ state · KS to CA
    Mar 9, 2015 to Jan 5, 2016
  • State-registered IARs · 5 to 0
    Mar 9, 2015 to Jan 5, 2016
  • Related bank · true to false
    Mar 9, 2015 to Jan 5, 2016
  • Related broker-dealer · true to false
    Mar 9, 2015 to Jan 5, 2016
  • Related insurance company · true to false
    Mar 9, 2015 to Jan 5, 2016
  • Advisory employees · 1 to 4
    Nov 24, 2014 to Mar 9, 2015
  • BD registered reps · 0 to 5
    Nov 24, 2014 to Mar 9, 2015
  • Employees · 2 to 6
    Nov 24, 2014 to Mar 9, 2015
  • Insurance-licensed employees · 1 to 5
    Nov 24, 2014 to Mar 9, 2015
  • State-registered IARs · 1 to 5
    Nov 24, 2014 to Mar 9, 2015
Signals
1 dated events
  • B••••••••• I••••••••• filed its initial SEC registration (Form ADV)
    Oct 28, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026