DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B••••••••• G•••• A••••••• L••

Asset manager (funds and pooled vehicles)Uniondale, New YorkCRD 173608SEC 801-135308websiteIAPD
Latest filing Feb 20, 2026
First filing on the tape Feb 20, 2026 · 1 filings
SEC status approved since Feb 23, 2026
RAUM
$240M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
24
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $240M
HNW client RAUM: no history
State-registered IARs (5.B.3): 1
Employees (5.A): 4
Private funds: 24
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 20, 2026; every figure names its basis
Archetypes, each a printed rule
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$240MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$10.0MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$240M, 24 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$240M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
24reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$240M for 24 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      13 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      B••••••••• T•••• Q• F••• L••Private Equity Fund$23.1M236Mar 31, 2021
      B••••••••• H•••••• Q• F••• L••no longer reportedPrivate Equity Fund$18.1M100Mar 17, 2017
      B••••••••• H•••••• F••• L••no longer reportedPrivate Equity Fund$10.2M89Mar 17, 2017
      B••••••••• A•••• Q• F••• L••Private Equity Fund$8.5M77Feb 17, 2015
      B••••••••• P•••• P••••••••• F••• L••Private Equity Fund$7.2M71Mar 9, 2022
      B••••••••• A•••• F••• L••Private Equity Fund$6.5M74Feb 17, 2015
      B••••••••• H• F••• I• L••Private Equity Fund$6.0M55Mar 30, 2019
      B••••••••• S••••• O••••••••• Q• F•••• L••Private Equity Fund$5.8M44Oct 22, 2012
      B••••••••• H• F••• L••Private Equity Fund$5.3M63Mar 17, 2017
      B••••••••• B••••• Q• F••• L••Private Equity Fund$5.0M64Mar 31, 2018
      B••••••••• S••••• O••••••••• F•••• L••Private Equity Fund$4.0M39Oct 22, 2012
      B••••••••• B••••• F••• L••Private Equity Fund$1.8M36Mar 31, 2018
      B••••••••• P•••• P••••••••• Q• F••• L••Private Equity Fund$900,00013Mar 31, 2023
      Owners and control persons
      Schedule A and B, latest filing
      • S••••• S••••••• A••• · Managing Membercontrol
        since 05/2012 · owns 25% to 50%
      • D••••••••• J•••••• M•••••• · Chief Compliance Officer
        since 01/2026 · owns less than 5%
      Entity owners
      • B• B•••••• L•• ••• · Member
        direct · owns 50% to 75%
      • J•••• S•• L•• ••• · Member
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Advisers that list B••••••••• G•••• A••••••• L•• as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/buttonwoodfundsreportedpublic record, Form ADV, Sep 18, 2026
      Website
      buttonwoodfunds.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-440-9644reportedpublic record, Form ADV, Feb 20, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026