DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Cnl Fund Advisors Company

Former SEC-registered adviserOrlando, FloridaCRD 107117SEC 801-39197IAPD
Latest filing Mar 28, 2023
First filing on the tape Mar 29, 2012 · 17 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
0 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
17 filings and snapshots on the tape
RAUM$4.3B as of Mar 30, 2017
Mar 29, 2012$116M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 28, 2023
Mar 29, 20120 then
Employees (5.A)2 as of Mar 28, 2023
Mar 28, 201313 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 1
Practice profile
derived from the filing of Mar 28, 2023; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Joined, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Jashvantlal Chirag Bhavsar · Directorcontrol
      since 12/2017 · owns less than 5%
    • Scott Bradley Yochum · Chief Compliance Officercontrol
      since 01/2021 · owns less than 5%
    • Lynn Dayle Seneff · 100% Membercontrol
      since 03/2016 · owns 75% or more of Dlhs Holdings, LLC
    • Monroe James Seneff · 100% Membercontrol
      since 11/2008 · owns 75% or more of Cnl Holdings, LLC
    Entity owners
    • Cnl Financial Group, LLC · Direct Owner - Voting
      direct · owns 50% to 75%
    • Cnl Holdings, LLC · 100% Member
      indirect · owns 75% or more of Cnl Financial Group, LLC
    • Dlhs Holdings, LLC · Direct Owner - Non-Voting
      direct · owns 50% to 75%
    Related persons
    Schedule D 7.A
    Advisers that list Cnl Fund Advisors Company as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • State-registered IARs · 0 to 1
      Mar 31, 2022 to Mar 28, 2023
    • Employees · 1 to 2
      Mar 26, 2021 to Mar 31, 2022
    • Related bank · false to true
      Mar 26, 2021 to Mar 31, 2022
    • Employees · 5 to 1
      Jul 25, 2019 to Mar 26, 2021
    • Insurance-licensed employees · 3 to 0
      Jul 25, 2019 to Mar 26, 2021
    • State-registered IARs · 3 to 0
      Jul 25, 2019 to Mar 26, 2021
    • Accounts · 0.0 to unset
      Nov 20, 2017 to Mar 29, 2018
    • Employees · 7 to 5
      Nov 20, 2017 to Mar 29, 2018
    • Insurance-licensed employees · 2 to 3
      Nov 20, 2017 to Mar 29, 2018
    • State-registered IARs · 2 to 3
      Nov 20, 2017 to Mar 29, 2018
    • Discretionary RAUM · 0.0 to unset
      Nov 20, 2017 to Mar 29, 2018
    • Non-discretionary RAUM · 0.0 to unset
      Nov 20, 2017 to Mar 29, 2018
    • RAUM · 0.0 to unset
      Nov 20, 2017 to Mar 29, 2018
    • Accounts · 1 to 0
      Mar 30, 2017 to Nov 20, 2017
    • Advisory employees · 4 to 0
      Mar 30, 2017 to Nov 20, 2017
    • Employees · 22 to 7
      Mar 30, 2017 to Nov 20, 2017
    • Insurance-licensed employees · 5 to 2
      Mar 30, 2017 to Nov 20, 2017
    • Financial planning clients · 1-10 to 0
      Mar 30, 2017 to Nov 20, 2017
    • State-registered IARs · 5 to 2
      Mar 30, 2017 to Nov 20, 2017
    • Other offices · unset to 0.0
      Mar 30, 2017 to Nov 20, 2017
    • Discretionary RAUM · $4.3B to $0
      Mar 30, 2017 to Nov 20, 2017
    • RAUM · $4.3B to $0
      Mar 30, 2017 to Nov 20, 2017
    • Advisory employees · 6 to 4
      Apr 7, 2016 to Mar 30, 2017
    • BD registered reps · 2 to 1
      Apr 7, 2016 to Mar 30, 2017
    • Employees · 18 to 22
      Apr 7, 2016 to Mar 30, 2017
    • Insurance-licensed employees · 6 to 5
      Apr 7, 2016 to Mar 30, 2017
    • Financial planning clients · 0 to 1-10
      Apr 7, 2016 to Mar 30, 2017
    • State-registered IARs · 8 to 5
      Apr 7, 2016 to Mar 30, 2017
    • Discretionary RAUM · $4.0M to $4.3B
      Apr 7, 2016 to Mar 30, 2017
    • RAUM · $4.0M to $4.3B
      Apr 7, 2016 to Mar 30, 2017
    • Employees · 23 to 18
      Apr 14, 2015 to Mar 31, 2016
    • Insurance-licensed employees · 8 to 6
      Apr 14, 2015 to Mar 31, 2016
    • Discretionary RAUM · $3.0B to $4.0M
      Apr 14, 2015 to Mar 31, 2016
    • RAUM · $3.0B to $4.0M
      Apr 14, 2015 to Mar 31, 2016
    • Advisory employees · 5 to 6
      Dec 2, 2014 to Jan 16, 2015
    • Employees · 25 to 23
      Dec 2, 2014 to Jan 16, 2015
    • Insurance-licensed employees · 0 to 8
      Dec 2, 2014 to Jan 16, 2015
    • State-registered IARs · 12 to 8
      Dec 2, 2014 to Jan 16, 2015
    • Discretionary RAUM · $2.2B to $3.0B
      Dec 2, 2014 to Jan 16, 2015
    • RAUM · $2.2B to $3.0B
      Dec 2, 2014 to Jan 16, 2015
    Signals
    2 dated events
    • Scott Bradley Yochum (Chief Compliance Officer) appeared on Schedule A of Cnl Fund Advisors Company
      Mar 26, 2021 · Control person joined · fact
    • Lynn Susan Terenzio (Chief Compliance Officer) no longer on Schedule A of Cnl Fund Advisors Company (listed 2019-07-25, absent 2021-03-26)
      Mar 26, 2021 · Control person left · inference
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026