DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• F•••••••• L••
Latest filing Feb 11, 2026
First filing on the tape Nov 9, 2021 · 12 filings
SEC status approved since Dec 9, 2021
RAUM
$210M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$210M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$105M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$210M as of Feb 11, 2026
Feb 13, 2022$110M then
HNW client RAUM$123M as of Feb 11, 2026
Feb 13, 2022$60.6M then
State-registered IARs (5.B.3)2 as of Feb 11, 2026
Feb 13, 20221 then
Employees (5.A)3 as of Feb 11, 2026
Feb 13, 20223 then
Private funds: no history
RAUM +12% over the last fiscal year+24% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Feb 11, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $105MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 242derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $207,423derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.3%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $86.1M, 168 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$123M59%
- Individuals$87.1M41%
- Individual clients
- 429reported
- HNW clients
- 54reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,014reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $86.1M for 168 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••••• W••••• D••••• | Bellingham, Wa | Jan 8, 2016 | 26 y | 2 |
| E•••• M••••• F••••••••• W••••••• | Bellingham, Wa | Dec 15, 2022 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••••• W••••• D••••• from W•••••• • R•••Jan 8, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• M•••••• W••••• · President, Ccocontrolsince 01/2016 · owns 75% or more
Related persons
Schedule D 7.A
- E•••• M••• W•••••••insurancey
- L•••• D•••••• L••insurancereal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bellingham, Wa · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,003 to 1,014Feb 26, 2025 to Feb 11, 2026
- HNW clients · 37 to 54Feb 26, 2025 to Feb 11, 2026
- Individual clients · 435 to 429Feb 26, 2025 to Feb 11, 2026
- Assets in custody · $34.9M to $86.1MFeb 26, 2025 to Feb 11, 2026
- Discretionary RAUM · $188M to $210MFeb 26, 2025 to Feb 11, 2026
- HNW RAUM · $84.0M to $123MFeb 26, 2025 to Feb 11, 2026
- Individual RAUM · $104M to $87.1MFeb 26, 2025 to Feb 11, 2026
- RAUM · $188M to $210MFeb 26, 2025 to Feb 11, 2026
- Accounts · 880 to 1,003Mar 12, 2024 to Feb 26, 2025
- Corporate clients · 7.0 to unsetMar 12, 2024 to Feb 26, 2025
- HNW clients · 53 to 37Mar 12, 2024 to Feb 26, 2025
- Individual clients · 491 to 435Mar 12, 2024 to Feb 26, 2025
- Pension plan clients · 8.0 to unsetMar 12, 2024 to Feb 26, 2025
- Assets in custody · $1.9M to $34.9MMar 12, 2024 to Feb 26, 2025
- Financial planning clients · More than 500 to 251-500Mar 12, 2024 to Feb 26, 2025
- Discretionary RAUM · $136M to $188MMar 12, 2024 to Feb 26, 2025
- HNW RAUM · $62.1M to $84.0MMar 12, 2024 to Feb 26, 2025
- Individual RAUM · $69.1M to $104MMar 12, 2024 to Feb 26, 2025
- Pension RAUM · 3775206.0 to unsetMar 12, 2024 to Feb 26, 2025
- RAUM · $136M to $188MMar 12, 2024 to Feb 26, 2025
- Accounts · 806 to 880Oct 30, 2023 to Mar 8, 2024
- Advisory activities · 3 to 4Oct 30, 2023 to Mar 8, 2024
- Corporate clients · 6 to 7Oct 30, 2023 to Mar 8, 2024
- HNW clients · 46 to 53Oct 30, 2023 to Mar 8, 2024
- Individual clients · 464 to 491Oct 30, 2023 to Mar 8, 2024
- Pension plan clients · unset to 8.0Oct 30, 2023 to Mar 8, 2024
- Assets in custody · unset to 1939055.0Oct 30, 2023 to Mar 8, 2024
- Custody of client assets · false to trueOct 30, 2023 to Mar 8, 2024
- Financial planning clients · 251-500 to More than 500Oct 30, 2023 to Mar 8, 2024
- Discretionary RAUM · $110M to $136MOct 30, 2023 to Mar 8, 2024
- HNW RAUM · $47.0M to $62.1MOct 30, 2023 to Mar 8, 2024
- Individual RAUM · $59.8M to $69.1MOct 30, 2023 to Mar 8, 2024
- Pension RAUM · $2.7M to $3.8MOct 30, 2023 to Mar 8, 2024
- RAUM · $110M to $136MOct 30, 2023 to Mar 8, 2024
- Accounts · 733 to 806Aug 22, 2022 to Feb 17, 2023
- Advisory employees · 1 to 2Aug 22, 2022 to Feb 17, 2023
- Corporate clients · 5 to 6Aug 22, 2022 to Feb 17, 2023
- HNW clients · 30 to 46Aug 22, 2022 to Feb 17, 2023
- Individual clients · 308 to 464Aug 22, 2022 to Feb 17, 2023
- Pension plan clients · 5.0 to unsetAug 22, 2022 to Feb 17, 2023
Signals
1 dated events
- B••••• F•••••••• L•• filed its initial SEC registration (Form ADV)Nov 9, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 360-671-7257reportedpublic record, Form ADV, Feb 11, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $105Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026