DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Oliver Investments

Former SEC-registered adviserCRD 173769SEC 801-119664IAPD
Legal name Oliver Investments LLC
Latest filing Oct 14, 2020
First filing on the tape Jun 25, 2019 · 6 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Oct 14, 2020
Jun 25, 20191 then
Employees (5.A)1 as of Oct 14, 2020
Jun 25, 20191 then
Private funds: no history
Practice profile
derived from the filing of Oct 14, 2020; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
David Jay MortonMedfield, MaFeb 7, 201734 y7
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Bernard James Craver · Chief Legal And Chief Compliance Officer [Non-Owner & Non-Employee]control
      since 08/2016 · owns less than 5%
    • Jay David Morton · Owner, Director And Chief Executive Officercontrol
      since 08/2016 · owns less than 5%
    • Leland Peter Getz · Owner And Membercontrol
      since 01/2020 · owns 50% to 75% of Hyde Park Consulting LLC
    • Christopher Mark Healy · Ownercontrol
      since 10/2020 · owns 75% or more of Bgby Investments
    • Jay David Morton · Owner And Membercontrol
      since 01/2020 · owns 50% to 75% of Hyde Park Consulting LLC
    • Carl John Rijo · Ownercontrol
      since 09/2020 · owns 75% or more of Calangia LLC
    Entity owners
    • Bgby Investments · Owner
      direct · owns 25% to 50%
    • Calangia LLC · Owner
      direct · owns 25% to 50%
    • Hyde Park Consulting LLC · Owner
      direct · owns 50% to 75%
    Related persons
    Schedule D 7.A
    Advisers that list Oliver Investments as a related person
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • HQ city · WELLESLEY to unset
      Sep 5, 2019 to Sep 17, 2019
    • HQ state · MA to unset
      Sep 5, 2019 to Sep 17, 2019
    • Related broker-dealer · true to false
      Sep 5, 2019 to Sep 17, 2019
    Signals
    4 dated events
    • Carl John Rijo (Owner) appeared on Schedule A of Oliver Investments
      Oct 14, 2020 · Control person joined · fact
    • Christopher Mark Healy (Owner) appeared on Schedule A of Oliver Investments
      Oct 14, 2020 · Control person joined · fact
    • Leland Peter Getz (Owner And Member) appeared on Schedule A of Oliver Investments
      Sep 21, 2020 · Control person joined · fact
    • Oliver Investments filed its initial SEC registration (Form ADV)
      Jun 25, 2019 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Website
    oliverinvesting.comreportedpublic record, Form ADV, Sep 18, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026