DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

David Jay Morton

Oliver InvestmentsformerMedfield, MaIA-onlyIAPD 2238613

Feed of 09/14/2026

At current firm

9 y

since Feb 7, 2017

In the industry

34 y

since Jul 1, 1992 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Oliver Investments former current
since Feb 7, 2017 · Medfield, Ma
Iqvestment, LLC asset manager
Sep 13, 2012 to Oct 11, 2022 · Charlotte, Nc
Edgartown Advisors LLC unclassified
Jul 11, 2011 to Feb 28, 2012 · Boston, Ma
Capitol Securities Management, Inc. independent RIA
Sep 24, 2010 to May 30, 2012 · Boston, Ma
Raymond James Financial Services Advisors, Inc BD affiliated
Jan 2, 2009 to Sep 27, 2010 · Saint Petersburg, Fl
Mwa Asset Management independent RIA
Mar 6, 2007 to Jan 8, 2018 · Boston, Ma
Raymond James Financial Services, Inc. unclassified
May 26, 2005 to Jan 2, 2009 · Wellesley, Ma
Wells Fargo Advisors wirehouse
Jul 16, 2000 to Apr 29, 2005 · Wellesley, Ma

Moves

a registration end followed by a registration begin elsewhere

Iqvestment, LLC to Oliver Investments
left Oct 11, 2022, registered Feb 7, 2017 (-2072 days) · Other
Mwa Asset Management to Raymond James Financial Services Advisors, Inc
left Jan 8, 2018, registered Jan 2, 2009 (-3293 days) · Other
Capitol Securities Management, Inc. to Edgartown Advisors LLC
left May 30, 2012, registered Jul 11, 2011 (-324 days) · Other
Edgartown Advisors LLC to Iqvestment, LLC
left Feb 28, 2012, registered Sep 13, 2012 (198 days) · Other
Raymond James Financial Services Advisors, Inc to Capitol Securities Management, Inc.
left Sep 27, 2010, registered Sep 24, 2010 (-3 days) · Other
Raymond James Financial Services, Inc. to Mwa Asset Management
left Jan 2, 2009, registered Mar 6, 2007 (-668 days) · Other
Wells Fargo Advisors to Raymond James Financial Services, Inc.
left Apr 29, 2005, registered May 26, 2005 (27 days) · Other

Signals

David Jay Morton left Iqvestment, Llc for Oliver Investments (registered 2017-02-07)
Oct 11, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 34derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address