DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Navigate Wealth Management, LLC
Latest filing Aug 10, 2026
First filing on the tape Aug 27, 2018 · 16 filings
SEC status approved since Sep 26, 2018
RAUM
$430M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$408M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$61.4M
derived; firm RAUM over IAPD count
Employees
8
6 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
16 filings and snapshots on the tape
RAUM$430M as of Aug 10, 2026
Mar 13, 2019$135M then
HNW client RAUM$343M as of Aug 10, 2026
Mar 13, 2019$79.2M then
State-registered IARs (5.B.3)6 as of Aug 10, 2026
Mar 13, 20192 then
Employees (5.A)8 as of Aug 10, 2026
Mar 13, 20192 then
Private funds: no history
RAUM +21% over the last fiscal year+24% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $61.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $492,060derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 2.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.6%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $122M, 110 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$343M80%
- Individuals$65.3M15%
- Other investment advisers$19.7M4.6%
- Corporations and businesses$1.5M0.4%
- Individual clients
- 140reported
- HNW clients
- 131reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 873reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $122M for 110 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.05 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Carl Johan GrahsChartered Financial Analyst | Birmingham, Al | Feb 19, 2015 | 21 y | 2 |
| Caleb Ryan HopkinsCertified Financial Planner, Chartered Financial Analyst | Birmingham, Al | Feb 19, 2015 | 15 y | 1 |
| Reuben Frank Stewart | Birmingham, Al | Dec 17, 2021 | 32 y | 6 |
| Steven Hansen LindCertified Financial Planner | Birmingham, Al | Dec 17, 2021 | 31 y | 2 |
| James M. BurnettCertified Financial Planner | Birmingham, Al | Dec 17, 2021 | 23 y | 1 |
| Mary Meadows LivingstonCertified Financial Planner, Chartered Financial Analyst | Birmingham, Al | Sep 1, 2022 | 15 y | 2 |
| Jonathan Luke FargasonCertified Financial Planner | Birmingham, Al | Apr 4, 2024 | 11 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Tyler Joseph Hinton to LPL Enterprise, LLCJun 28, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- Jonathan Luke Fargason from Fsc Securities CorporationApr 4, 2024 · Affiliated broker-dealer or bank to independent RIA
- Tyler Joseph Hinton from Rfg Advisory, LLCAug 21, 2023 · RIA to RIA
- Mary Meadows Livingston from Equita Financial Network, Inc.Sep 1, 2022 · RIA to RIA
- Reuben Frank Stewart from Stonebridge Advisors, LLCDec 17, 2021 · Other
- James M. Burnett from Stonebridge Advisors, LLCDec 17, 2021 · Other
- Steven Hansen Lind from Stonebridge Advisors, LLCDec 17, 2021 · Other
- Carl Johan Grahs from Kinsight, LLCFeb 19, 2015 · Other
- Caleb Ryan Hopkins from Kinsight, LLCFeb 19, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from Stonebridge Advisors, LLCJan 31, 2022 · Birmingham, Al · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Johan Carl Grahs · Principal & Chief Compliance Officercontrolsince 11/2014 · owns 50% to 75%
- Ryan Caleb Hopkins · Principalcontrolsince 11/2014 · owns 50% to 75%
Related persons
Schedule D 7.A
- Navigate 401k, LLCinvestment advisernRAUM $318M
Advisers that list Navigate Wealth Management, LLC as a related person
- 309466 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Birmingham, Al · principal | 7 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Birmingham, AL1 employees
- Birmingham, AL1 employees
What changed
consecutive filings, newest first
- Accounts · 776 to 873Mar 21, 2025 to Mar 3, 2026
- Corporate clients · unset to 2.0Mar 21, 2025 to Mar 3, 2026
- HNW clients · 129 to 131Mar 21, 2025 to Mar 3, 2026
- Individual clients · 130 to 140Mar 21, 2025 to Mar 3, 2026
- Assets in custody · $99.7M to $122MMar 21, 2025 to Mar 3, 2026
- Discretionary RAUM · $355M to $430MMar 21, 2025 to Mar 3, 2026
- HNW RAUM · $302M to $343MMar 21, 2025 to Mar 3, 2026
- Individual RAUM · $51.9M to $65.3MMar 21, 2025 to Mar 3, 2026
- RAUM · $355M to $430MMar 21, 2025 to Mar 3, 2026
- Accounts · 679 to 776Mar 21, 2024 to Mar 21, 2025
- Advisory employees · 7 to 6Mar 21, 2024 to Mar 21, 2025
- HNW clients · 111 to 129Mar 21, 2024 to Mar 21, 2025
- Individual clients · 119 to 130Mar 21, 2024 to Mar 21, 2025
- Assets in custody · $87.9M to $99.7MMar 21, 2024 to Mar 21, 2025
- Financial planning clients · 11-25 to 11-25Mar 21, 2024 to Mar 21, 2025
- State-registered IARs · 7 to 6Mar 21, 2024 to Mar 21, 2025
- Discretionary RAUM · $294M to $355MMar 21, 2024 to Mar 21, 2025
- HNW RAUM · $252M to $302MMar 21, 2024 to Mar 21, 2025
- Individual RAUM · $42.6M to $51.9MMar 21, 2024 to Mar 21, 2025
- RAUM · $294M to $355MMar 21, 2024 to Mar 21, 2025
- Accounts · 590 to 679Mar 22, 2023 to Mar 21, 2024
- HNW clients · 97 to 111Mar 22, 2023 to Mar 21, 2024
- Individual clients · 117 to 119Mar 22, 2023 to Mar 21, 2024
- Assets in custody · $68.9M to $87.9MMar 22, 2023 to Mar 21, 2024
- Employees · 7 to 8Mar 22, 2023 to Mar 21, 2024
- Discretionary RAUM · $227M to $294MMar 22, 2023 to Mar 21, 2024
- HNW RAUM · $192M to $252MMar 22, 2023 to Mar 21, 2024
- Individual RAUM · $34.1M to $42.6MMar 22, 2023 to Mar 21, 2024
- RAUM · $227M to $294MMar 22, 2023 to Mar 21, 2024
- Accounts · 504 to 590Sep 6, 2022 to Mar 22, 2023
- Advisory employees · 6 to 7Sep 6, 2022 to Mar 22, 2023
- Advisory activities · 1 to 2Sep 6, 2022 to Mar 22, 2023
- Charity clients · unset to 0.0Sep 6, 2022 to Mar 22, 2023
- HNW clients · 86 to 97Sep 6, 2022 to Mar 22, 2023
- Individual clients · 81 to 117Sep 6, 2022 to Mar 22, 2023
- Pension plan clients · unset to 0.0Sep 6, 2022 to Mar 22, 2023
- Pooled vehicle clients · unset to 0.0Sep 6, 2022 to Mar 22, 2023
- Assets in custody · $132M to $68.9MSep 6, 2022 to Mar 22, 2023
- Employees · 6 to 7Sep 6, 2022 to Mar 22, 2023
- Financial planning clients · unset to 11-25Sep 6, 2022 to Mar 22, 2023
Signals
3 dated events
- Tyler Joseph Hinton left Navigate Wealth Management, Llc for Lpl Enterprise, Llc (registered 2025-07-08)Jun 28, 2024 · Advisor changed firm · fact
- Stonebridge Advisors, LLC's advisors moved to Navigate Wealth Management, LLC (Birmingham, AL): 3 of 3 registered, on the same dayJan 31, 2022 · Firm absorbed (people side) · derived
- Navigate Wealth Management, Llc filed its initial SEC registration (Form ADV)Aug 27, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/ABEONA-WEALTHreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/STONEBRIDGE-ADVISORS-TEAMreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ABEONAWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 205-224-9500reportedpublic record, Form ADV, Aug 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $61.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026