DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cvc Advisors (U.S.) Inc.
Latest filing Sep 14, 2026
First filing on the tape Jun 30, 2015 · 29 filings
SEC status approved since Jul 10, 2015
RAUM
$26B
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
70
54 advisory (5.B.1)
Offices
5
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$26B as of Aug 26, 2026
Mar 23, 2016$4.8B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Aug 26, 2026
Mar 23, 20160 then
Employees (5.A)70 as of Aug 26, 2026
Mar 23, 201634 then
Private funds: 1
RAUM +22% over the last fiscal year+5.6% a year over threeIARs 0 to 0offices 6 to 5
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- PE backed · a Schedule A entity owner at 25 percent or more whose exact legal name is a PE fund vehicle or a classified PE sponsor on the DFX private equity graph
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $1.3BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived6 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- a PE fund or sponsor is a 25 percent or greater owner on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$26B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 20reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=3.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
12 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cvc European Equity Partners Tandem (A) L.P.no longer reported | Private Equity Fund | $6.2B | 48 | Dec 11, 2014 |
| Cvc European Equity Partners Vi (C) L.P.no longer reported | Private Equity Fund | $5.0B | 70 | Dec 11, 2014 |
| Cvc European Equity Partners Vi (B) L.P.no longer reported | Private Equity Fund | $5.0B | 60 | Dec 11, 2014 |
| Cvc European Equity Partners Vi (A) L.P.no longer reported | Private Equity Fund | $5.0B | 70 | Dec 11, 2014 |
| Cvc European Equity Partners V (A) L.P.no longer reported | Private Equity Fund | $4.8B | 127 | Dec 11, 2014 |
| Cvc European Equity Partners V (B) L.P.no longer reported | Private Equity Fund | $4.8B | 121 | Dec 11, 2014 |
| Cvc European Equity Partners Tandem (B) L.P.no longer reported | Private Equity Fund | $2.6B | 97 | Dec 11, 2014 |
| Cvc European Equity Partners IV (C) L.P.no longer reported | Private Equity Fund | $2.2B | 89 | Dec 11, 2014 |
| Cvc European Equity Partners IV (D) L.P.no longer reported | Private Equity Fund | $1.8B | 35 | Dec 11, 2014 |
| Cvc European Equity Partners IV (A) L.P.no longer reported | Private Equity Fund | $1.4B | 50 | Dec 11, 2014 |
| Cvc European Equity Partners IV (A) L.P.no longer reported | Private Equity Fund | $1.4B | 92 | Dec 11, 2014 |
| Cvc Capital Partners Vi Associates L.P.no longer reported | Private Equity Fund | $110M | 130 | Dec 11, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Joseph Christopher Baldwin · Directorsince 07/2021 · owns less than 5%
- Eliot Cameron Breitner · Directorsince 08/2015 · owns less than 5%
- Dawson John Clark · Directorsince 12/2014 · owns less than 5%
- Christian Lars Haegg · Directorsince 08/2015 · owns less than 5%
- Huwaida Hassan · Managing Director, Compliancesince 12/2023 · owns less than 5%
- Fazle Mian Husain · Directorsince 08/2019 · owns less than 5%
- Zaedul Raju Hussain · Director, Global Chief Compliance Officersince 12/2014 · owns less than 5%
- John Christopher Stadler · Directorsince 03/2007 · owns less than 5%
Entity owners
- Cvc Capital Partners Advisory Group Holding Foundation · Sole Shareholderindirect · owns 75% or more of Cvc Capital Partners Advisory Holdings Limited
- Cvc Capital Partners Advisory Holdings Limited · Sole Shareholderindirect · owns 75% or more of Cvc Capital Partners Advisory Holdings II Limited
- Cvc Capital Partners Plc · Sole Shareholderindirect · owns 75% or more of Cvc Management Holdings II Limited
- Cvc Management Holdings II Limited · Founder, Guardian & Council Memberindirect · owns 75% or more of Cvc Capital Partners Advisory Group Holding Foundation
- Cvc Nominees Limited · Shareholderindirect · owns 25% to 50% of Cvc Capital Partners Plc
Related persons
Schedule D 7.A
- Cvc Advisers Jersey Limitedinvestment adviserbankpooled vehicle sponsorn
- Cvc Capital Partners Advisory Company Limitedinvestment adviserbankpooled vehicle sponsorn
- Cvc Capital Partners Ix Limitedinvestment adviserbankpooled vehicle sponsorn
- Cvc Capital Partners Ix Sarlpooled vehicle sponsorn
- Cvc Capital Partners Strategic Opportunities Gp A Limitedinvestment adviserpooled vehicle sponsorn
- Cvc Capital Partners Strategic Opportunities II Limitedinvestment adviserbankpooled vehicle sponsorn
- Cvc Capital Partners Vi Limitedinvestment adviserbankpooled vehicle sponsorn
- Cvc Capital Partners Vii Limitedinvestment adviserbankpooled vehicle sponsorn
- Cvc Capital Partners Viii Limitedinvestment adviserbankpooled vehicle sponsorn
- Cvc Europe Fund Management Sarlpooled vehicle sponsorn
- Cvc Growth Partners Gp Limitedinvestment adviserpooled vehicle sponsorn
- Cvc Growth Partners II Gp Limitedinvestment adviserpooled vehicle sponsorn
- Cvc Secondary Partners (U.S.), LLCinvestment adviserpooled vehicle sponsornRAUM $22B
Advisers that list Cvc Advisors (U.S.) Inc. as a related person
- 289554 n
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA7 employees
- Boston, MA1 employees
- Miami, FL1 employees
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Sep 14, 2026discretionary share of RAUM of 0% against a peer median of 100% (512 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $20B and over (512) · 0.0% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetAug 26, 2026 to Sep 14, 2026
- Private funds · 1 to unsetAug 26, 2026 to Sep 14, 2026
- Succession · false to unsetAug 26, 2026 to Sep 14, 2026
- Private funds · unset to 1Mar 30, 2026 to Aug 26, 2026
- Accounts · 17 to 20Jan 28, 2026 to Mar 30, 2026
- Pooled vehicle clients · 17 to 20Jan 28, 2026 to Mar 30, 2026
- Employees · 71 to 70Jan 28, 2026 to Mar 30, 2026
- Other offices · 6 to 5Jan 28, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $21B to $26BJan 28, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $21B to $26BJan 28, 2026 to Mar 30, 2026
- RAUM · $21B to $26BJan 28, 2026 to Mar 30, 2026
- Financial planning clients · unset to Mar 28, 2025 to Jun 16, 2025
- Accounts · 14 to 17Jan 14, 2025 to Mar 28, 2025
- Advisory employees · 52 to 54Jan 14, 2025 to Mar 28, 2025
- BD registered reps · 2 to 3Jan 14, 2025 to Mar 28, 2025
- Pooled vehicle clients · 14 to 17Jan 14, 2025 to Mar 28, 2025
- Assets in custody · 0.0 to unsetJan 14, 2025 to Mar 28, 2025
- Custody of client assets · true to falseJan 14, 2025 to Mar 28, 2025
- Employees · 66 to 71Jan 14, 2025 to Mar 28, 2025
- Other offices · 5 to 6Jan 14, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $15B to $21BJan 14, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $15B to $21BJan 14, 2025 to Mar 28, 2025
- RAUM · $15B to $21BJan 14, 2025 to Mar 28, 2025
- Related broker-dealer · false to trueJan 14, 2025 to Mar 28, 2025
- Accounts · 13 to 14Jan 30, 2024 to Mar 29, 2024
- Advisory employees · 47 to 52Jan 30, 2024 to Mar 29, 2024
- BD registered reps · 1 to 2Jan 30, 2024 to Mar 29, 2024
- Pooled vehicle clients · 13 to 14Jan 30, 2024 to Mar 29, 2024
- Employees · 58 to 66Jan 30, 2024 to Mar 29, 2024
- Non-discretionary RAUM · $22B to $15BJan 30, 2024 to Mar 29, 2024
- Pooled vehicle RAUM · $22B to $15BJan 30, 2024 to Mar 29, 2024
- RAUM · $22B to $15BJan 30, 2024 to Mar 29, 2024
- Advisory employees · 44 to 47Apr 25, 2022 to Mar 31, 2023
- BD registered reps · 0 to 1Apr 25, 2022 to Mar 31, 2023
- Employees · 52 to 58Apr 25, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $25B to $22BApr 25, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $25B to $22BApr 25, 2022 to Mar 31, 2023
- RAUM · $25B to $22BApr 25, 2022 to Mar 31, 2023
- Accounts · 23 to 13Jul 13, 2021 to Mar 29, 2022
- Advisory employees · 40 to 44Jul 13, 2021 to Mar 29, 2022
Signals
6 dated events
- Cvc Advisors (U.S.) Inc. reported RAUM $20.9B, up 36% from $15.3B (2025-01-14 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Cvc Advisors (U.S.) Inc. reported RAUM $15.3B, down 29% from $21.7B (2024-01-30 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Cvc Advisors (U.S.) Inc. reported RAUM $25.4B, up 59% from $16.0B (2021-07-13 to 2022-03-29)Mar 29, 2022 · RAUM change · derived
- Cvc Advisors (U.S.) Inc. reported RAUM $12.9B, up 39% from $9.3B (2019-03-28 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- Cvc Advisors (U.S.) Inc. reported RAUM $10.1B, up 90% from $5.3B (2017-05-15 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- Cvc Capital Partners Advisory (U.S.) Inc. filed its initial SEC registration (Form ADV)Jun 30, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- CVC Advisors (U.S.) Inc. · Private Equityshared crd · organization
- CVC Advisors (U.S.) Inc. · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Principal office phone
- +1 212-265-6222reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026