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SEC-registered adviser

T••• A••• F••••• W•••••• L••

Independent wealth managerEaston, MarylandCRD 174115SEC 801-106937websiteIAPD
Latest filing Aug 25, 2026
First filing on the tape Nov 12, 2015 · 20 filings
SEC status approved since Nov 19, 2015
RAUM
$432M
reported, Item 5.F
Discretionary
29%
of RAUM
Private clients
91%
$395M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$216M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$432M as of Aug 25, 2026
Mar 15, 2016$118M then
HNW client RAUM$390M as of Aug 25, 2026
Mar 30, 2018$199M then
State-registered IARs (5.B.3)0 as of Aug 25, 2026
Mar 15, 20161 then
Employees (5.A)3 as of Aug 25, 2026
Mar 15, 20161 then
Private funds: no history
RAUM -8.8% over the last fiscal year+14% a year over threeIARs 1 to 0
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$216MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
164derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$1.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
29%derivedof RAUM
Institutional
2.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-8.8%derivedbetween the last two annual amendments
Advisor growth, one year
-100%derivedItem 5.B.3 between annual amendments
Client growth, one year
+273%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$390M90%
  • Corporations and businesses$25.7M6.0%
  • Charitable organizations$11.3M2.6%
  • Individuals$4.5M1.0%
Individual clients
32reported
HNW clients
296reported
Pension plan clients
n/areported
Charitable clients
10reported
Accounts
347reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.91 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
G••••••• P• S•••••••••Easton, MdApr 11, 202510 y1
F•••••• E•••••••• S•••••Certified Financial PlannerEaston, MdMay 9, 202528 y5
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • S•••••• F••••••• E•••••••• · Managing Member/Owner/Chief Compliance Officercontrol
      since 11/2014 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Easton, Md · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • discretionary share shiftChange between filings · filing Mar 27, 2026
      discretionary share of RAUM moved from 9.0% to 29.0% between the annual amendments of 2025-04-11 and 2026-03-27
      peers: independent wealth managers, $100M to $500M (5,678)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Related adviser · false to true
      Mar 27, 2026 to Aug 25, 2026
    • Accounts · 297 to 347
      Jan 8, 2026 to Mar 27, 2026
    • Advisory employees · 1 to 2
      Jan 8, 2026 to Mar 27, 2026
    • Charity clients · unset to 10.0
      Jan 8, 2026 to Mar 27, 2026
    • Corporate clients · unset to 9.0
      Jan 8, 2026 to Mar 27, 2026
    • HNW clients · 70 to 296
      Jan 8, 2026 to Mar 27, 2026
    • Individual clients · 18 to 32
      Jan 8, 2026 to Mar 27, 2026
    • Financial planning clients · 1-10 to 11-25
      Jan 8, 2026 to Mar 27, 2026
    • State-registered IARs · 2 to 0
      Jan 8, 2026 to Mar 27, 2026
    • Discretionary RAUM · $44.0M to $124M
      Jan 8, 2026 to Mar 27, 2026
    • HNW RAUM · $460M to $390M
      Jan 8, 2026 to Mar 27, 2026
    • Individual RAUM · $3.7M to $4.5M
      Jan 8, 2026 to Mar 27, 2026
    • Non-discretionary RAUM · $430M to $308M
      Jan 8, 2026 to Mar 27, 2026
    • RAUM · $474M to $432M
      Jan 8, 2026 to Mar 27, 2026
    • Employees · 4 to 3
      Apr 11, 2025 to Jun 24, 2025
    • Financial planning clients · 1-10 to 1-10
      Apr 11, 2025 to Jun 24, 2025
    • State-registered IARs · 1 to 2
      Apr 11, 2025 to Jun 24, 2025
    • Accounts · 222 to 297
      Mar 27, 2024 to Apr 11, 2025
    • HNW clients · 39 to 70
      Mar 27, 2024 to Apr 11, 2025
    • Individual clients · 48 to 18
      Mar 27, 2024 to Apr 11, 2025
    • Employees · 6 to 4
      Mar 27, 2024 to Apr 11, 2025
    • Discretionary RAUM · $9.5M to $44.0M
      Mar 27, 2024 to Apr 11, 2025
    • HNW RAUM · $269M to $460M
      Mar 27, 2024 to Apr 11, 2025
    • Individual RAUM · $14.8M to $3.7M
      Mar 27, 2024 to Apr 11, 2025
    • Non-discretionary RAUM · $283M to $430M
      Mar 27, 2024 to Apr 11, 2025
    • RAUM · $293M to $474M
      Mar 27, 2024 to Apr 11, 2025
    • Accounts · 188 to 222
      Aug 14, 2023 to Mar 27, 2024
    • HNW clients · 40 to 39
      Aug 14, 2023 to Mar 27, 2024
    • Individual clients · 46 to 48
      Aug 14, 2023 to Mar 27, 2024
    • Employees · 4 to 6
      Aug 14, 2023 to Mar 27, 2024
    • Discretionary RAUM · $8.2M to $9.5M
      Aug 14, 2023 to Mar 27, 2024
    • HNW RAUM · $267M to $269M
      Aug 14, 2023 to Mar 27, 2024
    • Individual RAUM · $13.2M to $14.8M
      Aug 14, 2023 to Mar 27, 2024
    • Non-discretionary RAUM · $280M to $283M
      Aug 14, 2023 to Mar 27, 2024
    • RAUM · $288M to $293M
      Aug 14, 2023 to Mar 27, 2024
    • Employees · 2 to 4
      Mar 31, 2023 to Aug 14, 2023
    • Accounts · 84 to 188
      Sep 8, 2022 to Mar 31, 2023
    • HNW clients · 42 to 40
      Sep 8, 2022 to Mar 31, 2023
    • Individual clients · 42 to 46
      Sep 8, 2022 to Mar 31, 2023
    • Employees · 3 to 2
      Sep 8, 2022 to Mar 31, 2023
    Signals
    3 dated events
    • T••• A••• F••••• W•••••• L•• reported RAUM $473.8M, up 62% from $292.8M (2024-03-27 to 2025-04-11)
      Apr 11, 2025 · RAUM change · derived
    • T••• A••• F••••• W•••••• L•• reported RAUM $335.2M, up 49% from $225.4M (2019-03-29 to 2020-04-08)
      Apr 8, 2020 · RAUM change · derived
    • T••• A••• F••••• W•••••• L•• filed its initial SEC registration (Form ADV)
      Nov 12, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    How to reach
    public business contact points only, each with its source
    Business email
    b••••••@t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    410-690-3268reportedpublished by the firm, firm site, Sep 15, 2026
    Business phone
    410-819-3268reportedpublished by the firm, firm site, Sep 15, 2026
    Website
    T•••A•••FAMILYWEALTH.COMreportedpublic record, Form ADV, Sep 21, 2026
    Principal office phone
    410-310-2064reportedpublic record, Form ADV, Aug 25, 2026
    Contact form
    t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
    Team page
    t•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $216Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026