DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••• W••••• A•••••••• I•••
Latest filing Jul 6, 2026
First filing on the tape Feb 26, 2015 · 37 filings
SEC status approved since Mar 9, 2015
RAUM
$702M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$700M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$63.8M
derived; firm RAUM over IAPD count
Employees
13
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
37 filings and snapshots on the tape
RAUM$702M as of Jul 6, 2026
Mar 8, 2016$103M then
HNW client RAUM$584M as of Jul 6, 2026
Feb 9, 2018$127M then
State-registered IARs (5.B.3)11 as of Jul 6, 2026
Mar 8, 20164 then
Employees (5.A)13 as of Jul 6, 2026
Mar 8, 20165 then
Private funds: no history
RAUM +23% over the last fiscal year+19% a year over threeIARs 8 to 11
Practice profile
derived from the filing of Jul 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $63.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $545,126derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 11.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $14.9M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$584M83%
- Individuals$116M16%
- Pension and profit-sharing plans$2.1M0.3%
- Individual clients
- 139reported
- HNW clients
- 447reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,288reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $14.9M for 8 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| N••••• H••••• D•••••Certified Financial Planner | Lakeland, Fl | Mar 12, 2015 | 26 y | 2 |
| C•••••• T••••• F••• | Lakeland, Fl | Mar 12, 2015 | 22 y | 2 |
| A••••• T••••• F••• | Lakeland, Fl | Dec 17, 2015 | 12 y | 0 |
| M•••••• J••• E••••••••Certified Financial Planner | Lakeland, Fl | Jun 5, 2017 | 11 y | 1 |
| P••• R•••••• W••••• | Lakeland, Fl | Dec 20, 2017 | 20 y | 0 |
| D•••• D••••• D••••• S•••••Personal Financial Specialist | Lakeland, Fl | Dec 6, 2022 | 12 y | 0 |
| K•••••• G•••• M•••• | Lakeland, Fl | Oct 12, 2023 | 10 y | 0 |
| B••••••• P••• G•••••••Certified Financial Planner | Lakeland, Fl | Oct 31, 2023 | 13 y | 0 |
| H•••• L••• T•••• | Lakeland, Fl | Oct 8, 2025 | 10 y | 0 |
| M•••••• E••••• S••••Chartered Financial Analyst | Lakeland, Fl | Apr 29, 2026 | 12 y | 2 |
| H•••• R•••••• C•••••••• | Lakeland, Fl | Jul 1, 2026 | 10 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- H•••• D•• K••••• to H•• S•••••••• L••May 3, 2021 · RIA to a state-registered adviser
- E••• W•••• P••••• to R•••••••• F••••••••Jul 16, 2018 · Other
Joined, latest
- M•••••• E••••• S•••• from J• W• C••• A•••••••• I•••Apr 29, 2026 · Affiliated broker-dealer or bank to independent RIA
- H•••• D•• K••••• from C•• I••••••••• A•••••••Jan 4, 2021 · RIA to RIA
- M•••••• J••• E•••••••• from C•• I••••••••• A•••••••Jun 5, 2017 · Other
- E••• W•••• P••••• from T••••••• I••••••••• M••••••••• I•••Jun 5, 2017 · Other
- C•••••• T••••• F••• from C••••• • A••••••••• I•••Mar 12, 2015 · Other
- N••••• H••••• D••••• from C••••• • A••••••••• I•••Mar 12, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from C••••• • A••••••••• I•••Mar 31, 2015 · Tampa, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••••• N•••••• H••••• · Vice President, Shareholdercontrolsince 11/2013 · owns 10% to 25%
- F•••• C••••••• T••••• · President, Shareholdercontrolsince 11/2013 · owns 50% to 75%
- W•••••• P•••• R•••••• · Chief Compliance Officercontrolsince 01/2017 · owns 5% to 10%
- F•••• A•••••• T••••• · Vice President, Shareholdersince 01/2018 · owns 10% to 25%
Related persons
Schedule D 7.A
- C••• W••••• A••••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lakeland, Fl · principal | 11 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 10 to 11Jun 4, 2026 to Jul 6, 2026
- State-registered IARs · 10 to 11Jun 4, 2026 to Jul 6, 2026
- Advisory employees · 9 to 10Mar 10, 2026 to May 4, 2026
- Employees · 12 to 13Mar 10, 2026 to May 4, 2026
- State-registered IARs · 9 to 10Mar 10, 2026 to May 4, 2026
- Accounts · 1,053 to 1,288Jan 5, 2026 to Mar 10, 2026
- HNW clients · 369 to 447Jan 5, 2026 to Mar 10, 2026
- Individual clients · 121 to 139Jan 5, 2026 to Mar 10, 2026
- Assets in custody · unset to 14901792.0Jan 5, 2026 to Mar 10, 2026
- Custody of client assets · false to trueJan 5, 2026 to Mar 10, 2026
- Financial planning clients · 101-250 to 251-500Jan 5, 2026 to Mar 10, 2026
- Discretionary RAUM · $571M to $702MJan 5, 2026 to Mar 10, 2026
- HNW RAUM · $477M to $584MJan 5, 2026 to Mar 10, 2026
- Individual RAUM · $90.8M to $116MJan 5, 2026 to Mar 10, 2026
- Pension RAUM · $2.7M to $2.1MJan 5, 2026 to Mar 10, 2026
- RAUM · $571M to $702MJan 5, 2026 to Mar 10, 2026
- Advisory employees · 8 to 9Mar 27, 2025 to Nov 18, 2025
- State-registered IARs · 8 to 9Mar 27, 2025 to Nov 18, 2025
- Accounts · 936 to 1,053Nov 5, 2024 to Mar 27, 2025
- HNW clients · 136 to 369Nov 5, 2024 to Mar 27, 2025
- Individual clients · 419 to 121Nov 5, 2024 to Mar 27, 2025
- Employees · 10 to 12Nov 5, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Nov 5, 2024 to Mar 27, 2025
- Discretionary RAUM · $506M to $571MNov 5, 2024 to Mar 27, 2025
- HNW RAUM · $416M to $477MNov 5, 2024 to Mar 27, 2025
- Individual RAUM · $88.6M to $90.8MNov 5, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $147,192 to $0Nov 5, 2024 to Mar 27, 2025
- Pension RAUM · $2.3M to $2.7MNov 5, 2024 to Mar 27, 2025
- RAUM · $506M to $571MNov 5, 2024 to Mar 27, 2025
- Accounts · 829 to 936Nov 2, 2023 to Feb 21, 2024
- HNW clients · 104 to 136Nov 2, 2023 to Feb 21, 2024
- Individual clients · 382 to 419Nov 2, 2023 to Feb 21, 2024
- Employees · 9 to 10Nov 2, 2023 to Feb 21, 2024
- Financial planning clients · 1-10 to 101-250Nov 2, 2023 to Feb 21, 2024
- Discretionary RAUM · $412M to $506MNov 2, 2023 to Feb 21, 2024
- HNW RAUM · $330M to $416MNov 2, 2023 to Feb 21, 2024
- Individual RAUM · $80.3M to $88.6MNov 2, 2023 to Feb 21, 2024
- Non-discretionary RAUM · $142,809 to $147,192Nov 2, 2023 to Feb 21, 2024
- Pension RAUM · $1.6M to $2.3MNov 2, 2023 to Feb 21, 2024
- RAUM · $412M to $506MNov 2, 2023 to Feb 21, 2024
Signals
1 dated events
- C••• W••••• A•••••••• I••• filed its initial SEC registration (Form ADV)Feb 26, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 863-904-4745reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 863-940-4790reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/corewealth/aboutreportedpublic record, Form ADV, Sep 18, 2026
- Website
- guidingyourwealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 863-904-4745reportedpublic record, Form ADV, Jul 6, 2026
- Team page
- corewealth.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $63.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026