DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Trevian Wealth Management, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 31, 2021 · 15 filings
SEC status approved since Apr 30, 2021
RAUM
$616M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
82%
$507M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$308M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
15 filings and snapshots on the tape
RAUM$616M as of Mar 31, 2026
Mar 31, 2022$241M then
HNW client RAUM$500M as of Mar 31, 2026
Mar 31, 2022$237M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 31, 20221 then
Employees (5.A)4 as of Mar 31, 2026
Mar 31, 20223 then
Private funds2 as of Mar 31, 2026
Mar 31, 20221 then
RAUM +12% over the last fiscal year+15% a year over threeIARs 2 to 2offices 0 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- $308MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 48derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.2MderivedHNW RAUM over HNW clients
- Average account
- $825,090derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 0.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +16%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $288M, 109 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$500M81%
- Corporations and businesses$92.7M15%
- Pooled investment vehicles$11.8M1.9%
- Individuals$7.2M1.2%
- Pension and profit-sharing plans$3.8M0.6%
- Individual clients
- 15reported
- HNW clients
- 81reported
- Pension plan clients
- 22reported
- Charitable clients
- 0reported
- Accounts
- 746reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $288M for 109 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.82 fund_share=0.02 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Philip A Swisher | Weston, Ma | Feb 23, 2015 | 11 y | 0 |
| Daniel Francis Hession | Weston, Ma | Sep 23, 2022 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| York Real Estate Fund I, L.P. | Real Estate Fund | $3.0M | 27 | Mar 29, 2023 |
| Trevian Ventures I LLC | Venture Capital Fund | $2.4M | 13 | Aug 16, 2021 |
Owners and control persons
Schedule A and B, latest filing
- A Philip Swisher · Managing Member & Chief Compliance Officercontrolsince 01/2015 · owns 75% or more
Related persons
Schedule D 7.A
- Trevian Equity Partners LLCpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Weston, Ma | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 627 to 746Oct 9, 2025 to Mar 31, 2026
- Corporate clients · 8 to 46Oct 9, 2025 to Mar 31, 2026
- HNW clients · 78 to 81Oct 9, 2025 to Mar 31, 2026
- Individual clients · 5 to 15Oct 9, 2025 to Mar 31, 2026
- Pension plan clients · 0 to 22Oct 9, 2025 to Mar 31, 2026
- Assets in custody · $222M to $288MOct 9, 2025 to Mar 31, 2026
- Discretionary RAUM · $550M to $616MOct 9, 2025 to Mar 31, 2026
- HNW RAUM · $511M to $500MOct 9, 2025 to Mar 31, 2026
- Individual RAUM · $3.7M to $7.2MOct 9, 2025 to Mar 31, 2026
- Pension RAUM · $0 to $3.8MOct 9, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $10.0M to $11.8MOct 9, 2025 to Mar 31, 2026
- RAUM · $550M to $616MOct 9, 2025 to Mar 31, 2026
- Other offices · 0 to 2May 13, 2025 to Oct 9, 2025
- Financial planning clients · unset to Mar 14, 2025 to May 13, 2025
- Accounts · 548 to 627Mar 26, 2024 to Mar 14, 2025
- Corporate clients · 13 to 8Mar 26, 2024 to Mar 14, 2025
- HNW clients · 73 to 78Mar 26, 2024 to Mar 14, 2025
- Assets in custody · $6.2M to $222MMar 26, 2024 to Mar 14, 2025
- HQ city · unset to Mar 26, 2024 to Mar 14, 2025
- HQ state · unset to Mar 26, 2024 to Mar 14, 2025
- Discretionary RAUM · $500M to $550MMar 26, 2024 to Mar 14, 2025
- HNW RAUM · $473M to $511MMar 26, 2024 to Mar 14, 2025
- Individual RAUM · $1.4M to $3.7MMar 26, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $5.4M to $10.0MMar 26, 2024 to Mar 14, 2025
- RAUM · $500M to $550MMar 26, 2024 to Mar 14, 2025
- Accounts · 415 to 548Mar 29, 2023 to Mar 26, 2024
- Corporate clients · 0 to 13Mar 29, 2023 to Mar 26, 2024
- Individual clients · 4 to 5Mar 29, 2023 to Mar 26, 2024
- Assets in custody · $11.0M to $6.2MMar 29, 2023 to Mar 26, 2024
- Discretionary RAUM · $410M to $500MMar 29, 2023 to Mar 26, 2024
- HNW RAUM · $403M to $473MMar 29, 2023 to Mar 26, 2024
- Individual RAUM · $738,406 to $1.4MMar 29, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $5.6M to $5.4MMar 29, 2023 to Mar 26, 2024
- RAUM · $410M to $500MMar 29, 2023 to Mar 26, 2024
- Accounts · 284 to 415Oct 10, 2022 to Mar 29, 2023
- Advisory employees · 1 to 2Oct 10, 2022 to Mar 29, 2023
- HNW clients · 57 to 73Oct 10, 2022 to Mar 29, 2023
- Pooled vehicle clients · 1 to 2Oct 10, 2022 to Mar 29, 2023
- Assets in custody · unset to 10971774.0Oct 10, 2022 to Mar 29, 2023
- Custody of client assets · false to trueOct 10, 2022 to Mar 29, 2023
Signals
2 dated events
- Trevian Wealth Management, Llc reported RAUM $409.6M, up 70% from $241.3M (2022-10-10 to 2023-03-29)Mar 29, 2023 · RAUM change · derived
- Trevian Wealth Management, Llc filed its initial SEC registration (Form ADV)Mar 31, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Trevian Wealth Management, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Business phone
- 847-347-3000reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/trevian-wealth-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- treviancash.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 847-347-3000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $308Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Trevian Wealth Management, LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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