DFX Intelligence
RIA Intelligence
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SEC-registered adviser
S•••••••• P••••••••• P•••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Aug 8, 2022 · 7 filings
SEC status approved since Sep 7, 2022
RAUM
$139M
reported, Item 5.F
Discretionary
60%
of RAUM
Private clients
100%
$139M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$139M as of Mar 24, 2026
Mar 31, 2023$107M then
HNW client RAUM$138M as of Mar 24, 2026
Mar 31, 2023$105M then
State-registered IARs (5.B.3)1 as of Mar 24, 2026
Mar 31, 20232 then
Employees (5.A)2 as of Mar 24, 2026
Mar 31, 20233 then
Private funds: no history
RAUM +10% over the last fiscal year+9.1% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 8derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $22.9MderivedHNW RAUM over HNW clients
- Average account
- $5.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 60%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -11%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$138M99%
- Individuals$1.1M0.8%
- Individual clients
- 2reported
- HNW clients
- 6reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 26reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••• R• S••••••••• | Naples, Fl | Oct 10, 2015 | 30 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- S••••••••• C••••• R• · Managing Member And Chief Compliance Officercontrolsince 11/2014 · owns 75% or more
- S••••••••• L•••• T••• · Office Managersince 12/2015 · owns less than 5%
- W•••••••• D•••• B•••• · Chief Operating Officersince 08/2015 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 29 to 26Mar 27, 2025 to Mar 24, 2026
- HNW clients · 7 to 6Mar 27, 2025 to Mar 24, 2026
- Employees · 3 to 2Mar 27, 2025 to Mar 24, 2026
- State-registered IARs · 2 to 1Mar 27, 2025 to Mar 24, 2026
- Discretionary RAUM · $91.4M to $83.0MMar 27, 2025 to Mar 24, 2026
- HNW RAUM · $125M to $138MMar 27, 2025 to Mar 24, 2026
- Individual RAUM · $934,157 to $1.1MMar 27, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $34.4M to $55.6MMar 27, 2025 to Mar 24, 2026
- RAUM · $126M to $139MMar 27, 2025 to Mar 24, 2026
- Accounts · 37 to 29Mar 22, 2024 to Mar 27, 2025
- HNW clients · 9 to 7Mar 22, 2024 to Mar 27, 2025
- Individual clients · 3 to 2Mar 22, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 27, 2025
- HQ city · unset to Mar 22, 2024 to Mar 27, 2025
- HQ state · unset to Mar 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $94.5M to $91.4MMar 22, 2024 to Mar 27, 2025
- HNW RAUM · $121M to $125MMar 22, 2024 to Mar 27, 2025
- Individual RAUM · $1.9M to $934,157Mar 22, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $28.6M to $34.4MMar 22, 2024 to Mar 27, 2025
- RAUM · $123M to $126MMar 22, 2024 to Mar 27, 2025
- Accounts · 38 to 37Mar 31, 2023 to Mar 22, 2024
- Discretionary RAUM · $83.0M to $94.5MMar 31, 2023 to Mar 22, 2024
- HNW RAUM · $105M to $121MMar 31, 2023 to Mar 22, 2024
- Individual RAUM · $1.6M to $1.9MMar 31, 2023 to Mar 22, 2024
- Non-discretionary RAUM · $23.7M to $28.6MMar 31, 2023 to Mar 22, 2024
- RAUM · $107M to $123MMar 31, 2023 to Mar 22, 2024
- HNW clients · 8 to 9Nov 18, 2022 to Mar 31, 2023
- Discretionary RAUM · $82.6M to $83.0MNov 18, 2022 to Mar 31, 2023
- HNW RAUM · $106M to $105MNov 18, 2022 to Mar 31, 2023
- Individual RAUM · $1.8M to $1.6MNov 18, 2022 to Mar 31, 2023
- Non-discretionary RAUM · $25.4M to $23.7MNov 18, 2022 to Mar 31, 2023
- RAUM · $108M to $107MNov 18, 2022 to Mar 31, 2023
Signals
1 dated events
- S•••••••• P••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)Aug 8, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- strategicprobabilitypartners.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (305) 619-3566reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026