DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

R.L.K. Advisory Group

Former SEC-registered adviserPort Orange, FloridaCRD 174632SEC 801-120161IAPD
Legal name Robbie L. Kennerson, P.A.
Latest filing Nov 30, 2022
First filing on the tape Dec 15, 2020 · 9 filings
RAUM
$138M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$137M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$138M as of Mar 10, 2022
Mar 4, 2021$115M then
HNW client RAUM$62.0M as of Mar 10, 2022
Mar 4, 2021$25.6M then
State-registered IARs (5.B.3)2 as of Mar 10, 2022
Mar 4, 20212 then
Employees (5.A)4 as of Mar 10, 2022
Mar 4, 20214 then
Private funds: no history
RAUM +19% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Nov 30, 2022; every figure names its basis
RAUM per advisor
$68.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
287derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.3MderivedHNW RAUM over HNW clients
Average account
$151,221derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+19%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-4.3%derived
Compensation
percentage of assets, hourlyreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$99.5M, 328 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$74.7M54%
  • High-net-worth individuals$62.0M45%
  • Pension and profit-sharing plans$577,8320.4%
  • Charitable organizations$374,7600.3%
Individual clients
525reported
HNW clients
49reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
910reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$99.5M for 328 clientsreported
Compensation
% of AUM, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • L. Robbie Kennerson · President & Chief Compliance Officercontrol
      since 02/2015 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 1,101 to 910
      Nov 16, 2021 to Mar 10, 2022
    • HNW clients · 50 to 49
      Nov 16, 2021 to Mar 10, 2022
    • Individual clients · 550 to 525
      Nov 16, 2021 to Mar 10, 2022
    • Assets in custody · $25.6M to $99.5M
      Nov 16, 2021 to Mar 10, 2022
    • Discretionary RAUM · $115M to $138M
      Nov 16, 2021 to Mar 10, 2022
    • HNW RAUM · $25.6M to $62.0M
      Nov 16, 2021 to Mar 10, 2022
    • Individual RAUM · $89.0M to $74.7M
      Nov 16, 2021 to Mar 10, 2022
    • Non-discretionary RAUM · $420,000 to $0
      Nov 16, 2021 to Mar 10, 2022
    • Pension RAUM · $420,000 to $577,832
      Nov 16, 2021 to Mar 10, 2022
    • RAUM · $115M to $138M
      Nov 16, 2021 to Mar 10, 2022
    • Assets in custody · unset to 25564483.0
      Jun 8, 2021 to Nov 16, 2021
    • Custody of client assets · false to true
      Jun 8, 2021 to Nov 16, 2021
    • Accounts · 685 to 1,101
      Dec 15, 2020 to Mar 4, 2021
    • Individual clients · 633 to 550
      Dec 15, 2020 to Mar 4, 2021
    • Employees · 5 to 4
      Dec 15, 2020 to Mar 4, 2021
    • Discretionary RAUM · $107M to $115M
      Dec 15, 2020 to Mar 4, 2021
    • HNW RAUM · $50.0M to $25.6M
      Dec 15, 2020 to Mar 4, 2021
    • Individual RAUM · $57.0M to $89.0M
      Dec 15, 2020 to Mar 4, 2021
    • RAUM · $108M to $115M
      Dec 15, 2020 to Mar 4, 2021
    Signals
    4 dated events
    • Andrew C Schorr left R.L.K. Advisory Group for Advisory Services Network (registered 2023-01-30)
      Mar 27, 2023 · Advisor changed firm · fact
    • Robert Leonard Kennerson left R.L.K. Advisory Group for Advisory Services Network (registered 2023-01-31)
      Mar 27, 2023 · Advisor changed firm · fact
    • 2 advisors left R.L.K. Advisory Group (Port Orange, FL) for Advisory Services Network on the same day
      Mar 27, 2023 · Team lift-out · derived
    • R.L.K. Advisory Group filed its initial SEC registration (Form ADV)
      Dec 15, 2020 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026