DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
S•••••• A•••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 7, 2013 · 44 filings
SEC status approved since Feb 15, 2013
RAUM
$1.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
15%
$250M individuals and HNW
Advisors
20
registered through the firm on IAPD
RAUM per advisor
$85.2M
derived; firm RAUM over IAPD count
Employees
29
14 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$1.7B as of Mar 31, 2026
Feb 15, 2013$108M then
HNW client RAUM$206M as of Mar 31, 2026
Mar 30, 2018$57.7M then
State-registered IARs (5.B.3)13 as of Mar 31, 2026
Feb 15, 201316 then
Employees (5.A)29 as of Mar 31, 2026
Feb 15, 201355 then
Private funds4 as of Mar 31, 2026
Mar 31, 20171 then
RAUM +9.7% over the last fiscal year+17% a year over threeIARs 14 to 13
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- $85.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 12derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $3.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 10.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- -7.1%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.4%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $60.8M, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$1.0B60%
- Other investment advisers$284M17%
- High-net-worth individuals$206M12%
- Pooled investment vehicles$138M8.1%
- Individuals$44.3M2.6%
- Charitable organizations$8.0M0.5%
- Individual clients
- 121reported
- HNW clients
- 117reported
- Pension plan clients
- 0reported
- Charitable clients
- 7reported
- Accounts
- 502reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $60.8M for 38 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.15 fund_share=0.25 institutional_share=0.0 related_bd=true related_bank=false bd_reps=12.0derived
Advisors registered through the firm
20 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• M•••••• P••••• | Chatham, Nj | Jan 28, 2013 | 32 y | 0 |
| P••• R•••••• S••••••••Certified Financial Planner | Westfield, Nj | Jan 28, 2013 | 33 y | 0 |
| G••••• T••••• R•••• | Taylors, Sc | Jan 30, 2013 | 27 y | 1 |
| T••••• P••• D•••••• | Bay Shore, Ny | Oct 16, 2013 | 21 y | 1 |
| G••• A••• S•••• | Rahway, Nj | Oct 29, 2014 | 43 y | 0 |
| R••••• K•••• M•••••• | Chatham, Nj | Jan 29, 2015 | 37 y | 1 |
| A••• T••••• G•••••• | Chatham, Nj | Feb 20, 2015 | 38 y | 0 |
| K••••••• N•• P••••• | Chatham, Nj | Apr 22, 2015 | 15 y | 0 |
| B••••••• P•••••• S•••••• | Chatham, Nj | Sep 21, 2015 | 20 y | 0 |
| K•••••• H••••• K•••• | Chatham, Nj | Jan 31, 2017 | 28 y | 0 |
| A•• C••••• S••••••••• | Chatham, Nj | May 22, 2017 | 10 y | 0 |
| J•••• P••••• D••• | Chatham, Nj | May 30, 2018 | 10 y | 0 |
| D•••• G••••• M•••••• | Chatham, Nj | Jun 10, 2019 | 23 y | 1 |
| A•••••••• N•• M•••••• | Chatham, Nj | Apr 12, 2021 | 21 y | 0 |
| A••••• Q•••••• M••••• I•• | Chatham, Nj | Aug 5, 2021 | 34 y | 0 |
| A••••• K•••••••• W••••Chartered Financial Analyst | Mount Kisco, Ny | Nov 22, 2023 | 33 y | 0 |
| H••••••• Y••• | Red Bank, Nj | Feb 20, 2024 | 11 y | 0 |
| R•••••• R••••••••• | Chatham, Nj | May 24, 2024 | 25 y | 0 |
| A••••• M•••• K••••• | Red Bank, Nj | Aug 9, 2024 | 19 y | 0 |
| A••••• M•••••• L••••• | Chatham, Nj | Apr 13, 2026 | 15 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 5.0% of current headcount1 left over 36 months
Left, latest
- J•• G•••• to L•• F•••••••• L••Mar 31, 2026 · Other
- J•••• P••• O••••••• to B•• P•••••• W••••• M•••••••••Jun 15, 2023 · RIA to RIA
- C•••• B•••• W•••• to S••••• E••••••• I••Jul 24, 2017 · Other
- R•••••• C•••••• C•••••••• to C•••••• S••••••••• M••••••••• I•••May 15, 2015 · Other
- M•••••• J•••• R•••••• to A••••• A•• P••••••• S•••••••Apr 25, 2013 · Other
- J•••• N••••• R•••• to O••••••••• • C•• I•••Mar 12, 2013 · Other
- M•••••• J••• S•••• to H••• S••••••••• •••• I•••Feb 11, 2013 · Other
Joined, latest
- J•• G•••• from I••• W••••• A•••••••• L••Oct 2, 2020 · RIA to RIA
- D•••• G••••• M•••••• from S••••••• W••••• A••••••• L••Jun 10, 2019 · RIA to RIA
- J•••• P••• O••••••• from S••••••••• A•••• M••••••••• I•••May 31, 2017 · Other
- C•••• B•••• W•••• from M•• F•••••••• S•••••••• I•••Sep 1, 2016 · Other
- T••••• P••• D•••••• from A••••••• A•••• M••••••••• I•••Oct 16, 2013 · Other
- G••••• T••••• R•••• from T••••••• I••••••••• M••••••••• I•••Jan 30, 2013 · Other
- J•••• N••••• R•••• from R• S•••••• • C••• I•••Jan 30, 2013 · Other
- R•••••• C•••••• C•••••••• from R• S•••••• • C••• I•••Jan 28, 2013 · Other
- M•••••• J•••• R•••••• from R• S•••••• • C••• I•••Jan 28, 2013 · Other
- M•••••• J••• S•••• from C•••• I••••••••• S••••••• C••••Aug 30, 2010 · Other
Private funds
9 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•••••• C••••• O••••••••• F••• L• | Hedge Fund | $55.9M | 15 | Mar 27, 2020 |
| G•••••• S•••••• T•••• R••••• M••••• F•••• L••no longer reported | Hedge Fund | $33.7M | 16 | Mar 31, 2017 |
| S••••••• P•••••••• L•no longer reported | Other Private Fund | $12.3M | 27 | Feb 17, 2012 |
| S••••••••• P•••••••• L••no longer reported | Hedge Fund | $10.1M | 22 | Feb 17, 2012 |
| S•••••• H•••••• E••••••• F••• L• | Hedge Fund | $10.0M | 2 | Aug 21, 2024 |
| N••••••• R•••• P•••••••• L• | Hedge Fund | $10.0M | 10 | Feb 17, 2012 |
| O•••• P•••••••• L••no longer reported | Hedge Fund | $4.0M | 17 | Feb 17, 2012 |
| E••••••• P•••••••• L• | Hedge Fund | $2.9M | 11 | Feb 17, 2012 |
| S•••••• C••••• O••••••••• O••••••• F••• L••no longer reported | Hedge Fund | $0 | 0 | Mar 31, 2021 |
Owners and control persons
Schedule A and B, latest filing
- F••••••••• T•••• M••••• · Chief Operating Officer/Elected Managercontrolsince 02/2021 · owns less than 5%
- K•••••• A•••••• M•••• · Chief Investment Officer/Elected Managercontrolsince 07/2024 · owns less than 5%
- K••••• K••••••• H••••• · Chief Executive Officer/ Elected Managercontrolsince 11/2016 · owns less than 5%
- M••••••• M••••• N•• · Chief Financial Officer/Elected Managercontrolsince 10/2022 · owns less than 5%
- P•••••• K•••••••• N•• · Chief Compliance Officer/Managing Membercontrolsince 07/2020 · owns less than 5%
- B•••••• J••••• B•••••••• · Managing Membercontrolsince 01/2021 · owns F of R• S•••••• • C••• I•••
- G•••••• L•••••• A•• · Managing Membercontrolsince 01/2021 · owns F of R• S•••••• • C••• I•••
- M••••••• A••••••••• N•• · Managing Membercontrolsince 12/2012 · owns F of R• S•••••• • C••• I•••
- M••••• I••• A•••••• Q•••••• · Managing Membercontrolsince 08/2017 · owns F of R• S•••••• • C••• I•••
- P•••••• K•••••••• N•• · Managing Membercontrolsince 12/2012 · owns F of R• S•••••• • C••• I•••
- S••••••• B•••••••• P•••••• · Managing Membercontrolsince 03/2015 · owns F of R• S•••••• • C••• I•••
- S••••••• J•••••• K••• · Ownercontrolsince 04/2015 · owns 25% to 50% of R.S•••••• & Co Inc.
- S••••••• R••••••• P••• · Managing Membercontrolsince 12/2012 · owns F of R• S•••••• • C••• I•••
Entity owners
- S•••••• H••••••• L•• · Owner/ Memberdirect · owns 75% or more
- R• S•••••• • C••• I••• · Holding Companyindirect · owns 75% or more of S•••••• H••••••• L••
Related persons
Schedule D 7.A
- R• S•••••• • C••• I•••broker-dealernRAUM $35.6M
- R•• F•••••••• P••••••• L••real estaten
- S•••••• C••••• O••••••••• F••• G• L•pooled vehicle sponsory
- S•••••• H•••••• E••••••• F••• G•• L••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chatham, Nj · principal | 20 | 2 | 1 | ||
| Red Bank, Nj | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Red Bank, NJ2 employees
What changed
consecutive filings, newest first
- Accounts · 484 to 502Oct 2, 2025 to Mar 31, 2026
- Advisory employees · 16 to 14Oct 2, 2025 to Mar 31, 2026
- BD registered reps · 13 to 12Oct 2, 2025 to Mar 31, 2026
- Charity clients · 6 to 7Oct 2, 2025 to Mar 31, 2026
- Corporate clients · 14 to 17Oct 2, 2025 to Mar 31, 2026
- HNW clients · 129 to 117Oct 2, 2025 to Mar 31, 2026
- Individual clients · 110 to 121Oct 2, 2025 to Mar 31, 2026
- Assets in custody · $45.5M to $60.8MOct 2, 2025 to Mar 31, 2026
- Employees · 30 to 29Oct 2, 2025 to Mar 31, 2026
- State-registered IARs · 14 to 13Oct 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $1.5B to $1.7BOct 2, 2025 to Mar 31, 2026
- HNW RAUM · $190M to $206MOct 2, 2025 to Mar 31, 2026
- Individual RAUM · $38.1M to $44.3MOct 2, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $13.2M to $5.4MOct 2, 2025 to Mar 31, 2026
- Pension RAUM · unset to 0.0Oct 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $127M to $138MOct 2, 2025 to Mar 31, 2026
- RAUM · $1.6B to $1.7BOct 2, 2025 to Mar 31, 2026
- Accounts · 499 to 484Aug 22, 2024 to Mar 26, 2025
- BD registered reps · 14 to 13Aug 22, 2024 to Mar 26, 2025
- Corporate clients · 16 to 14Aug 22, 2024 to Mar 26, 2025
- HNW clients · 137 to 129Aug 22, 2024 to Mar 26, 2025
- Individual clients · 114 to 110Aug 22, 2024 to Mar 26, 2025
- Pension plan clients · 1 to 0Aug 22, 2024 to Mar 26, 2025
- Pooled vehicle clients · 3 to 4Aug 22, 2024 to Mar 26, 2025
- Assets in custody · $40.6M to $45.5MAug 22, 2024 to Mar 26, 2025
- Employees · 29 to 30Aug 22, 2024 to Mar 26, 2025
- Financial planning clients · 1-10 to 1-10Aug 22, 2024 to Mar 26, 2025
- Discretionary RAUM · $1.4B to $1.5BAug 22, 2024 to Mar 26, 2025
- HNW RAUM · $169M to $190MAug 22, 2024 to Mar 26, 2025
- Individual RAUM · $38.0M to $38.1MAug 22, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $19.9M to $13.2MAug 22, 2024 to Mar 26, 2025
- Pension RAUM · 499000.0 to unsetAug 22, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $68.8M to $127MAug 22, 2024 to Mar 26, 2025
- RAUM · $1.4B to $1.6BAug 22, 2024 to Mar 26, 2025
- Private funds · 3 to 4Mar 22, 2024 to Aug 21, 2024
- Accounts · 526 to 499Jul 6, 2023 to Mar 22, 2024
- Advisory employees · 18 to 16Jul 6, 2023 to Mar 22, 2024
- BD registered reps · 15 to 14Jul 6, 2023 to Mar 22, 2024
- Charity clients · 8 to 6Jul 6, 2023 to Mar 22, 2024
- Corporate clients · 9 to 16Jul 6, 2023 to Mar 22, 2024
Signals
18 dated events
- J•• G•••• left S•••••• A•••• M••••••••• L•• for L•• F•••••••• L•• (registered 2026-03-30)Mar 31, 2026 · Advisor changed firm · fact
- M•••• A••••• K••••• (Chief Investment Officer/Elected Manager) appeared on Schedule A of S•••••• A•••• M••••••••• L••Aug 21, 2024 · Control person joined · fact
- S•••••• A•••• M••••••••• L•• reported RAUM $1.4B, up 34% from $1.1B (2023-07-06 to 2024-03-22)Mar 22, 2024 · RAUM change · derived
- J•••• P••• O••••••• left S•••••• A•••• M••••••••• L•• for B•• P•••••• W••••• M••••••••• (registered 2023-06-15)Jun 15, 2023 · Advisor changed firm · fact
- Nmn M•••• M•••••• (Chief Financial Officer/Elected Manager) appeared on Schedule A of S•••••• A•••• M••••••••• L••Mar 17, 2023 · Control person joined · fact
- J•••• M••• (Chief Financial Officer/Elected Manager) no longer on Schedule A of S•••••• A•••• M••••••••• L•• (listed 2022-10-11, absent 2023-03-17)Mar 17, 2023 · Control person left · inference
- S•••••• A•••• M••••••••• L•• reported RAUM $1.1B, up 25% from $856.7M (2022-10-11 to 2023-03-17)Mar 17, 2023 · RAUM change · derived
- Benedetto J•••• Brucia (Managing Member) appeared on Schedule A of S•••••• A•••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- S•••••• A•••• M••••••••• L•• reported RAUM $856.7M, up 68% from $511.2M (2021-11-02 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- L••••• G••••• (Managing Member) appeared on Schedule A of S•••••• A•••• M••••••••• L••Mar 31, 2022 · Control person joined · fact
- T••• F••••••••• (Chief Operating Officer/Elected Manager) appeared on Schedule A of S•••••• A•••• M••••••••• L••Mar 31, 2021 · Control person joined · fact
- Mark Randy Masel (Chief Investment Officer/ Elected Manager) no longer on Schedule A of S•••••• A•••• M••••••••• L•• (listed 2020-07-27, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- A Christina Goulding (Chief Operating Officer/ Elected Member) no longer on Schedule A of S•••••• A•••• M••••••••• L•• (listed 2020-07-27, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Eric David Zack (Chief Compliance Officer/ Elected Manager) no longer on Schedule A of S•••••• A•••• M••••••••• L•• (listed 2020-06-10, absent 2020-07-27)Jul 27, 2020 · Control person left · inference
- J•••• M••• (Interim Chief Financial Officer) appeared on Schedule A of S•••••• A•••• M••••••••• L••Jul 27, 2020 · Control person joined · fact
- A Christina Goulding (Chief Operating Officer/ Elected Member) appeared on Schedule A of S•••••• A•••• M••••••••• L••Jul 29, 2019 · Control person joined · fact
- S•••••• A•••• M••••••••• L•• reported RAUM $436.9M, up 35% from $323.5M (2019-03-29 to 2019-07-15)Jul 15, 2019 · RAUM change · derived
- G•••••• S•••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 7, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/seelaus-asset-management-llcreportedpublic record, Form ADV, Sep 19, 2026
- Website
- RS••••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (212) 935-0755reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $85.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026