DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
The Gleason Group, Inc.
Latest filing Jun 15, 2026
First filing on the tape Apr 20, 2015 · 31 filings
SEC status approved since May 5, 2015
RAUM
$1.6B
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$1.6B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$268M
derived; firm RAUM over IAPD count
Employees
11
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$1.6B as of Jun 15, 2026
Jan 28, 2016$101M then
HNW client RAUM$1.5B as of Jun 15, 2026
Mar 26, 2018$166M then
State-registered IARs (5.B.3)5 as of Jun 15, 2026
Jan 28, 20162 then
Employees (5.A)11 as of Jun 15, 2026
Jan 28, 20164 then
Private funds: no history
RAUM +65% over the last fiscal year+38% a year over threeIARs 5 to 5
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $268MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $11.2MderivedHNW RAUM over HNW clients
- Average account
- $1.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.6%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +65%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $52.8M, 38 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B95%
- Individuals$46.7M2.9%
- Pension and profit-sharing plans$26.4M1.6%
- Corporations and businesses$8.9M0.6%
- Individual clients
- 126reported
- HNW clients
- 136reported
- Pension plan clients
- 10reported
- Charitable clients
- n/areported
- Accounts
- 1,109reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $52.8M for 38 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Gavin T. Gleason | Prospect, Ky | May 15, 2015 | 24 y | 2 |
| Andrea Nicole Gleason | Prospect, Ky | May 15, 2015 | 11 y | 0 |
| Lindsay Marie Manietta | Prospect, Ky | May 2, 2017 | 12 y | 0 |
| Ava Jackie NivensCertified Financial Planner | Prospect, Ky | Sep 17, 2019 | 10 y | 1 |
| Benjamin Joseph DoningerCertified Financial Planner | Prospect, Ky | Jul 12, 2022 | 11 y | 1 |
| Richard Francis Thieneman | Prospect, Ky | Jan 20, 2026 | 13 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Thomas Teal to Centerline Wealth Advisors, LLCMar 30, 2022 · RIA to RIA
Joined, latest
- Benjamin Joseph Doninger from Centerline Wealth Advisors, LLCJul 12, 2022 · RIA to RIA
- Thomas Teal from Northwestern Mutual Investment Services,LLCDec 5, 2019 · Other
- Ava Jackie Nivens from Stegner Investment Associates IncSep 17, 2019 · RIA to RIA
- Gavin T. Gleason from J.J.B. Hilliard, W.L. Lyons, LLCMay 15, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nicole Andrea Gleason · Chief Compliance Officer And Chief Financial Officercontrolsince 05/2015 · owns less than 5%
- T. Gavin Gleason · Chief Executive Officer/Presidentcontrolsince 05/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Prospect, Ky · principal | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jun 15, 2026GLEASON, ANDREA, NICOLE (CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER) left Schedule A between the filings of 2015-05-15 and 2026-06-15peers: independent wealth managers, $1B to $5B (1,360)
- RAUM up clients flatCombination · filing Mar 30, 2026RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $973,859,957 to $1,608,980,758, advisors 5 to 5, private clients 250 to 262, offices 0 to 0 (2025-03-12 to 2026-03-30)peers: independent wealth managers, $1B to $5B (1,360)
- RAUM up 50 %Change between filings · filing Mar 30, 2026RAUM (Item 5.F) moved from $973,859,957 to $1,608,980,758 (+65.0%) between the annual amendments of 2025-03-12 and 2026-03-30; the peer median change was +17.0% (1297 comparable advisers, 96.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,297) · 96% percentile
What changed
consecutive filings, newest first
- Accounts · 1,023 to 1,109Mar 12, 2025 to Mar 30, 2026
- Corporate clients · 5 to 4Mar 12, 2025 to Mar 30, 2026
- HNW clients · 119 to 136Mar 12, 2025 to Mar 30, 2026
- Individual clients · 131 to 126Mar 12, 2025 to Mar 30, 2026
- Assets in custody · $65.7M to $52.8MMar 12, 2025 to Mar 30, 2026
- Employees · 9 to 11Mar 12, 2025 to Mar 30, 2026
- Discretionary RAUM · $934M to $1.6BMar 12, 2025 to Mar 30, 2026
- HNW RAUM · $890M to $1.5BMar 12, 2025 to Mar 30, 2026
- Individual RAUM · $50.0M to $46.7MMar 12, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $39.5M to $38.5MMar 12, 2025 to Mar 30, 2026
- Pension RAUM · $21.5M to $26.4MMar 12, 2025 to Mar 30, 2026
- RAUM · $974M to $1.6BMar 12, 2025 to Mar 30, 2026
- Accounts · 946 to 1,023Aug 7, 2024 to Mar 12, 2025
- HNW clients · 104 to 119Aug 7, 2024 to Mar 12, 2025
- Individual clients · 140 to 131Aug 7, 2024 to Mar 12, 2025
- Pension plan clients · 11 to 10Aug 7, 2024 to Mar 12, 2025
- Assets in custody · $49.2M to $65.7MAug 7, 2024 to Mar 12, 2025
- Financial planning clients · 101-250 to 251-500Aug 7, 2024 to Mar 12, 2025
- Discretionary RAUM · $759M to $934MAug 7, 2024 to Mar 12, 2025
- HNW RAUM · $699M to $890MAug 7, 2024 to Mar 12, 2025
- Individual RAUM · $49.7M to $50.0MAug 7, 2024 to Mar 12, 2025
- Non-discretionary RAUM · $26.6M to $39.5MAug 7, 2024 to Mar 12, 2025
- Pension RAUM · $22.1M to $21.5MAug 7, 2024 to Mar 12, 2025
- RAUM · $785M to $974MAug 7, 2024 to Mar 12, 2025
- Accounts · 875 to 946Sep 8, 2023 to Mar 11, 2024
- Corporate clients · 4 to 5Sep 8, 2023 to Mar 11, 2024
- HNW clients · 86 to 104Sep 8, 2023 to Mar 11, 2024
- Individual clients · 146 to 140Sep 8, 2023 to Mar 11, 2024
- Pension plan clients · 13 to 11Sep 8, 2023 to Mar 11, 2024
- Assets in custody · $44.2M to $49.2MSep 8, 2023 to Mar 11, 2024
- Discretionary RAUM · $599M to $759MSep 8, 2023 to Mar 11, 2024
- HNW RAUM · $530M to $699MSep 8, 2023 to Mar 11, 2024
- Individual RAUM · $53.8M to $49.7MSep 8, 2023 to Mar 11, 2024
- Non-discretionary RAUM · $16.7M to $26.6MSep 8, 2023 to Mar 11, 2024
- Pension RAUM · $17.6M to $22.1MSep 8, 2023 to Mar 11, 2024
- RAUM · $616M to $785MSep 8, 2023 to Mar 11, 2024
- Accounts · 830 to 875Mar 16, 2022 to Mar 23, 2023
- HNW clients · 23 to 86Mar 16, 2022 to Mar 23, 2023
- Individual clients · 202 to 146Mar 16, 2022 to Mar 23, 2023
- Pension plan clients · 15 to 13Mar 16, 2022 to Mar 23, 2023
Signals
6 dated events
- The Gleason Group, Inc. reported RAUM $1.6B, up 65% from $973.9M (2025-03-12 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- The Gleason Group, Inc. reported RAUM $785.4M, up 28% from $615.8M (2023-09-08 to 2024-03-11)Mar 11, 2024 · RAUM change · derived
- Thomas Teal left The Gleason Group, Inc. for Centerline Wealth Advisors, Llc (registered 2022-07-21)Mar 30, 2022 · Advisor changed firm · fact
- The Gleason Group, Inc. reported RAUM $797.2M, up 63% from $489.3M (2021-03-29 to 2022-03-16)Mar 16, 2022 · RAUM change · derived
- The Gleason Group, Inc. reported RAUM $489.3M, up 36% from $359.7M (2020-07-24 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Adsworth Wealth Management, Inc. filed its initial SEC registration (Form ADV)Apr 20, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@gleason-group.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ava@gleason-group.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- ben@gleason-group.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lindsey@gleason-group.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- maggie@gleason-group.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- michelle@gleason-group.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- sakya@gleason-group.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- trey@gleason-group.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- angie@gleason-group.netreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 502-882-7287reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 502-882-7288reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 502-882-7300reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $268Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026