DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Centerline Wealth Advisors, LLC
Latest filing Feb 27, 2026
First filing on the tape Jun 22, 2012 · 36 filings
SEC status approved since Jun 28, 2012
RAUM
$326M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
96%
$313M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$81.5M
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$326M as of Feb 27, 2026
Jan 23, 2015$0 then
HNW client RAUM$301M as of Feb 27, 2026
Mar 12, 2018$105M then
State-registered IARs (5.B.3)4 as of Feb 27, 2026
Mar 18, 20130 then
Employees (5.A)8 as of Feb 27, 2026
Mar 18, 20131 then
Private funds: no history
RAUM +11% over the last fiscal year+16% a year over threeIARs 3 to 4
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $81.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $398,092derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +33%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $191M, 270 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$301M93%
- Individuals$12.3M3.8%
- Corporations and businesses$9.1M2.8%
- Pension and profit-sharing plans$729,1140.2%
- Individual clients
- 162reported
- HNW clients
- 97reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 819reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $191M for 270 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Matthew Charles Hunt | Louisville, Ky | Jan 23, 2015 | 22 y | 1 |
| Andrew William Arnold | Louisville, Ky | Dec 5, 2019 | 30 y | 1 |
| Jack Kelly WilsonCertified Financial Planner | Louisville, Ky | Mar 25, 2025 | 16 y | 0 |
| Jeffrey Allen WoodCertified Financial Planner | Louisville, Ky | Apr 18, 2025 | 12 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Thomas Teal to Digital Ascension Group - WealthApr 7, 2025 · Other
- Benjamin Ahmetagic to Root Financial PartnersFeb 27, 2025 · RIA to RIA
- Benjamin Joseph Doninger to The Gleason Group, Inc.Jun 14, 2022 · RIA to RIA
Joined, latest
- Jeffrey Allen Wood from Nationwide Investment Advisors, LLCApr 18, 2025 · Affiliated broker-dealer or bank to independent RIA
- Thomas Teal from The Gleason Group, Inc.Jul 21, 2022 · RIA to RIA
- Andrew William Arnold from UBS Financial Services Inc.Dec 5, 2019 · Wirehouse to independent RIA
- Matthew Charles Hunt from UBS Financial Services Inc.Jan 23, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from UBS Financial Services Inc.Feb 3, 2015 · Louisville, Ky
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- William Andrew Arnold · Managing Member/Chief Executive Officercontrolsince 01/2015 · owns 75% or more
- Charles Matthew Hunt · Chief Operations Officer & Chief Compliance Officersince 04/2020 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Louisville, Ky · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Feb 27, 2026portfolio management for pooled vehicles (Item 5.G.4): no on the filing of 2025-11-26, yes on the filing of 2026-02-27peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 811 to 819Nov 26, 2025 to Feb 27, 2026
- Advisory activities · 6 to 7Nov 26, 2025 to Feb 27, 2026
- Corporate clients · 9 to 7Nov 26, 2025 to Feb 27, 2026
- HNW clients · 123 to 97Nov 26, 2025 to Feb 27, 2026
- Individual clients · 138 to 162Nov 26, 2025 to Feb 27, 2026
- Pension plan clients · 3 to 1Nov 26, 2025 to Feb 27, 2026
- Assets in custody · $100M to $191MNov 26, 2025 to Feb 27, 2026
- Employees · 6 to 8Nov 26, 2025 to Feb 27, 2026
- Discretionary RAUM · $290M to $325MNov 26, 2025 to Feb 27, 2026
- HNW RAUM · $265M to $301MNov 26, 2025 to Feb 27, 2026
- Individual RAUM · $13.8M to $12.3MNov 26, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $2.8M to $729,114Nov 26, 2025 to Feb 27, 2026
- Pension RAUM · $2.8M to $729,114Nov 26, 2025 to Feb 27, 2026
- RAUM · $293M to $326MNov 26, 2025 to Feb 27, 2026
- Employees · 7 to 6Feb 7, 2025 to Nov 26, 2025
- State-registered IARs · 3 to 4Feb 7, 2025 to Nov 26, 2025
- Accounts · 782 to 811Sep 26, 2024 to Feb 7, 2025
- HNW clients · 110 to 123Sep 26, 2024 to Feb 7, 2025
- Individual clients · 157 to 138Sep 26, 2024 to Feb 7, 2025
- Pension plan clients · 5 to 3Sep 26, 2024 to Feb 7, 2025
- Assets in custody · $72.3M to $100MSep 26, 2024 to Feb 7, 2025
- Financial planning clients · 1-10 to 1-10Sep 26, 2024 to Feb 7, 2025
- State-registered IARs · 5 to 3Sep 26, 2024 to Feb 7, 2025
- Discretionary RAUM · $258M to $290MSep 26, 2024 to Feb 7, 2025
- HNW RAUM · $234M to $265MSep 26, 2024 to Feb 7, 2025
- Individual RAUM · $13.0M to $13.8MSep 26, 2024 to Feb 7, 2025
- Non-discretionary RAUM · $2.5M to $2.8MSep 26, 2024 to Feb 7, 2025
- Pension RAUM · $9.4M to $2.8MSep 26, 2024 to Feb 7, 2025
- RAUM · $261M to $293MSep 26, 2024 to Feb 7, 2025
- BD registered reps · 2 to 0Feb 16, 2024 to Sep 26, 2024
- Accounts · 757 to 782Sep 6, 2023 to Feb 16, 2024
- HNW clients · 88 to 110Sep 6, 2023 to Feb 16, 2024
- Individual clients · 170 to 157Sep 6, 2023 to Feb 16, 2024
- Pension plan clients · unset to 5.0Sep 6, 2023 to Feb 16, 2024
- Assets in custody · $64.5M to $72.3MSep 6, 2023 to Feb 16, 2024
- Financial planning clients · 0 to 1-10Sep 6, 2023 to Feb 16, 2024
- State-registered IARs · 4 to 5Sep 6, 2023 to Feb 16, 2024
- Discretionary RAUM · $206M to $258MSep 6, 2023 to Feb 16, 2024
- HNW RAUM · $185M to $234MSep 6, 2023 to Feb 16, 2024
- Individual RAUM · $16.3M to $13.0MSep 6, 2023 to Feb 16, 2024
Signals
4 dated events
- Thomas Teal left Centerline Wealth Advisors, Llc for Digital Ascension Group - Wealth (registered 2025-05-22)Apr 7, 2025 · Advisor changed firm · fact
- Benjamin Ahmetagic left Centerline Wealth Advisors, Llc for Root Financial Partners (registered 2025-01-22)Feb 27, 2025 · Advisor changed firm · fact
- Benjamin Joseph Doninger left Centerline Wealth Advisors, Llc for The Gleason Group, Inc. (registered 2022-07-12)Jun 14, 2022 · Advisor changed firm · fact
- Ballad Advisors, Llc filed its initial SEC registration (Form ADV)Jun 22, 2012 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@centerlinewealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 502-242-1560reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- LINKEDIN.COM/COMPANY/10421975reportedpublic record, Form ADV, Sep 17, 2026
- Website
- CENTERLINEWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (502) 242-1561reportedpublic record, Form ADV, Feb 27, 2026
- Team page
- centerlinewealth.com/meet-our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $81.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026