DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• H••• I••••••••• P•••••••
Latest filing May 1, 2026
First filing on the tape Mar 26, 2015 · 21 filings
SEC status approved since Apr 3, 2015
RAUM
$539M
reported, Item 5.F
Discretionary
67%
of RAUM
Private clients
67%
$360M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$180M
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$539M as of May 1, 2026
Mar 1, 2016$148M then
HNW client RAUM$317M as of May 1, 2026
Mar 30, 2018$117M then
State-registered IARs (5.B.3)3 as of May 1, 2026
Mar 1, 20162 then
Employees (5.A)4 as of May 1, 2026
Mar 1, 20162 then
Private funds: no history
RAUM +50% over the last fiscal year+26% a year over threeIARs 3 to 3
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $180MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 52derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $6.6MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 67%derivedof RAUM
- Institutional
- 33%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +50%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$317M59%
- Pension and profit-sharing plans$180M33%
- Individuals$42.7M7.9%
- Individual clients
- 107reported
- HNW clients
- 48reported
- Pension plan clients
- 19reported
- Charitable clients
- n/areported
- Accounts
- 328reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.67 fund_share=0.0 institutional_share=0.33 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• H•••• M••••• | Atlantic Highlands, Nj | Mar 28, 2017 | 23 y | 2 |
| A••••• J••• K••••• | Atlantic Highlands, Nj | Mar 28, 2017 | 40 y | 4 |
| L••••• G••• S•••••• | Atlantic Highlands, Nj | Apr 12, 2021 | 17 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- A••••• J••• K••••• from W•••••• I••••••••• S•••••••••Jun 28, 2016 · Other
- M•••••• H•••• M••••• from W•••••• I••••••••• S•••••••••Feb 24, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• A•••••• J••• · Chief Executive Officercontrolsince 01/2006 · owns 50% to 75%
- M•••••• M••••••• H•••• · Chief Compliance Officercontrolsince 03/2007 · owns 25% to 50%
- S••••••• L•••••• G••• · Director Of Business Developmentcontrolsince 06/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlantic Highlands, Nj · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 10, 2026HNW share of RAUM moved from 44.0% to 59.0% between the annual amendments of 2025-04-30 and 2026-03-10peers: independent wealth managers, $500M to $1B (1,482)
- RAUM up 25 %Change between filings · filing Mar 10, 2026RAUM (Item 5.F) moved from $360,000,000 to $539,042,750 (+50.0%) between the annual amendments of 2025-04-30 and 2026-03-10; the peer median change was +16.0% (1385 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,385) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 312 to 328Oct 27, 2025 to Mar 10, 2026
- HNW clients · 37 to 48Oct 27, 2025 to Mar 10, 2026
- Individual clients · 96 to 107Oct 27, 2025 to Mar 10, 2026
- Pension plan clients · 9 to 19Oct 27, 2025 to Mar 10, 2026
- Discretionary RAUM · $203M to $360MOct 27, 2025 to Mar 10, 2026
- HNW RAUM · $157M to $317MOct 27, 2025 to Mar 10, 2026
- Individual RAUM · $46.0M to $42.7MOct 27, 2025 to Mar 10, 2026
- Non-discretionary RAUM · $157M to $180MOct 27, 2025 to Mar 10, 2026
- Pension RAUM · $157M to $180MOct 27, 2025 to Mar 10, 2026
- RAUM · $360M to $539MOct 27, 2025 to Mar 10, 2026
- Accounts · 170 to 312Apr 17, 2024 to Apr 30, 2025
- HNW clients · 95 to 37Apr 17, 2024 to Apr 30, 2025
- Individual clients · 65 to 96Apr 17, 2024 to Apr 30, 2025
- Pension plan clients · 10 to 9Apr 17, 2024 to Apr 30, 2025
- Employees · 3 to 4Apr 17, 2024 to Apr 30, 2025
- Financial planning clients · 26-50 to 11-25Apr 17, 2024 to Apr 30, 2025
- Discretionary RAUM · $168M to $203MApr 17, 2024 to Apr 30, 2025
- HNW RAUM · $150M to $157MApr 17, 2024 to Apr 30, 2025
- Individual RAUM · $18.0M to $46.0MApr 17, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $175M to $157MApr 17, 2024 to Apr 30, 2025
- Pension RAUM · $175M to $157MApr 17, 2024 to Apr 30, 2025
- RAUM · $343M to $360MApr 17, 2024 to Apr 30, 2025
- Pension plan clients · 14 to 10Mar 30, 2023 to Mar 5, 2024
- Discretionary RAUM · $127M to $168MMar 30, 2023 to Mar 5, 2024
- HNW RAUM · $117M to $150MMar 30, 2023 to Mar 5, 2024
- Individual RAUM · $10.0M to $18.0MMar 30, 2023 to Mar 5, 2024
- HNW clients · 91 to 95Mar 30, 2023 to Mar 5, 2024
- Non-discretionary RAUM · $141M to $175MMar 30, 2023 to Mar 5, 2024
- Pension RAUM · $141M to $175MMar 30, 2023 to Mar 5, 2024
- RAUM · $268M to $343MMar 30, 2023 to Mar 5, 2024
- HNW clients · 102 to 91Aug 18, 2022 to Mar 30, 2023
- Individual clients · 54 to 65Aug 18, 2022 to Mar 30, 2023
- Discretionary RAUM · $142M to $127MAug 18, 2022 to Mar 30, 2023
- HNW RAUM · $129M to $117MAug 18, 2022 to Mar 30, 2023
- Individual RAUM · $13.5M to $10.0MAug 18, 2022 to Mar 30, 2023
- Non-discretionary RAUM · $160M to $141MAug 18, 2022 to Mar 30, 2023
- Pension RAUM · $160M to $141MAug 18, 2022 to Mar 30, 2023
- RAUM · $302M to $268MAug 18, 2022 to Mar 30, 2023
- Accounts · 166 to 170Nov 4, 2021 to Mar 28, 2022
- HNW clients · 115 to 102Nov 4, 2021 to Mar 28, 2022
Signals
3 dated events
- M••••••• H••• I••••••••• P••••••• reported RAUM $539.0M, up 50% from $360.0M (2025-10-27 to 2026-03-10)Mar 10, 2026 · RAUM change · derived
- G••• L••••• S•••••• (Director Of Business Development) appeared on Schedule A of M••••••• H••• I••••••••• P•••••••Aug 18, 2022 · Control person joined · fact
- M••••••• H••• I••••••••• P••••••• filed its initial SEC registration (Form ADV)Mar 26, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 732-291-3188reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/mountain-hill-investment-partnersreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.m•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 732-291-3188reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $180Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026