DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Puissance Capital Management LP
Latest filing Jan 13, 2026
First filing on the tape Mar 6, 2015 · 13 filings
SEC status approved since Feb 17, 2026
RAUM
$45.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
73%
$33.0M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$45.0M as of Jan 13, 2026
Mar 8, 2016$108M then
HNW client RAUM$33.0M as of Jan 13, 2026
Aug 12, 2025$0 then
State-registered IARs (5.B.3)0 as of Jan 13, 2026
Mar 8, 20160 then
Employees (5.A)2 as of Jan 13, 2026
Mar 8, 201610 then
Private funds1 as of Jan 13, 2026
Mar 8, 20162 then
RAUM +202% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jan 13, 2026; every figure names its basis
Archetypes, each a printed rule
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $15.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +202%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $45.0M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$33.0M73%
- Pooled investment vehicles$12.0M27%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $45.0M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.73 fund_share=0.27 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
10 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Puissance Capital Master Fund LPno longer reported | Hedge Fund | $80.7M | 20 | Jul 9, 2015 |
| Puissance Cross-Border Opportunities I LPno longer reported | Private Equity Fund | $31.2M | 3 | Mar 30, 2017 |
| Puissance Life Science Opportunities Fund Vi | Private Equity Fund | $14.2M | 4 | Mar 14, 2019 |
| Puissance Asia Master Fund LPno longer reported | Hedge Fund | $8.5M | 1 | Jul 9, 2015 |
| Puissance Cross-Border Opportunities II LLCno longer reported | Private Equity Fund | $8.3M | 3 | Jan 25, 2018 |
| Puissance Cross-Border Opportunities III LLCno longer reported | Private Equity Fund | $3.0M | 2 | Jan 25, 2018 |
| Puissance Cross-Border Opportunities IV LLC | Private Equity Fund | $2.0M | 1 | Jan 25, 2018 |
| Puissance China Market Neutral Master Fund LPno longer reported | Hedge Fund | $1.9M | 1 | Mar 30, 2017 |
| Puissance Cross Border Opportunities V LLCno longer reported | Private Equity Fund | $200,039 | 3 | Jan 25, 2018 |
| Puissance Life Science Opportunities Fund Viino longer reported | Private Equity Fund | $42 | 0 | Jan 25, 2018 |
Owners and control persons
Schedule A and B, latest filing
- Tiefei Theodore Wang · Chief Investment Officer / Ccocontrolsince 01/2015 · owns 75% or more
- Tiefei Theodore Wang · Managing Membercontrolsince 01/2015 · owns 75% or more of Puissance Capital Management (Gp) LLC
Entity owners
- Puissance Capital Management (Gp) LLC · General Partner Of Registrantdirect · owns less than 5%
Related persons
Schedule D 7.A
- Angel Pond Capital LLCbroker-dealern
- Puissance Capital Fund (Gp) LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Jan 13, 2026advises private funds (Item 7.B): no on the filing of 2025-08-12, yes on the filing of 2026-01-13peers: independent wealth managers, under $100M (704)
What changed
consecutive filings, newest first
- Accounts · 0 to 3Aug 12, 2025 to Jan 13, 2026
- Pooled vehicle clients · unset to 1.0Aug 12, 2025 to Jan 13, 2026
- Assets in custody · $0 to $45.0MAug 12, 2025 to Jan 13, 2026
- Other offices · 1 to 0Aug 12, 2025 to Jan 13, 2026
- Private funds · unset to 1Aug 12, 2025 to Jan 13, 2026
- Discretionary RAUM · $0 to $45.0MAug 12, 2025 to Jan 13, 2026
- HNW RAUM · $0 to $33.0MAug 12, 2025 to Jan 13, 2026
- Individual RAUM · 0.0 to unsetAug 12, 2025 to Jan 13, 2026
- Pooled vehicle RAUM · unset to 12000000.0Aug 12, 2025 to Jan 13, 2026
- RAUM · $0 to $45.0MAug 12, 2025 to Jan 13, 2026
- Accounts · 1 to 0Feb 10, 2025 to Aug 12, 2025
- Advisory activities · 1 to 2Feb 10, 2025 to Aug 12, 2025
- Pooled vehicle clients · 1.0 to unsetFeb 10, 2025 to Aug 12, 2025
- Assets in custody · $14.9M to $0Feb 10, 2025 to Aug 12, 2025
- Financial planning clients · unset to Feb 10, 2025 to Aug 12, 2025
- Other offices · 0 to 1Feb 10, 2025 to Aug 12, 2025
- Private funds · 1 to unsetFeb 10, 2025 to Aug 12, 2025
- Discretionary RAUM · $14.9M to $0Feb 10, 2025 to Aug 12, 2025
- HNW RAUM · unset to 0.0Feb 10, 2025 to Aug 12, 2025
- Individual RAUM · unset to 0.0Feb 10, 2025 to Aug 12, 2025
- Pooled vehicle RAUM · 14887986.0 to unsetFeb 10, 2025 to Aug 12, 2025
- RAUM · $14.9M to $0Feb 10, 2025 to Aug 12, 2025
- Accounts · 2 to 1Mar 8, 2022 to Feb 10, 2025
- Pooled vehicle clients · 2 to 1Mar 8, 2022 to Feb 10, 2025
- Assets in custody · $23.1M to $14.9MMar 8, 2022 to Feb 10, 2025
- Employees · 3 to 2Mar 8, 2022 to Feb 10, 2025
- HQ city · NEW YORK to Mar 8, 2022 to Feb 10, 2025
- HQ state · NY to Mar 8, 2022 to Feb 10, 2025
- Private funds · 2 to 1Mar 8, 2022 to Feb 10, 2025
- Discretionary RAUM · $25.1M to $14.9MMar 8, 2022 to Feb 10, 2025
- Pooled vehicle RAUM · $25.1M to $14.9MMar 8, 2022 to Feb 10, 2025
- RAUM · $25.1M to $14.9MMar 8, 2022 to Feb 10, 2025
- Accounts · 3 to 2Jan 25, 2021 to Mar 8, 2022
- Pooled vehicle clients · 3 to 2Jan 25, 2021 to Mar 8, 2022
- Assets in custody · $34.1M to $23.1MJan 25, 2021 to Mar 8, 2022
- Private funds · 3 to 2Jan 25, 2021 to Mar 8, 2022
- Discretionary RAUM · $34.1M to $25.1MJan 25, 2021 to Mar 8, 2022
- Pooled vehicle RAUM · $34.1M to $25.1MJan 25, 2021 to Mar 8, 2022
- RAUM · $34.1M to $25.1MJan 25, 2021 to Mar 8, 2022
- Accounts · 7 to 3Feb 28, 2020 to Jan 25, 2021
Signals
3 dated events
- Puissance Capital Management Lp no longer on the SEC adviser roster (last listed 2025-12-20)Jan 2, 2026 · Left the SEC roster · derived
- Puissance Capital Management Lp no longer on the SEC adviser roster (last listed 2025-06-02, RAUM $14.9M)Jul 1, 2025 · Left the SEC roster · derived
- Puissance Capital Management Lp filed its initial SEC registration (Form ADV)Mar 6, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Puissance Capital Management LP · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- PUISSANCECAPITAL.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-878-3702reportedpublic record, Form ADV, Jan 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026