DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Renaissance Advisors

Independent wealth managerRidgeland, MississippiCRD 175254SEC 801-133846websiteIAPD
Legal name Renaissance Holdings, LLC
Latest filing Jul 30, 2026
First filing on the tape Jul 14, 2025 · 3 filings
SEC status approved since Jul 14, 2025
RAUM
$147M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$145M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$73.7M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$147M as of Jul 30, 2026
Jul 14, 2025$148M then
HNW client RAUM$87.1M as of Jul 30, 2026
Jul 14, 2025$72.0M then
State-registered IARs (5.B.3)2 as of Jul 30, 2026
Jul 14, 20252 then
Employees (5.A)3 as of Jul 30, 2026
Jul 14, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 30, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$73.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
167derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.6MderivedHNW RAUM over HNW clients
Average account
$429,977derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.5derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$87.1M59%
  • Individuals$57.9M39%
  • Corporations and businesses$2.5M1.7%
Individual clients
310reported
HNW clients
24reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
343reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jason David BrownCertified Financial PlannerRidgeland, MsJul 22, 201912 y2
Blake Thornton HeadleyCertified Financial Planner, Chartered Financial ConsultantRidgeland, MsJan 1, 202527 y6
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Thornton Blake Headley · President/Investment Advisor Representativecontrol
      since 06/2015 · owns 75% or more
    • J Ethan Kelly · Chief Compliance Officercontrol
      since 07/2026 · owns less than 5%
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Ridgeland, Ms · principal200
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 334 to 343
      Mar 2, 2026 to Jul 30, 2026
    • Corporate clients · 0 to 9
      Mar 2, 2026 to Jul 30, 2026
    • HNW clients · 25 to 24
      Mar 2, 2026 to Jul 30, 2026
    • Individual clients · 309 to 310
      Mar 2, 2026 to Jul 30, 2026
    • Pension plan clients · 4 to 0
      Mar 2, 2026 to Jul 30, 2026
    • Employees · 2 to 3
      Mar 2, 2026 to Jul 30, 2026
    • Insurance-licensed employees · 0 to 1
      Mar 2, 2026 to Jul 30, 2026
    • Discretionary RAUM · $136M to $147M
      Mar 2, 2026 to Jul 30, 2026
    • HNW RAUM · $77.3M to $87.1M
      Mar 2, 2026 to Jul 30, 2026
    • Individual RAUM · $59.2M to $57.9M
      Mar 2, 2026 to Jul 30, 2026
    • Non-discretionary RAUM · $14.5M to $0
      Mar 2, 2026 to Jul 30, 2026
    • Pension RAUM · $14.5M to $0
      Mar 2, 2026 to Jul 30, 2026
    • RAUM · $151M to $147M
      Mar 2, 2026 to Jul 30, 2026
    • Accounts · 391 to 334
      Jul 14, 2025 to Mar 2, 2026
    • HNW clients · 9 to 25
      Jul 14, 2025 to Mar 2, 2026
    • Individual clients · 377 to 309
      Jul 14, 2025 to Mar 2, 2026
    • Pension plan clients · 5 to 4
      Jul 14, 2025 to Mar 2, 2026
    • Discretionary RAUM · $148M to $136M
      Jul 14, 2025 to Mar 2, 2026
    • HNW RAUM · $72.0M to $77.3M
      Jul 14, 2025 to Mar 2, 2026
    • Individual RAUM · $64.6M to $59.2M
      Jul 14, 2025 to Mar 2, 2026
    • Non-discretionary RAUM · $0 to $14.5M
      Jul 14, 2025 to Mar 2, 2026
    • Pension RAUM · $11.0M to $14.5M
      Jul 14, 2025 to Mar 2, 2026
    • RAUM · $148M to $151M
      Jul 14, 2025 to Mar 2, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    601-714-1034reportedpublished by the firm, firm site, Sep 17, 2026
    Website
    RENADV.COMreportedpublic record, Form ADV, Sep 17, 2026
    Principal office phone
    601-714-1034reportedpublic record, Form ADV, Jul 30, 2026
    Contact form
    renadv.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $73.7Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026