DFX Intelligence

RIA Intelligence

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SEC-registered adviser

T•• P••••••••• G••••

Independent wealth managerLawrence, KansasCRD 175294SEC 801-119555website IAPD

Legal name T•• P••••••••• G••••• L••

Latest filing Jul 20, 2026

First filing on the tape Aug 30, 2020 · 29 filings

SEC status approved since Oct 6, 2020

RAUM

$225M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

99%

$223M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$113M

derived; firm RAUM over IAPD count

Employees

2 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

29 filings and snapshots on the tape

RAUM$225M as of Jul 20, 2026

Feb 25, 2021$116M then

HNW client RAUM$146M as of Jul 20, 2026

Feb 25, 2021$55.2M then

State-registered IARs (5.B.3)2 as of Jul 20, 2026

Feb 25, 20213 then

Employees (5.A)5 as of Jul 20, 2026

Feb 25, 20215 then

Private funds: no history

RAUM +29% over the last fiscal year+19% a year over threeIARs 2 to 2

Practice profile

derived from the filing of Jul 20, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets

RAUM per advisor: $113MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 148derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.4MderivedHNW RAUM over HNW clients
Average account: $406,278derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 2.5derivedItem 5.A over advisors
Advisors per office: 2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +29%derivedbetween the last two annual amendments
Advisor growth, one year: +0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year: -3.3%derived
Compensation: percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Wrap fee program: $197MreportedItem 5.I
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$146M65%
Individuals$77.0M34%
Charitable organizations$1.5M0.7%
Corporations and businesses$664,2280.3%

Individual clients: 190reported
HNW clients: 105reported
Pension plan clients: n/areported
Charitable clients: 1reported
Accounts: 554reported
Financial planning clients: 1-10reported
Wrap fee programs: $0 sponsored, $0 managedreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0derived

Advisors registered through the firm

2 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
S•••••• C••••••••• L•••Certified Financial Planner	Lawrence, Ks	Jan 11, 2016	22 y	0
G•••••• L• H•••••Certified Financial Planner	Lawrence, Ks	Jan 11, 2016	13 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

A••••• G••• V••••••••• to L•• F•••••••• L••
Jan 31, 2022 · RIA to affiliated broker-dealer or bank

Joined, latest

none on the tape

Every departure Every arrival

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

L•••• S••••••• C••••••••• · President / Chief Compliance Officercontrol
since 05/2012 · owns 75% or more
H•••••• G••••••• L• · Member
since 07/2019 · owns 5% to 10%

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Lawrence, Ks · principal	2	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

What changed

consecutive filings, newest first

Accounts · 552 to 554
Jan 8, 2026 to Feb 20, 2026
HNW clients · 92 to 105
Jan 8, 2026 to Feb 20, 2026
Individual clients · 213 to 190
Jan 8, 2026 to Feb 20, 2026
Discretionary RAUM · $155M to $225M
Jan 8, 2026 to Feb 20, 2026
HNW RAUM · $119M to $146M
Jan 8, 2026 to Feb 20, 2026
Individual RAUM · $53.1M to $77.0M
Jan 8, 2026 to Feb 20, 2026
Non-discretionary RAUM · $19.1M to $0
Jan 8, 2026 to Feb 20, 2026
RAUM · $174M to $225M
Jan 8, 2026 to Feb 20, 2026
Accounts · 528 to 552
Dec 26, 2024 to Apr 15, 2025
HNW clients · 85 to 92
Dec 26, 2024 to Apr 15, 2025
Individual clients · 208 to 213
Dec 26, 2024 to Apr 15, 2025
Pension plan clients · 1.0 to unset
Dec 26, 2024 to Apr 15, 2025
Financial planning clients · 1-10 to 1-10
Dec 26, 2024 to Apr 15, 2025
Discretionary RAUM · $162M to $155M
Dec 26, 2024 to Apr 15, 2025
HNW RAUM · $95.2M to $119M
Dec 26, 2024 to Apr 15, 2025
Individual RAUM · $49.9M to $53.1M
Dec 26, 2024 to Apr 15, 2025
Non-discretionary RAUM · $15.9M to $19.1M
Dec 26, 2024 to Apr 15, 2025
Pension RAUM · 31537578.0 to unset
Dec 26, 2024 to Apr 15, 2025
RAUM · $178M to $174M
Dec 26, 2024 to Apr 15, 2025
Accounts · 286 to 528
Jul 13, 2023 to Feb 23, 2024
HNW clients · 77 to 85
Jul 13, 2023 to Feb 23, 2024
Individual clients · 206 to 208
Jul 13, 2023 to Feb 23, 2024
Discretionary RAUM · $122M to $162M
Jul 13, 2023 to Feb 23, 2024
HNW RAUM · $74.8M to $95.2M
Jul 13, 2023 to Feb 23, 2024
Individual RAUM · $45.9M to $49.9M
Jul 13, 2023 to Feb 23, 2024
Non-discretionary RAUM · $12.1M to $15.9M
Jul 13, 2023 to Feb 23, 2024
Pension RAUM · $12.1M to $31.5M
Jul 13, 2023 to Feb 23, 2024
RAUM · $134M to $178M
Jul 13, 2023 to Feb 23, 2024
Accounts · 324 to 286
Aug 5, 2022 to Feb 24, 2023
Corporate clients · 0 to 1
Aug 5, 2022 to Feb 24, 2023
HNW clients · 79 to 77
Aug 5, 2022 to Feb 24, 2023
Individual clients · 241 to 206
Aug 5, 2022 to Feb 24, 2023
Pension plan clients · 3 to 1
Aug 5, 2022 to Feb 24, 2023
Discretionary RAUM · $138M to $122M
Aug 5, 2022 to Feb 24, 2023
HNW RAUM · $85.6M to $74.8M
Aug 5, 2022 to Feb 24, 2023
Individual RAUM · $51.9M to $45.9M
Aug 5, 2022 to Feb 24, 2023
Non-discretionary RAUM · $12.5M to $12.1M
Aug 5, 2022 to Feb 24, 2023
Pension RAUM · $12.5M to $12.1M
Aug 5, 2022 to Feb 24, 2023
RAUM · $151M to $134M
Aug 5, 2022 to Feb 24, 2023
Advisory employees · 3 to 2
Aug 3, 2022 to Aug 5, 2022

Signals

2 dated events

A••••• G••• V••••••••• left T•• P••••••••• G•••• for L•• F•••••••• L•• (registered 2022-02-01)
Jan 31, 2022 · Advisor changed firm · fact
T•• P••••••••• G•••• filed its initial SEC registration (Form ADV)
Aug 30, 2020 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: i•••@t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 785-749-1100reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 785-749-1881reportedpublished by the firm, firm site, Sep 16, 2026
Website: THEP•••••••••GROUP.COMreportedpublic record, Form ADV, Sep 21, 2026
Principal office phone: (785) 749-1881reportedpublic record, Form ADV, Jul 20, 2026
Contact form: t•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $113Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026