DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Global Strategic Nextgen Ocio
Legal name Global Strategic Investment Solutions, LLC
Latest filing Aug 13, 2026
First filing on the tape Feb 13, 2019 · 25 filings
SEC status approved since Mar 15, 2019
RAUM
$1.6B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
73%
$1.2B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$322M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$1.6B as of Aug 13, 2026
Mar 25, 2020$491M then
HNW client RAUM$1.2B as of Aug 13, 2026
Mar 25, 2020$344M then
State-registered IARs (5.B.3)5 as of Aug 13, 2026
Mar 25, 20203 then
Employees (5.A)7 as of Aug 13, 2026
Mar 25, 20204 then
Private funds: no history
RAUM +11% over the last fiscal year+9.0% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Aug 13, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $322MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 23derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $12.8MderivedHNW RAUM over HNW clients
- Average account
- $4.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 1.7derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +11%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Custody
- $465M, 52 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.2B73%
- Charitable organizations$427M27%
- Individuals$8.7M0.5%
- Individual clients
- 22reported
- HNW clients
- 92reported
- Pension plan clients
- 0reported
- Charitable clients
- 15reported
- Accounts
- 401reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $465M for 52 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.73 fund_share=0.0 institutional_share=0.27 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Donald Edward Callaghan | Scottsdale, Az | May 15, 2015 | 41 y | 1 |
| Curt Randall Thompson | Scottsdale, Az | Feb 16, 2018 | 32 y | 1 |
| Matthew Keith UnderwoodChartered Financial Analyst | Durham, Nc | May 21, 2019 | 15 y | 3 |
| Nicholas Guido Botticelli | Scottsdale, Az | Jan 14, 2025 | 12 y | 1 |
| Tyson Ross Keene | Scottsdale, Az | Sep 18, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Nicholas Guido Botticelli from Hirtle & Co., LLCJan 14, 2025 · Other
- Matthew Keith Underwood from Brookstone Asset Management, LLCMay 21, 2019 · Other
- Curt Randall Thompson from Hirtle & Co., LLCFeb 16, 2018 · Other
- Donald Edward Callaghan from Hirtle & Co., LLCMay 15, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Guido Nicholas Botticelli · Chief Investment Strategistcontrolsince 09/2020 · owns less than 5%
- Edward Donald Callaghan · Managing Partnercontrolsince 03/2015 · owns 25% to 50%
- Randall Curt Thompson · Managing Partnercontrolsince 01/2018 · owns 50% to 75%
- Keith Matthew Underwood · Chief Compliance Officercontrolsince 01/2025 · owns less than 5%
- Hana Callaghan · Hr Consultantsince 12/2019 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Scottsdale, Az · principal | 5 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Aug 13, 2026UNDERWOOD, MATTHEW, KEITH (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2020-03-25 and 2026-08-13peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Aug 13, 2026BOTTICELLI, NICHOLAS, GUIDO (CHIEF INVESTMENT STRATEGIST) appeared on Schedule A between the filings of 2020-03-25 and 2026-08-13peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 395 to 401Oct 1, 2025 to Jan 20, 2026
- Charity clients · 14 to 15Oct 1, 2025 to Jan 20, 2026
- HNW clients · 93 to 92Oct 1, 2025 to Jan 20, 2026
- Individual clients · 19 to 22Oct 1, 2025 to Jan 20, 2026
- Assets in custody · $390M to $465MOct 1, 2025 to Jan 20, 2026
- Discretionary RAUM · $1.4B to $1.6BOct 1, 2025 to Jan 20, 2026
- HNW RAUM · $1.1B to $1.2BOct 1, 2025 to Jan 20, 2026
- Individual RAUM · $6.9M to $8.7MOct 1, 2025 to Jan 20, 2026
- Non-discretionary RAUM · $17.4M to $21.2MOct 1, 2025 to Jan 20, 2026
- RAUM · $1.4B to $1.6BOct 1, 2025 to Jan 20, 2026
- Advisory employees · 4 to 5Jul 8, 2025 to Oct 1, 2025
- Employees · 6 to 7Jul 8, 2025 to Oct 1, 2025
- State-registered IARs · 4 to 5Jul 8, 2025 to Oct 1, 2025
- Financial planning clients · unset to Apr 28, 2025 to Jul 8, 2025
- Accounts · 359 to 395Nov 12, 2024 to Apr 28, 2025
- Business name · GLOBAL STRATEGIC INVESTMENT SOLUTIONS to GLOBAL STRATEGIC NEXTGEN OCIONov 12, 2024 to Apr 28, 2025
- Charity clients · 17 to 14Nov 12, 2024 to Apr 28, 2025
- HNW clients · 74 to 93Nov 12, 2024 to Apr 28, 2025
- Individual clients · 20 to 19Nov 12, 2024 to Apr 28, 2025
- Assets in custody · unset to 389888278.0Nov 12, 2024 to Apr 28, 2025
- Custody of client assets · false to trueNov 12, 2024 to Apr 28, 2025
- Employees · 5 to 6Nov 12, 2024 to Apr 28, 2025
- Discretionary RAUM · $1.3B to $1.4BNov 12, 2024 to Apr 28, 2025
- HNW RAUM · $849M to $1.1BNov 12, 2024 to Apr 28, 2025
- Individual RAUM · $14.2M to $6.9MNov 12, 2024 to Apr 28, 2025
- Non-discretionary RAUM · $17.3M to $17.4MNov 12, 2024 to Apr 28, 2025
- RAUM · $1.4B to $1.4BNov 12, 2024 to Apr 28, 2025
- Other offices · 0 to 2May 15, 2024 to Nov 12, 2024
- Accounts · 341 to 359Oct 4, 2023 to Mar 28, 2024
- Charity clients · 15 to 17Oct 4, 2023 to Mar 28, 2024
- HNW clients · 71 to 74Oct 4, 2023 to Mar 28, 2024
- Individual clients · 19 to 20Oct 4, 2023 to Mar 28, 2024
- Discretionary RAUM · $1.1B to $1.3BOct 4, 2023 to Mar 28, 2024
- HNW RAUM · $784M to $849MOct 4, 2023 to Mar 28, 2024
- Individual RAUM · $6.2M to $14.2MOct 4, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $14.8M to $17.3MOct 4, 2023 to Mar 28, 2024
- RAUM · $1.2B to $1.4BOct 4, 2023 to Mar 28, 2024
- Accounts · 89 to 341Mar 17, 2023 to Apr 17, 2023
- Charity clients · 14 to 15Mar 17, 2023 to Apr 17, 2023
- HNW clients · 0 to 71Mar 17, 2023 to Apr 17, 2023
Signals
4 dated events
- Global Strategic Nextgen Ocio reported RAUM $1.1B, up 56% from $710.0M (2021-12-21 to 2022-02-04)Feb 4, 2022 · RAUM change · derived
- Global Strategic Nextgen Ocio reported RAUM $710.0M, up 45% from $490.7M (2020-11-03 to 2021-03-12)Mar 12, 2021 · RAUM change · derived
- Global Strategic Nextgen Ocio reported RAUM $490.7M, up 78% from $274.9M (2019-09-12 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- Global Strategic Investment Solutions filed its initial SEC registration (Form ADV)Feb 13, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- Global Strategic Investment Solutions · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business phone
- 224-688-0110reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 480-216-9788reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 480-536-2097reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/gsisusreportedpublic record, Form ADV, Sep 17, 2026
- Website
- Nextgenocio.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 480-935-2210reportedpublic record, Form ADV, Aug 13, 2026
- Contact form
- gsisus.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- gsisus.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $322Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026