DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••• C•••••• I••••••••• A•••••••• L••
Latest filing May 1, 2026
First filing on the tape Apr 22, 2015 · 41 filings
SEC status approved since Apr 2, 2015
RAUM
$336M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
86
1 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
4
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$336M as of May 1, 2026
Mar 29, 2016$11B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 1, 2026
Mar 29, 20160 then
Employees (5.A)86 as of May 1, 2026
Mar 29, 2016281 then
Private funds4 as of May 1, 2026
Mar 29, 201646 then
RAUM -37% over the last fiscal year-30% a year over threeIARs 0 to 0offices 5 to 2
Practice profile
derived from the filing of May 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $67.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 49%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -37%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$173M51%
- Sovereign wealth funds$163M49%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.51 institutional_share=0.49 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
60 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| C••••• D••••••••• C••••• A•• S•••••• S••••••••• F••• I•• L•••no longer reported | Real Estate Fund | $877M | 54 | Mar 29, 2016 |
| C••••• D••••••••• C••••• A•• S•••••• S••••••••• F••• I••• L•••no longer reported | Real Estate Fund | $523M | 56 | Apr 1, 2014 |
| C•• H• B••• 2••• J•• L•••no longer reported | Real Estate Fund | $382M | 2 | Mar 30, 2020 |
| C••••• S••• H•••••••• L••no longer reported | Real Estate Fund | $294M | 2 | Mar 31, 2021 |
| C•• O•• C•• P•••• P•••••••• L••• | Real Estate Fund | $228M | 3 | Mar 30, 2018 |
| C••••• S••• H•••••••• L••no longer reported | Real Estate Fund | $214M | 5 | Mar 31, 2015 |
| C•••• S•••••••• P•••••••• L•••no longer reported | Real Estate Fund | $184M | 6 | Feb 14, 2012 |
| C•••• S•••••••• P•••••••• L•••no longer reported | Real Estate Fund | $168M | 2 | Feb 14, 2012 |
| C•••• S•••••••• P••••••• I••• L••• | Real Estate Fund | $162M | 5 | Mar 29, 2016 |
| C•••• S•••••••• P•••••••• L•••no longer reported | Real Estate Fund | $159M | 2 | Apr 1, 2013 |
| C••••• L•••• A•••••• F••• I• ••• L••• | Private Equity Fund | $134M | 8 | Mar 30, 2020 |
| C••••• D••••••••• C••••• F••• I•• L•••no longer reported | Real Estate Fund | $129M | 42 | Feb 14, 2012 |
| C••••• L•••• A•••••• F••• I•• L• | Private Equity Fund | $117M | 8 | Mar 30, 2020 |
| C••••• I•••••••• V•••• L•••no longer reported | Real Estate Fund | $106M | 87 | Feb 14, 2012 |
| C••• V• L•• H•••••••• S•••no longer reported | Real Estate Fund | $83.3M | 6 | Mar 30, 2020 |
| C••••• R••••• P••••••• I••• L•••no longer reported | Real Estate Fund | $78.5M | 17 | Feb 14, 2012 |
| C••••••••• C•••••••• P•••••••• L•••no longer reported | Real Estate Fund | $72.3M | 3 | Mar 29, 2016 |
| C••••• C•••••• F•••• F•••• L•••no longer reported | Hedge Fund | $44.4M | 7 | Mar 31, 2017 |
| C••••• I•••••••• V• L•••no longer reported | Real Estate Fund | $33.3M | 10 | Feb 14, 2012 |
| C••••• R••••• P•••••••• L•••no longer reported | Real Estate Fund | $28.4M | 12 | Feb 14, 2012 |
| C••••• A••••••• F•••••• H•••••••• L•••no longer reported | Real Estate Fund | $28.3M | 6 | Mar 29, 2016 |
| C••••• I•••••••• V••• L•••no longer reported | Real Estate Fund | $23.8M | 49 | Feb 14, 2012 |
| C••••• R••••• P••••••• I•• L•••no longer reported | Real Estate Fund | $21.2M | 8 | Feb 14, 2012 |
| C••••• I•••••••• I••• L•••no longer reported | Real Estate Fund | $21.1M | 47 | Feb 14, 2012 |
| C••••• P••••••• I•••••••• V•••• L•••no longer reported | Real Estate Fund | $17.1M | 27 | Feb 14, 2012 |
| C••••• I•••••••• I•• L•••no longer reported | Real Estate Fund | $11.8M | 22 | Feb 14, 2012 |
| C••• V• L•••no longer reported | Real Estate Fund | $9.8M | 5 | Mar 30, 2020 |
| C••••• D••••••••• C••••• F•••• L•••no longer reported | Real Estate Fund | $7.9M | 40 | Feb 14, 2012 |
| C••••• 2••• A•• C••••••••• P•••••••• L•••no longer reported | Real Estate Fund | $4.8M | 11 | Feb 14, 2012 |
| C•• C•••••• P•••• P•••••••• L••• | Real Estate Fund | $4.8M | 4 | Mar 29, 2019 |
| C••••• I•••••••• V•• L•••no longer reported | Real Estate Fund | $4.3M | 31 | Feb 14, 2012 |
| F••••• A••••••••• R••• E••••• F•••no longer reported | Real Estate Fund | $2.8M | 11 | Mar 31, 2015 |
| C••••• M•••••••• C••••••••• P•••••••• L•••no longer reported | Real Estate Fund | $2.3M | 4 | Feb 14, 2012 |
| C••••• L•••• A•••••• F••• I•• L••• | Private Equity Fund | $2.1M | 8 | Mar 30, 2020 |
| C••••• A••••••• H•••• H••••••• I••• L•••no longer reported | Real Estate Fund | $967,346 | 75 | Apr 1, 2013 |
| C••••• A••• C••••••••• P•••••••• L•••no longer reported | Real Estate Fund | $789,536 | 2 | Feb 14, 2012 |
| C••••• M•• C••••••••• P•••••••• L•••no longer reported | Real Estate Fund | $782,548 | 2 | Apr 1, 2013 |
| C••••• L•••• A•••••• F••• I•• L••• | Private Equity Fund | $774,996 | 3 | Mar 30, 2020 |
| C••••••••• H•••••••• L•••no longer reported | Real Estate Fund | $733,031 | 3 | Feb 14, 2012 |
| C••••• S•••• C••••••••• P•••••••• L•••no longer reported | Real Estate Fund | $603,715 | 2 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- G••••• M•••• C••••••••• · Chief Executive Officer And Presidentcontrolsince 07/2020 · owns less than 5%
- W•• J•••• · Vice President, Treasurercontrolsince 07/2020 · owns less than 5%
- W••••••• K••••••• A•• · Chief Compliance Officersince 03/2022 · owns less than 5%
Entity owners
- D••••••••• I••••••••• H•••••• L•• · Sole Member, C••••• C•••••• I••••••••• A•••••••• L••direct · owns 75% or more
- D••••••••• G••••• I••• · Memberindirect · owns 75% or more of D••••••••• O•••••••• C••••••• L•• · public reporting company
- D••••••••• O• S••••••••• L•• · Memberindirect · owns 75% or more of D••••••••• I••••••••• H•••••• L••
- D••••••••• O•••••••• C••••••• L•• · Memberindirect · owns 75% or more of D••••••••• O• S••••••••• L••
Related persons
Schedule D 7.A
- A•••••• E• H••••••• G•• L••pooled vehicle sponsorn
- C• E••••• I••••••••• G•• L••pooled vehicle sponsorn
- C••••• L•••• A•••••• M••••••• L••••••pooled vehicle sponsorn
- C•••••• I••••••••• M••••••••• L••••••investment advisery
- C••••••••• A••••••• L••investment advisern
- D• A•••• G•• L••pooled vehicle sponsorn
- D• A•••••• A••• G•• L••pooled vehicle sponsorn
- D• A•••••• E••••• G•• L••pooled vehicle sponsorn
- D• A•••••• M•• G•• L••pooled vehicle sponsorn
- D• I•••••••• A•••••• L••investment advisern
- D• I••••••••• H••••••• G•• L••pooled vehicle sponsorn
- D• M••••••• H••••••• G•• L••pooled vehicle sponsorn
- D• R••••• C•••••••• G•• S••• R•••pooled vehicle sponsorn
- D• S••••••• H••••••• G•• L••pooled vehicle sponsorn
- D• T•••• H••••••• G•• L••pooled vehicle sponsorn
- D•• F••• A••••••• L••investment advisern
- D• C••• I••••••••• H••••••• I• A• G•• L••pooled vehicle sponsorn
- D• C••• I••••••••• H••••••• I• G•• L••pooled vehicle sponsorn
- D• C••• I••••••••• H••••••• I•• G•• L••pooled vehicle sponsorn
- D• F•••• R•••• G•• L••pooled vehicle sponsorn
- D• I• S•••••••• P••••••• G• L••n
- D• L••••• S••••••••• A••••••• L••investment advisern
- D• S•••• I••••••••• H••••••• G•• L••pooled vehicle sponsorn
- D• S•••• I••••••••• H••••••• I• G•• L••pooled vehicle sponsorn
- D• T•••• H••••••• G•• L••pooled vehicle sponsorn
- D• T•••••• H••••••• G•• L••pooled vehicle sponsorn
- D•• A••••••• L••investment advisern
- D•• C• S•••••••• P••••••• G•• L••n
- D•• E••• G•• L••n
- D•• I• S•••••••• P••••••• G•• L•••n
Advisers that list C••••• C•••••• I••••••••• A•••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
- London, United Kingdom1 employees
- Denver, CO
- Los Angeles, CA
- New York, NY
- Niedergrunewald, Luxembourg
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- institutional asset share shiftChange between filings · filing Mar 31, 2026institutional share of RAUM moved from 29.0% to 49.0% between the annual amendments of 2025-04-17 and 2026-03-31peers: other advisers, $100M to $500M (212)
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $533,438,064 to $336,204,726 (-37.0%) between the annual amendments of 2025-04-17 and 2026-03-31; the peer median change was +8.0% (161 comparable advisers, 6.0th percentile of changes)peers: other advisers, $100M to $500M (161) · 5.6% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 5Apr 17, 2025 to Mar 31, 2026
- Advisory employees · 3 to 1Apr 17, 2025 to Mar 31, 2026
- Advisory activities · 1 to 2Apr 17, 2025 to Mar 31, 2026
- Pooled vehicle clients · 5 to 4Apr 17, 2025 to Mar 31, 2026
- Custody of client assets · false to trueApr 17, 2025 to Mar 31, 2026
- Employees · 89 to 86Apr 17, 2025 to Mar 31, 2026
- Other offices · 5 to 2Apr 17, 2025 to Mar 31, 2026
- Private funds · 5 to 4Apr 17, 2025 to Mar 31, 2026
- Discretionary RAUM · $533M to $336MApr 17, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $379M to $173MApr 17, 2025 to Mar 31, 2026
- RAUM · $533M to $336MApr 17, 2025 to Mar 31, 2026
- Accounts · 9 to 6Oct 3, 2024 to Apr 17, 2025
- Advisory employees · 2 to 3Oct 3, 2024 to Apr 17, 2025
- Pooled vehicle clients · 8 to 5Oct 3, 2024 to Apr 17, 2025
- Custody of client assets · true to falseOct 3, 2024 to Apr 17, 2025
- Employees · 132 to 89Oct 3, 2024 to Apr 17, 2025
- Financial planning clients · unset to Oct 3, 2024 to Apr 17, 2025
- Private funds · 8 to 5Oct 3, 2024 to Apr 17, 2025
- Discretionary RAUM · $802M to $533MOct 3, 2024 to Apr 17, 2025
- Pooled vehicle RAUM · $650M to $379MOct 3, 2024 to Apr 17, 2025
- RAUM · $802M to $533MOct 3, 2024 to Apr 17, 2025
- Accounts · 10 to 9Mar 29, 2024 to May 2, 2024
- Pooled vehicle clients · 9 to 8Mar 29, 2024 to May 2, 2024
- Private funds · 9 to 8Mar 29, 2024 to May 2, 2024
- Discretionary RAUM · $802M to $802MMar 29, 2024 to May 2, 2024
- Pooled vehicle RAUM · $650M to $650MMar 29, 2024 to May 2, 2024
- RAUM · $802M to $802MMar 29, 2024 to May 2, 2024
- Accounts · 15 to 10Aug 23, 2023 to Mar 29, 2024
- Advisory employees · 3 to 2Aug 23, 2023 to Mar 29, 2024
- Pooled vehicle clients · 15 to 9Aug 23, 2023 to Mar 29, 2024
- Employees · 123 to 132Aug 23, 2023 to Mar 29, 2024
- Private funds · 15 to 9Aug 23, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.1B to $802MAug 23, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.1B to $650MAug 23, 2023 to Mar 29, 2024
- RAUM · $1.1B to $802MAug 23, 2023 to Mar 29, 2024
- Discretionary RAUM · $989M to $1.1BMar 31, 2023 to Jun 6, 2023
- Pooled vehicle RAUM · $989M to $1.1BMar 31, 2023 to Jun 6, 2023
- RAUM · $989M to $1.1BMar 31, 2023 to Jun 6, 2023
- Accounts · 16 to 15Dec 15, 2022 to Mar 31, 2023
- Advisory employees · 13 to 3Dec 15, 2022 to Mar 31, 2023
Signals
21 dated events
- C••••• C•••••• I••••••••• A•••••••• L•• reported RAUM $336.2M, down 37% from $533.4M (2025-04-17 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- C••••• C•••••• I••••••••• A•••••••• L•• reported RAUM $533.4M, down 33% from $801.9M (2024-10-03 to 2025-04-17)Apr 17, 2025 · RAUM change · derived
- C••••• C•••••• I••••••••• A•••••••• L•• reported RAUM $802.1M, down 30% from $1.1B (2023-08-23 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Mark Ronald Sanders (Vice President, Secretary) no longer on Schedule A of C••••• C•••••• I••••••••• A•••••••• L•• (listed 2023-03-31, absent 2023-06-06)Jun 6, 2023 · Control person left · inference
- C••••• C•••••• I••••••••• A•••••••• L•• reported RAUM $989.4M, down 32% from $1.5B (2022-12-15 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- D•••• H••••• (Vice President) no longer on Schedule A of C••••• C•••••• I••••••••• A•••••••• L•• (listed 2022-03-31, absent 2022-08-17)Aug 17, 2022 · Control person left · inference
- C••••• C•••••• I••••••••• A•••••••• L•• reported RAUM $1.5B, down 66% from $4.2B (2022-01-19 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Howard Jonathan Grunzweig (Vice President) no longer on Schedule A of C••••• C•••••• I••••••••• A•••••••• L•• (listed 2022-01-19, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Nmn Leon Schwartzman (Chief Compliance Officer And Vice President) no longer on Schedule A of C••••• C•••••• I••••••••• A•••••••• L•• (listed 2022-01-19, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- C••••• C•••••• I••••••••• A•••••••• L•• reported 8 offices beyond its principal office, down from 13 (2021-11-24 to 2022-01-19)Jan 19, 2022 · Office count change · derived
- Joseph Thomas Barrack (Chairman) no longer on Schedule A of C••••• C•••••• I••••••••• A•••••••• L•• (listed 2021-03-31, absent 2021-06-03)Jun 3, 2021 · Control person left · inference
- Melvin Mark Hedstrom (Vice President) no longer on Schedule A of C••••• C•••••• I••••••••• A•••••••• L•• (listed 2020-11-13, absent 2021-01-22)Jan 22, 2021 · Control person left · inference
- D•••• H••••• (Vice President) appeared on Schedule A of C••••• C•••••• I••••••••• A•••••••• L••Jan 22, 2021 · Control person joined · fact
- Christopher Marc Ganzi (Chief Executive Officer And President) appeared on Schedule A of C••••• C•••••• I••••••••• A•••••••• L••Jan 22, 2021 · Control person joined · fact
- Jacky Wu (Vice President, Treasurer) appeared on Schedule A of C••••• C•••••• I••••••••• A•••••••• L••Jan 22, 2021 · Control person joined · fact
- James Darren Tangen (Vice President) no longer on Schedule A of C••••• C•••••• I••••••••• A•••••••• L•• (listed 2020-03-30, absent 2020-04-29)Apr 29, 2020 · Control person left · inference
- C••••• C•••••• I••••••••• A•••••••• L•• reported RAUM $5.3B, down 35% from $8.2B (2020-02-12 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Patrick Kevin Traenkle (Chief Investment Officer Of Colony Capital, Inc.) no longer on Schedule A of C••••• C•••••• I••••••••• A•••••••• L•• (listed 2020-02-12, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- C••••• C•••••• I••••••••• A•••••••• L•• reported RAUM $8.4B, down 37% from $13.4B (2018-03-30 to 2018-06-06)Jun 6, 2018 · RAUM change · derived
- C••••• C•••••• I••••••••• A•••••••• L•• reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 22, 2015 · Succession (Item 4) · fact
- C••••• C•••••• I••••••••• A•••••••• L•• filed its initial SEC registration (Form ADV)Apr 22, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- C••••• C•••••• I••••••••• A•••••••• L•• · Independent Sponsorsshared crd · capital_provider
- C••••• C•••••• I••••••••• A•••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/digital-bridge-groupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- d•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 561-570-4644reportedpublic record, Form ADV, May 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
C••••• C•••••• I••••••••• A•••••••• L•• is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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