DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Private fund

C••••• C•••••• F•••• F•••• L•••

Hedge Fundadvised byC••••• C•••••• I••••••••• A•••••••• L••other805-6906207063no longer reportedIAPD
Gross asset value
$44.4M
as of Aug 26, 2019; not a fund size
Peak GAV
$47.4M
highest filing
Owners
7
beneficial owners reported
Minimum investment
$500,000
as reported
Adviser and related own
79%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
10 filings
Mar 31, 2017 to Aug 26, 2019
Reporting history
one row per Form ADV filing
Gross asset value$44.4M as of Aug 26, 2019
Mar 31, 2017$0 then
Owners7 as of Aug 26, 2019
Mar 31, 20179 then
Structure
Exclusion
3(c)(7), qualified purchasersreported
Master or feeder
standalonereported
Fund of funds
noreported
Organized in
Delaware, United Statesreported
Clients solicited
noreported
Form D file number
021-292930reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
  • B. Riley Fbr, Inc.
    Los Angeles, California
  • Barclays
    New York, New York
  • Btig, LLC
    San Francisco, California
  • Churchill Capital USA, Inc.
    New York, New York
  • Green Street Trading, LLC
    Newport Beach, California
  • J.P. Morgan Securities LLC
    New York, New York
  • Jpmorgan Chase Bank, N.A.
    New York, New York
  • Morgan Stanley
    New York, New York
  • National Securities Corp.
    Seattle, Washington
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
Source
Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
Status
not on the adviser's later filingsderived
Share
79%reportedadviser and related persons