DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
West Paces Advisors, Inc.
Latest filing Jan 30, 2026
First filing on the tape Apr 25, 2015 · 33 filings
SEC status approved since May 13, 2015
RAUM
$1.0B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$998M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$252M
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$1.0B as of Jan 30, 2026
Mar 28, 2016$270M then
HNW client RAUM$970M as of Jan 30, 2026
Jan 26, 2018$414M then
State-registered IARs (5.B.3)5 as of Jan 30, 2026
Mar 28, 20161 then
Employees (5.A)7 as of Jan 30, 2026
Mar 28, 20165 then
Private funds: no history
RAUM +8.5% over the last fiscal year+14% a year over threeIARs 4 to 5
Practice profile
derived from the filing of Jan 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $252MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 63derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.5MderivedHNW RAUM over HNW clients
- Average account
- $1.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -0.8%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisers, otherreportedItem 5.G
- Custody
- $293M, 76 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$970M96%
- Individuals$28.1M2.8%
- Charitable organizations$6.0M0.6%
- Pension and profit-sharing plans$2.5M0.3%
- Individual clients
- 74reported
- HNW clients
- 177reported
- Pension plan clients
- 1reported
- Charitable clients
- 3reported
- Accounts
- 831reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $293M for 76 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| John F. OglesbyChartered Financial Analyst | Atlanta, Ga | Jan 22, 2016 | 30 y | 2 |
| George Andrew CrewsChartered Financial Analyst | Atlanta, Ga | Oct 19, 2016 | 26 y | 0 |
| Geoffrey Ryan GoberCertified Financial Planner | Atlanta, Ga | Apr 11, 2018 | 21 y | 3 |
| Ryan Michael FloydCertified Financial Planner, Chartered Financial Analyst | Atlanta, Ga | May 15, 2020 | 16 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Ryan Michael Floyd from Osaic Fa, Inc.May 15, 2020 · Other
- Geoffrey Ryan Gober from Truist Advisory Services, Inc.Apr 11, 2018 · Other
- John F. Oglesby from Northern Trust Bank FsbJan 22, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Andrew George Crews · Founder And Presidentcontrolsince 05/2015 · owns 25% to 50%
- F. John Oglesby · Elected Director (Previously Elected Manager), Founder, Principalcontrolsince 05/2015 · owns 10% to 25%
- Andrea Thompson · Chief Compliance Officercontrolsince 01/2022 · owns 10% to 25%
- S Nancy Oglesby · Trusteecontrolsince 07/1999 · owns F of The Jfo Family Trust
- Michael Ryan Floyd · Vice Presidentsince 01/2021 · owns 10% to 25%
- Ryan Geoffrey Gober · Treasurer And Secretarysince 01/2021 · owns 10% to 25%
- Paul John Viani · Foundersince 05/2015 · owns 10% to 25%
Entity owners
- The Jfo Family Trust · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Atlanta, Ga · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jan 30, 2026OGLESBY, JOHN, F. (ELECTED DIRECTOR (PREVIOUSLY ELECTED MANAGER), FOUNDER, PRINCIPAL) left Schedule A between the filings of 2021-02-23 and 2026-01-30peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jan 30, 2026Oglesby, Nancy, S (TRUSTEE) left Schedule A between the filings of 2021-02-23 and 2026-01-30peers: independent wealth managers, $1B to $5B (1,360)
What changed
consecutive filings, newest first
- Accounts · 815 to 831Feb 17, 2025 to Jan 30, 2026
- Advisory employees · 6 to 5Feb 17, 2025 to Jan 30, 2026
- Charity clients · unset to 3.0Feb 17, 2025 to Jan 30, 2026
- HNW clients · 172 to 177Feb 17, 2025 to Jan 30, 2026
- Individual clients · 81 to 74Feb 17, 2025 to Jan 30, 2026
- Pension plan clients · unset to 1.0Feb 17, 2025 to Jan 30, 2026
- Assets in custody · $289M to $293MFeb 17, 2025 to Jan 30, 2026
- Employees · 9 to 7Feb 17, 2025 to Jan 30, 2026
- Financial planning clients · to 0Feb 17, 2025 to Jan 30, 2026
- State-registered IARs · 4 to 5Feb 17, 2025 to Jan 30, 2026
- Discretionary RAUM · $922M to $997MFeb 17, 2025 to Jan 30, 2026
- HNW RAUM · $885M to $970MFeb 17, 2025 to Jan 30, 2026
- Individual RAUM · $34.6M to $28.1MFeb 17, 2025 to Jan 30, 2026
- Non-discretionary RAUM · $5.7M to $9.8MFeb 17, 2025 to Jan 30, 2026
- Pension RAUM · $2.2M to $2.5MFeb 17, 2025 to Jan 30, 2026
- RAUM · $928M to $1.0BFeb 17, 2025 to Jan 30, 2026
- Accounts · 725 to 815Sep 4, 2024 to Feb 17, 2025
- Advisory employees · 5 to 6Sep 4, 2024 to Feb 17, 2025
- HNW clients · 162 to 172Sep 4, 2024 to Feb 17, 2025
- Individual clients · 75 to 81Sep 4, 2024 to Feb 17, 2025
- Assets in custody · $283M to $289MSep 4, 2024 to Feb 17, 2025
- Employees · 8 to 9Sep 4, 2024 to Feb 17, 2025
- Financial planning clients · unset to Sep 4, 2024 to Feb 17, 2025
- Discretionary RAUM · $792M to $922MSep 4, 2024 to Feb 17, 2025
- HNW RAUM · $756M to $885MSep 4, 2024 to Feb 17, 2025
- Individual RAUM · $34.5M to $34.6MSep 4, 2024 to Feb 17, 2025
- Non-discretionary RAUM · $6.3M to $5.7MSep 4, 2024 to Feb 17, 2025
- Pension RAUM · $2.2M to $2.2MSep 4, 2024 to Feb 17, 2025
- RAUM · $798M to $928MSep 4, 2024 to Feb 17, 2025
- Accounts · 655 to 725Oct 23, 2023 to Feb 21, 2024
- HNW clients · 140 to 162Oct 23, 2023 to Feb 21, 2024
- Individual clients · 72 to 75Oct 23, 2023 to Feb 21, 2024
- Assets in custody · $174M to $283MOct 23, 2023 to Feb 21, 2024
- Discretionary RAUM · $676M to $792MOct 23, 2023 to Feb 21, 2024
- HNW RAUM · $639M to $756MOct 23, 2023 to Feb 21, 2024
- Individual RAUM · $30.7M to $34.5MOct 23, 2023 to Feb 21, 2024
- Non-discretionary RAUM · $382,603 to $6.3MOct 23, 2023 to Feb 21, 2024
- Pension RAUM · $1.9M to $2.2MOct 23, 2023 to Feb 21, 2024
- RAUM · $677M to $798MOct 23, 2023 to Feb 21, 2024
- Accounts · 586 to 655Oct 17, 2022 to Mar 1, 2023
Signals
4 dated events
- West Paces Advisors, Inc. reported RAUM $747.4M, up 25% from $597.4M (2021-03-24 to 2022-03-08)Mar 8, 2022 · RAUM change · derived
- West Paces Advisors, Inc. reported RAUM $527.2M, up 29% from $409.1M (2019-03-22 to 2020-02-06)Feb 6, 2020 · RAUM change · derived
- West Paces Advisors, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 26, 2018 · Succession (Item 4) · fact
- West Paces Advisors, Llc filed its initial SEC registration (Form ADV)Apr 25, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 404-478-3030reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/west-paces-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- WESTPACESADVISORS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (404) 478-3030reportedpublic record, Form ADV, Jan 30, 2026
- Contact form
- westpacesadvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- westpacesadvisors.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $252Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026