DFX Intelligence
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SEC-registered adviser
M••••• F•••••••• S•••••••• I••
Latest filing Mar 26, 2026
First filing on the tape Jun 22, 2022 · 10 filings
SEC status approved since Jul 22, 2022
RAUM
$134M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
96%
$128M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$67.0M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$134M as of Mar 26, 2026
Mar 29, 2023$107M then
HNW client RAUM$97.4M as of Mar 26, 2026
Mar 29, 2023$72.9M then
State-registered IARs (5.B.3)2 as of Mar 26, 2026
Mar 29, 20231 then
Employees (5.A)3 as of Mar 26, 2026
Mar 29, 20233 then
Private funds: no history
RAUM +9.5% over the last fiscal year+7.8% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $67.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $7.0MderivedHNW RAUM over HNW clients
- Average account
- $498,288derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.5%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -7.2%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $126M, 45 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$97.4M73%
- Individuals$30.7M23%
- Corporations and businesses$5.3M4.0%
- Pension and profit-sharing plans$643,4610.5%
- Individual clients
- 115reported
- HNW clients
- 14reported
- Pension plan clients
- 1reported
- Charitable clients
- 0reported
- Accounts
- 269reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $126M for 45 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• I•• M••••• | Chico, Ca | Oct 5, 2015 | 32 y | 1 |
| G••••• K•••••• J•••• A•••• | Chico, Ca | Oct 27, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- K•••• I•• M••••• from L•• F•••••••• L••Oct 5, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• K••••• I•• · Chief Compliance Officercontrolsince 04/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Chico, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 26, 2026custody of client assets (Item 9.A): no on the filing of 2025-11-20, yes on the filing of 2026-03-26peers: independent wealth managers, $100M to $500M (5,679)
What changed
consecutive filings, newest first
- Accounts · 287 to 269Nov 20, 2025 to Mar 26, 2026
- Advisory employees · 1 to 2Nov 20, 2025 to Mar 26, 2026
- HNW clients · 12 to 14Nov 20, 2025 to Mar 26, 2026
- Individual clients · 127 to 115Nov 20, 2025 to Mar 26, 2026
- Assets in custody · unset to 125912812.0Nov 20, 2025 to Mar 26, 2026
- Custody of client assets · false to trueNov 20, 2025 to Mar 26, 2026
- State-registered IARs · 1 to 2Nov 20, 2025 to Mar 26, 2026
- Discretionary RAUM · $121M to $133MNov 20, 2025 to Mar 26, 2026
- HNW RAUM · $86.5M to $97.4MNov 20, 2025 to Mar 26, 2026
- Individual RAUM · $30.6M to $30.7MNov 20, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $989,747 to $810,627Nov 20, 2025 to Mar 26, 2026
- Pension RAUM · $490,919 to $643,461Nov 20, 2025 to Mar 26, 2026
- RAUM · $122M to $134MNov 20, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0May 2, 2025 to Nov 20, 2025
- Accounts · 304 to 287Aug 23, 2024 to Mar 25, 2025
- Corporate clients · 1 to 2Aug 23, 2024 to Mar 25, 2025
- Individual clients · 138 to 127Aug 23, 2024 to Mar 25, 2025
- Discretionary RAUM · $117M to $121MAug 23, 2024 to Mar 25, 2025
- HNW RAUM · $81.0M to $86.5MAug 23, 2024 to Mar 25, 2025
- Individual RAUM · $30.8M to $30.6MAug 23, 2024 to Mar 25, 2025
- Non-discretionary RAUM · $1.2M to $989,747Aug 23, 2024 to Mar 25, 2025
- Pension RAUM · $2.3M to $490,919Aug 23, 2024 to Mar 25, 2025
- RAUM · $118M to $122MAug 23, 2024 to Mar 25, 2025
- Accounts · 305 to 304Mar 29, 2023 to Mar 20, 2024
- Individual clients · 144 to 138Mar 29, 2023 to Mar 20, 2024
- Discretionary RAUM · $107M to $117MMar 29, 2023 to Mar 20, 2024
- HNW RAUM · $72.9M to $81.0MMar 29, 2023 to Mar 20, 2024
- Individual RAUM · $27.5M to $30.8MMar 29, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $249,665 to $1.2MMar 29, 2023 to Mar 20, 2024
- Pension RAUM · $2.4M to $2.3MMar 29, 2023 to Mar 20, 2024
- RAUM · $107M to $118MMar 29, 2023 to Mar 20, 2024
- Accounts · 284 to 305Aug 10, 2022 to Mar 29, 2023
- HNW clients · 4 to 12Aug 10, 2022 to Mar 29, 2023
- Individual clients · 145 to 144Aug 10, 2022 to Mar 29, 2023
- Discretionary RAUM · $114M to $107MAug 10, 2022 to Mar 29, 2023
- HNW RAUM · $72.5M to $72.9MAug 10, 2022 to Mar 29, 2023
- Individual RAUM · $34.4M to $27.5MAug 10, 2022 to Mar 29, 2023
- Non-discretionary RAUM · $353,810 to $249,665Aug 10, 2022 to Mar 29, 2023
- Pension RAUM · $2.9M to $2.4MAug 10, 2022 to Mar 29, 2023
- RAUM · $114M to $107MAug 10, 2022 to Mar 29, 2023
Signals
1 dated events
- M••••• F•••••••• S•••••••• I•• filed its initial SEC registration (Form ADV)Jun 22, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 530-896-5484reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 530-896-5485reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/murray-financial-servicesreportedpublic record, Form ADV, Mar 26, 2026
- Website
- M•••••FINANCIALSERVICES.COMreportedpublic record, Form ADV, Mar 26, 2026
- Principal office phone
- 530-896-5484reportedpublic record, Form ADV, Mar 26, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- m•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $67.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026