DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

J•••••• C•••••• A••••••• L••

Independent wealth managerSan Francisco, CaliforniaCRD 177514SEC 801-111841websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Apr 9, 2015 · 33 filings
SEC status approved since Oct 16, 2017
RAUM
$193M
reported, Item 5.F
Discretionary
91%
of RAUM
Private clients
85%
$165M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$193M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$193M as of Mar 31, 2026
Mar 28, 2018$117M then
HNW client RAUM$116M as of Mar 31, 2026
Mar 28, 2018$60.8M then
State-registered IARs (5.B.3)2 as of Mar 31, 2026
Mar 28, 20182 then
Employees (5.A)4 as of Mar 31, 2026
Mar 28, 20184 then
Private funds: no history
RAUM +3.7% over the last fiscal year-4.4% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
  • Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
RAUM per advisor
$193MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
180derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.6MderivedHNW RAUM over HNW clients
Average account
$411,091derivedRAUM over accounts (5.F.2.f)
Discretionary
91%derivedof RAUM
Institutional
6.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
0.5derived2 offices incl. principal (1.F.5)
RAUM growth, one year
+3.7%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-20%derived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Wrap fee program
$352MreportedItem 5.I
Custody
$40.8M, 97 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$116M60%
  • Individuals$48.9M25%
  • Corporations and businesses$16.5M8.5%
  • Pension and profit-sharing plans$11.6M6.0%
Individual clients
135reported
HNW clients
45reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
470reported
Financial planning clients
0reported
Wrap fee programs
$176M sponsored, $176M managedreported
Custody of client assets
$40.8M for 97 clientsreported
Compensation
% of AUMreported
Class basis
private_client_share=0.85 fund_share=0.0 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J•••••• P••• H•••••San Francisco, CaJan 1, 202617 y1
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • H•••••• J••••••• P••• · Chief Compliance Officer & Managing Membercontrol
      since 05/2015 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Offices
    Schedule D 1.F, the 25 largest
    • Portsmouth, NH1 employees
    ADV anomalies
    1 against comparable advisers; where to look, not conclusions
    • clients down average size upCombination · filing Mar 31, 2026
      private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $186,242,442 to $193,212,864, advisors 2 to 2, private clients 226 to 180, offices 1 to 1 (2025-03-13 to 2026-03-31)
      peers: independent wealth managers, $100M to $500M (5,676)
    How anomalies are measured
    What changed
    consecutive filings, newest first
    • Accounts · 550 to 470
      Dec 15, 2025 to Mar 31, 2026
    • HNW clients · 50 to 45
      Dec 15, 2025 to Mar 31, 2026
    • Individual clients · 176 to 135
      Dec 15, 2025 to Mar 31, 2026
    • Pension plan clients · 4.0 to unset
      Dec 15, 2025 to Mar 31, 2026
    • Discretionary RAUM · $176M to $176M
      Dec 15, 2025 to Mar 31, 2026
    • HNW RAUM · $117M to $116M
      Dec 15, 2025 to Mar 31, 2026
    • Individual RAUM · $45.4M to $48.9M
      Dec 15, 2025 to Mar 31, 2026
    • Non-discretionary RAUM · $10.1M to $17.3M
      Dec 15, 2025 to Mar 31, 2026
    • Pension RAUM · $10.4M to $11.6M
      Dec 15, 2025 to Mar 31, 2026
    • RAUM · $186M to $193M
      Dec 15, 2025 to Mar 31, 2026
    • Wrap assets (manager) · $176M to $176M
      Dec 15, 2025 to Mar 31, 2026
    • Wrap assets (sponsor) · $176M to $176M
      Dec 15, 2025 to Mar 31, 2026
    • Accounts · 889 to 550
      Oct 1, 2024 to Mar 13, 2025
    • HNW clients · 242 to 50
      Oct 1, 2024 to Mar 13, 2025
    • Individual clients · 100 to 176
      Oct 1, 2024 to Mar 13, 2025
    • Pension plan clients · 14 to 4
      Oct 1, 2024 to Mar 13, 2025
    • Assets in custody · $129M to $40.8M
      Oct 1, 2024 to Mar 13, 2025
    • Financial planning clients · 0 to 0
      Oct 1, 2024 to Mar 13, 2025
    • Discretionary RAUM · $205M to $176M
      Oct 1, 2024 to Mar 13, 2025
    • HNW RAUM · $47.6M to $117M
      Oct 1, 2024 to Mar 13, 2025
    • Individual RAUM · $153M to $45.4M
      Oct 1, 2024 to Mar 13, 2025
    • Non-discretionary RAUM · $10.9M to $10.1M
      Oct 1, 2024 to Mar 13, 2025
    • Pension RAUM · $4.6M to $10.4M
      Oct 1, 2024 to Mar 13, 2025
    • RAUM · $216M to $186M
      Oct 1, 2024 to Mar 13, 2025
    • Wrap assets (manager) · $216M to $176M
      Oct 1, 2024 to Mar 13, 2025
    • Wrap assets (sponsor) · $216M to $176M
      Oct 1, 2024 to Mar 13, 2025
    • Other offices · 2 to 1
      May 10, 2024 to Jul 11, 2024
    • Accounts · 1,011 to 889
      Mar 31, 2023 to Mar 26, 2024
    • Advisory activities · 2 to 4
      Mar 31, 2023 to Mar 26, 2024
    • HNW clients · 92 to 242
      Mar 31, 2023 to Mar 26, 2024
    • Individual clients · 278 to 100
      Mar 31, 2023 to Mar 26, 2024
    • Pension plan clients · 38 to 14
      Mar 31, 2023 to Mar 26, 2024
    • Employees · 5 to 4
      Mar 31, 2023 to Mar 26, 2024
    • Financial planning clients · unset to 0
      Mar 31, 2023 to Mar 26, 2024
    • Other offices · 1 to 2
      Mar 31, 2023 to Mar 26, 2024
    • Discretionary RAUM · $201M to $205M
      Mar 31, 2023 to Mar 26, 2024
    • HNW RAUM · $149M to $47.6M
      Mar 31, 2023 to Mar 26, 2024
    • Individual RAUM · $52.8M to $153M
      Mar 31, 2023 to Mar 26, 2024
    • Non-discretionary RAUM · $19.7M to $10.9M
      Mar 31, 2023 to Mar 26, 2024
    • Pension RAUM · $10.6M to $4.6M
      Mar 31, 2023 to Mar 26, 2024
    Signals
    2 dated events
    • Anthony Michael Porfido (Managing Member & Chief Compliance Officer) no longer on Schedule A of J•••••• C•••••• A••••••• L•• (listed 2021-03-29, absent 2021-10-29)
      Oct 29, 2021 · Control person left · inference
    • J•••••• C•••••• A••••••• L•• filed its initial SEC registration (Form ADV)
      Apr 9, 2015 · First SEC registration · fact
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business email
    january@januarycapital.coreportedpublished by the firm, firm site, Sep 16, 2026
    Business phone
    415-494-2790reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    J••••••CAPITAL.COreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    415-494-2790reportedpublic record, Form ADV, Mar 31, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $193Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026