DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••••• A•••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Sep 25, 2017 · 12 filings
SEC status approved since Oct 25, 2017
RAUM
$397M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$397M as of Mar 30, 2026
Mar 26, 2018$158M then
HNW client RAUM$0 as of Mar 30, 2026
Mar 26, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 26, 20180 then
Employees (5.A)4 as of Mar 30, 2026
Mar 26, 20184 then
Private funds1 as of Mar 30, 2026
Mar 26, 20181 then
RAUM +27% over the last fiscal year+54% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $79.5MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 72%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +27%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $113M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- State and municipal entities$285M72%
- Pooled investment vehicles$113M28%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 5reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $113M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.28 institutional_share=0.72 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| B••••• G••••• H••• D••••••• Y•••• F••• L• | Hedge Fund | $72.1M | 47 | Jun 1, 2015 |
Owners and control persons
Schedule A and B, latest filing
- B•••••• D••••••••• S• · Managing Member And Chief Compliance Officercontrolsince 03/2011 · owns 75% or more
- C••••••••• N•••••• · Partnersince 01/2022 · owns 10% to 25%
Related persons
Schedule D 7.A
- B••••• A•••• M••••••••• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 4 to 5Mar 28, 2025 to Mar 30, 2026
- Assets in custody · $87.8M to $113MMar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $314M to $397MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $87.8M to $113MMar 28, 2025 to Mar 30, 2026
- RAUM · $314M to $397MMar 28, 2025 to Mar 30, 2026
- Accounts · 2 to 4Mar 19, 2024 to Mar 28, 2025
- Advisory employees · 1 to 2Mar 19, 2024 to Mar 28, 2025
- Assets in custody · $72.1M to $87.8MMar 19, 2024 to Mar 28, 2025
- Employees · 3 to 4Mar 19, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 19, 2024 to Mar 28, 2025
- Discretionary RAUM · $103M to $314MMar 19, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $72.1M to $87.8MMar 19, 2024 to Mar 28, 2025
- RAUM · $103M to $314MMar 19, 2024 to Mar 28, 2025
- Accounts · 3 to 2Mar 30, 2023 to Mar 19, 2024
- Assets in custody · $57.3M to $72.1MMar 30, 2023 to Mar 19, 2024
- Discretionary RAUM · $109M to $103MMar 30, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $57.3M to $72.1MMar 30, 2023 to Mar 19, 2024
- RAUM · $109M to $103MMar 30, 2023 to Mar 19, 2024
- Accounts · 2 to 3Mar 28, 2022 to Mar 30, 2023
- Assets in custody · $64.1M to $57.3MMar 28, 2022 to Mar 30, 2023
- Discretionary RAUM · $92.9M to $109MMar 28, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $64.1M to $57.3MMar 28, 2022 to Mar 30, 2023
- RAUM · $92.9M to $109MMar 28, 2022 to Mar 30, 2023
- Advisory employees · 2 to 1Mar 31, 2021 to Mar 28, 2022
- Assets in custody · $69.3M to $64.1MMar 31, 2021 to Mar 28, 2022
- Employees · 5 to 3Mar 31, 2021 to Mar 28, 2022
- Discretionary RAUM · $101M to $92.9MMar 31, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $69.3M to $64.1MMar 31, 2021 to Mar 28, 2022
- RAUM · $101M to $92.9MMar 31, 2021 to Mar 28, 2022
- Advisory employees · 3 to 2Mar 27, 2020 to Mar 31, 2021
- Advisory activities · 1 to 2Mar 27, 2020 to Mar 31, 2021
- Pooled vehicle clients · 2 to 1Mar 27, 2020 to Mar 31, 2021
- Assets in custody · $63.5M to $69.3MMar 27, 2020 to Mar 31, 2021
- Employees · 6 to 5Mar 27, 2020 to Mar 31, 2021
- Discretionary RAUM · $157M to $101MMar 27, 2020 to Mar 31, 2021
- Pooled vehicle RAUM · $157M to $69.3MMar 27, 2020 to Mar 31, 2021
- RAUM · $157M to $101MMar 27, 2020 to Mar 31, 2021
- Advisory employees · 2 to 3Mar 28, 2019 to Mar 27, 2020
- Assets in custody · $59.3M to $63.5MMar 28, 2019 to Mar 27, 2020
- Employees · 4 to 6Mar 28, 2019 to Mar 27, 2020
Signals
3 dated events
- B••••• A•••• M••••••••• L•• reported RAUM $313.8M, up 205% from $103.0M (2024-03-19 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- B••••• A•••• M••••••••• L•• reported RAUM $157.8M, up 206% from $51.5M (2017-09-25 to 2018-03-26)Mar 26, 2018 · RAUM change · derived
- B••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Sep 25, 2017 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/B•••••-ASSET-MANAGEMENT-LLCreportedpublic record, Form ADV, Sep 19, 2026
- Website
- B•••••ASSET.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 609-580-1457reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026