DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••• W••• W••••• M••••••••• L••
Latest filing Apr 20, 2026
First filing on the tape Mar 24, 2022 · 14 filings
SEC status approved since Apr 22, 2022
RAUM
$183M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$182M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$91.4M
derived; firm RAUM over IAPD count
Employees
5
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
14 filings and snapshots on the tape
RAUM$183M as of Apr 20, 2026
Jan 10, 2023$103M then
HNW client RAUM$150M as of Apr 20, 2026
Jan 10, 2023$57.8M then
State-registered IARs (5.B.3)2 as of Apr 20, 2026
Jan 10, 20231 then
Employees (5.A)5 as of Apr 20, 2026
Jan 10, 20231 then
Private funds: no history
RAUM +20% over the last fiscal year+21% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Apr 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $91.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 75derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $365,646derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.4%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $183M, 151 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$150M82%
- Individuals$32.7M18%
- Corporations and businesses$373,9210.2%
- Individual clients
- 69reported
- HNW clients
- 81reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 500reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $183M for 151 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| C•••••• S•••• M• M••••• | The Woodlands, Tx | Jul 15, 2015 | 20 y | 2 |
| M••••••• E•••• S•••••• | The Woodlands, Tx | Sep 12, 2025 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- C•••••• S•••• M• M••••• from I••••••••• P••••••••• I•••Jul 15, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M• M•••••• C••••••• S•••• · Managing Membercontrolsince 07/2014 · owns 75% or more
Related persons
Schedule D 7.A
- W•••• W••• C•••••• P•••••••• L••investment adviserpooled vehicle sponsorn
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| The Woodlands, Tx · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 473 to 500Sep 18, 2025 to Feb 5, 2026
- Corporate clients · 0 to 1Sep 18, 2025 to Feb 5, 2026
- HNW clients · 63 to 81Sep 18, 2025 to Feb 5, 2026
- Individual clients · 82 to 69Sep 18, 2025 to Feb 5, 2026
- Assets in custody · $152M to $183MSep 18, 2025 to Feb 5, 2026
- Discretionary RAUM · $152M to $183MSep 18, 2025 to Feb 5, 2026
- HNW RAUM · $112M to $150MSep 18, 2025 to Feb 5, 2026
- Individual RAUM · $40.0M to $32.7MSep 18, 2025 to Feb 5, 2026
- RAUM · $152M to $183MSep 18, 2025 to Feb 5, 2026
- Advisory employees · 1 to 2Mar 8, 2025 to Sep 18, 2025
- Employees · 4 to 5Mar 8, 2025 to Sep 18, 2025
- State-registered IARs · 1 to 2Mar 8, 2025 to Sep 18, 2025
- Employees · 1 to 4Jan 30, 2025 to Mar 8, 2025
- Financial planning clients · 101-250 to 101-250Jan 30, 2025 to Mar 8, 2025
- Accounts · 458 to 473Aug 9, 2024 to Jan 30, 2025
- HNW clients · 46 to 63Aug 9, 2024 to Jan 30, 2025
- Individual clients · 98 to 82Aug 9, 2024 to Jan 30, 2025
- Assets in custody · $121M to $152MAug 9, 2024 to Jan 30, 2025
- Discretionary RAUM · $121M to $152MAug 9, 2024 to Jan 30, 2025
- HNW RAUM · $45.3M to $112MAug 9, 2024 to Jan 30, 2025
- Individual RAUM · $75.4M to $40.0MAug 9, 2024 to Jan 30, 2025
- RAUM · $121M to $152MAug 9, 2024 to Jan 30, 2025
- Related adviser · false to trueJan 29, 2024 to Aug 9, 2024
- Accounts · 457 to 458Jul 19, 2023 to Jan 29, 2024
- HNW clients · 37 to 46Jul 19, 2023 to Jan 29, 2024
- Individual clients · 106 to 98Jul 19, 2023 to Jan 29, 2024
- Assets in custody · $103M to $121MJul 19, 2023 to Jan 29, 2024
- Discretionary RAUM · $103M to $121MJul 19, 2023 to Jan 29, 2024
- HNW RAUM · $57.8M to $45.3MJul 19, 2023 to Jan 29, 2024
- Individual RAUM · $45.0M to $75.4MJul 19, 2023 to Jan 29, 2024
- RAUM · $103M to $121MJul 19, 2023 to Jan 29, 2024
- Accounts · 396 to 457May 31, 2022 to Jan 10, 2023
- HNW clients · 39 to 37May 31, 2022 to Jan 10, 2023
- Individual clients · 99 to 106May 31, 2022 to Jan 10, 2023
- Assets in custody · $112M to $103MMay 31, 2022 to Jan 10, 2023
- Discretionary RAUM · $112M to $103MMay 31, 2022 to Jan 10, 2023
- HNW RAUM · $66.8M to $57.8MMay 31, 2022 to Jan 10, 2023
- Individual RAUM · $45.6M to $45.0MMay 31, 2022 to Jan 10, 2023
- RAUM · $112M to $103MMay 31, 2022 to Jan 10, 2023
- Advisory activities · 3 to 2Mar 24, 2022 to May 6, 2022
Signals
1 dated events
- W•••• W••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Mar 24, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- stephanie@whitewingwm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- taylor@whitewingwm.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 832-764-5305reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- W••••W•••WM.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 832-764-5305reportedpublic record, Form ADV, Apr 20, 2026
- Contact form
- whitewingwm.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- whitewingwm.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $91.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026