DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• D••••••••• E••••• F•••• I•••
Latest filing Mar 27, 2026
First filing on the tape Aug 14, 2015 · 13 filings
SEC status approved since Aug 24, 2015
RAUM
$3.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
20
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$3.0B as of Mar 27, 2026
Mar 22, 2016$1.5B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 22, 20160 then
Employees (5.A)20 as of Mar 27, 2026
Mar 22, 201621 then
Private funds: no history
RAUM +14% over the last fiscal year+13% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $3.0BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$3.0B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••• K••••••• J•••• · Director; Non-Executive Chairsince 01/2008 · owns less than 5%
- E••••••••• F•••••••• A••• · Directorsince 02/2006 · owns less than 5%
- H•••••• J••••• P•••••• · Chief Executive Officersince 04/2023 · owns less than 5%
- H•••• B••••• S•••••• · Cfosince 03/2012 · owns less than 5%
- J•••••• M•••• C•••••••• · Directorsince 12/2020 · owns less than 5%
- K••••• J••••• F•••• · General Counsel And Ccosince 07/2018 · owns less than 5%
- K••••••••• L•••••••• C••••••• · Directorsince 10/2017 · owns less than 5%
- N•••••• J•••• M• · Directorsince 12/2021 · owns less than 5%
- S•••••••• M•••• E••••• · Directorsince 02/2013 · owns less than 5%
- S•••••••• D••••••• C••••• · Presidentsince 04/2023 · owns less than 5%
Related persons
Schedule D 7.A
- A•••• F•••• A•••••••investment advisery
Advisers that list A•••• D••••••••• E••••• F•••• I••• as a related person
- 226613 y
Offices
Schedule D 1.F, the 25 largest
- Palm Beach Gardens, FL4 employees
What changed
consecutive filings, newest first
- Advisory employees · 11 to 10Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.7B to $3.0BMar 31, 2025 to Mar 27, 2026
- RAUM · $2.7B to $3.0BMar 31, 2025 to Mar 27, 2026
- Financial planning clients · unset to Mar 28, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.6B to $2.7BMar 28, 2024 to Mar 31, 2025
- RAUM · $2.6B to $2.7BMar 28, 2024 to Mar 31, 2025
- Employees · 21 to 20Mar 30, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.1B to $2.6BMar 30, 2023 to Mar 27, 2024
- RAUM · $2.1B to $2.6BMar 30, 2023 to Mar 27, 2024
- Advisory employees · 10 to 11Mar 31, 2022 to Mar 30, 2023
- Employees · 20 to 21Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $2.7B to $2.1BMar 31, 2022 to Mar 30, 2023
- RAUM · $2.7B to $2.1BMar 31, 2022 to Mar 30, 2023
- Employees · 21 to 20Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.2B to $2.7BMar 31, 2021 to Mar 31, 2022
- RAUM · $2.2B to $2.7BMar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $2.0B to $2.2BMar 30, 2020 to Mar 31, 2021
- RAUM · $2.0B to $2.2BMar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · $1.6B to $2.0BMar 29, 2019 to Mar 30, 2020
- RAUM · $1.6B to $2.0BMar 29, 2019 to Mar 30, 2020
- Employees · 22 to 21Mar 29, 2018 to Mar 29, 2019
- Discretionary RAUM · $1.8B to $1.6BMar 29, 2018 to Mar 29, 2019
- RAUM · $1.8B to $1.6BMar 29, 2018 to Mar 29, 2019
- Advisory employees · 9 to 10Mar 28, 2017 to Mar 29, 2018
- Employees · 21 to 22Mar 28, 2017 to Mar 29, 2018
- Other offices · unset to 1.0Mar 28, 2017 to Mar 29, 2018
- Discretionary RAUM · $1.5B to $1.8BMar 28, 2017 to Mar 29, 2018
- RAUM · $1.5B to $1.8BMar 28, 2017 to Mar 29, 2018
- Discretionary RAUM · $1.5B to $1.5BMar 22, 2016 to Mar 28, 2017
- RAUM · $1.5B to $1.5BMar 22, 2016 to Mar 28, 2017
- Discretionary RAUM · $1.5B to $1.5BAug 14, 2015 to Mar 22, 2016
- RAUM · $1.5B to $1.5BAug 14, 2015 to Mar 22, 2016
Signals
1 dated events
- A•••• D••••••••• E••••• F•••• I••• filed its initial SEC registration (Form ADV)Aug 14, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/adams-fundsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 410-752-5900reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026